Deputy Chief Compliance Officer Canada
JPMorgan Chase
Advance your career with JPMorgan Asset Management as the Deputy Chief Compliance Officer in Canada. Utilize your compliance expertise to enhance our regulatory framework and support compliance strategy. In this senior role, you will act as Deputy to the Chief Compliance Officer while overseeing securities licensing, regulatory submissions, and operational compliance. Your apt handling of compliance advisory across our Canadian asset management initiatives will be crucial in navigating a highly regulated marketplace. Key Responsibilities:
- Act as Deputy to the Chief Compliance Officer for Canada
- Oversee securities licensing and regulatory submissions
- Manage regulatory exams and internal inquiries
- Provide compliance advisory across products and distribution
- Support monitoring, testing, and risk assessments
- Proven compliance experience in asset management
- Solid communication skills for regulatory issues
- Bachelor's degree in law or finance preferred
- Ability to operate independently and lead initiatives
- High integrity and professional maturity
Vacancy posted 4 hours ago
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