Dynamic Registration Officer at Scotiabank
Scotiabank
Step into a critical role at Scotiabank as a Registration Officer in Toronto, Ontario, focusing on securities and insurance licensing duties. Ensure regulatory compliance and effective process management. As a Registration Officer, you will leverage your knowledge of securities and insurance frameworks while managing registrations and monitoring renewals. Your role involves maintaining detailed records and liaising with regulatory bodies to resolve compliance issues. An educational background in Business or Finance is essential for success. Key Responsibilities:
- Oversee the registration process for securities and insurance
- Track and manage registration renewals across provinces
- Ensure databases are accurate and up-to-date
- Liaise with regulators regarding compliance matters
- Prepare reports on registrant status and correspondence
- Degree in Business, Finance, or related field
- Experience in securities or insurance compliance
- Strong understanding of regulatory requirements for registration
- Familiarity with the National Registration Database
- Ability to manage audits and maintain records
Vacancy posted 8 days ago
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