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Senior Compliance Analyst - Exchange Traded Products

The Toronto-Dominion Bank (Canada)

The Toronto-Dominion Bank (TD) Securities Compliance group is seeking a Senior Compliance Business Analyst to advise on Exchange Traded Products compliance and oversight. You will partner with business lines and stakeholders to develop, communicate, implement, and maintain policies and procedures to support regulatory requirements.

Ideal candidates bring strong knowledge of equities and derivatives, UMIR/Exchange rules, Power BI data analytics, and proven project management, with the ability to

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Vacancy posted 13 hours ago
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