Manager Regulatory Compliance in Wealth
TD Bank
Drive regulatory compliance management as a Manager of RCM & Regulatory Change at TD in Toronto. Embrace a hybrid work model while ensuring adherence to compliance standards and effective risk management. In this role, you will oversee compliance frameworks and guide regulatory change initiatives across Wealth business lines. Your responsibilities include evaluating regulatory risks, managing compliance documentation, and collaborating with stakeholders to enhance regulatory management processes. Bring your expertise in regulatory compliance, risk analysis, and control governance to impact TD's commitment to ethical banking practices. Key Responsibilities:
• Provide oversight for regulatory compliance frameworks and standards
• Evaluate design and effectiveness of compliance-related controls
• Assess materiality and Business Impact Assessments for regulatory changes
• Report compliance issues and emerging risks to senior management
• Promote strong documentation and governance discipline across compliance initiatives Requirements:
• Bachelor’s degree in Law, Business, or Finance
• Experience in regulatory compliance within financial institutions
• Strong knowledge of risk management and eGRC systems
• Excellent analytical and stakeholder management skills
• Ability to influence and challenge effectively across teams Elevate your career in regulatory compliance management by joining TD’s Wealth team in a pivotal role.
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Vacancy posted 2 hours ago
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