Senior Compliance Analyst - Exchange Traded Products
The Toronto-Dominion Bank (Canada)
The Toronto-Dominion Bank (TD) Securities Compliance group is seeking a Senior Compliance Business Analyst to advise on Exchange Traded Products compliance and oversight. You will partner with business lines and stakeholders to develop, communicate, implement, and maintain policies and procedures to support regulatory requirements.
Ideal candidates bring strong knowledge of equities and derivatives, UMIR/Exchange rules, Power BI data analytics, and proven project management, with the ability to
#J-18808-Ljbffr$75k - $95k per year
...helping shape the future of retail, we’d love to hear from you. Who we need Reporting to the Senior VP, North American Finance, we are hiring a Customs & Trade Compliance Analyst . to support compliant, accurate, and efficient import and export activity across our North...SeniorFull timeInternshipWork at officeWorldwideShift work$80 - $110 per hour
...and quantum computing to drive productivity and deliver hyper-... ...subject matter expert in Metals trading, including precious and base... ...seamless operations and regulatory compliance. Manage change requests and... ...efforts to ensure high-quality, production-ready deliverables. What...SeniorFull timeContract workInternship- ...growing our team and looking for contributors of all seniorities. We’re looking for a Trade Compliance Specialist to support day-to-day export and import compliance... ...submissions. Quick to learn new regulations, products, software, applications, with strong written and...SuggestedPermanent employmentFull time
$85k - $90k per year
...a company committed to its people, find out more about what Aviso has to offer at . The Opportunity: We’re looking for a Trade Compliance Officer to join our Compliance team. Reporting to the Director of Trade Compliance, the Compliance Officer, Trade Compliance is...SuggestedFull timeInternship- ...Senior Customs Specialist/ Senior Manager (CANADA) Compensation Compensation will be... ...role in managing Canadian import customs compliance across the organization. This is a senior... ...preferred , while professional customs/trade certification and experience with...SeniorFull timeWork at office
$78k - $90k per year
...Konrad is an AI-driven digital consultancy and product-innovation firm providing AI, strategy,... ...client engagements. As a Product Analyst, you are an early-to-mid career professional... ...requirements. You will work closely with senior analysts, consultants, engineers, designers...SeniorFull timeWork from homeFlexible hours$94k per year
...Trading Platform Product Specialist Quantfury (Canada) is a fintech company that develops and supports one of the world’s fastest-growing online... ...of cryptocurrencies, commodities, equities, foreign exchange, and futures; superb written and verbal articulation, including...Full timeWork at officeWork from homeFlexible hours- ...Job Description THE COMPANY Overview Pala Interactive is looking for a Compliance Analyst to work in a compliance team to assist the full product & platform lifecycle – from ideation, design, functions, and delivery - to ensure compliance with municipal, provincial...Full timeCasual workWork at office3 days per week
$70k - $80k per year
...Financial Group (“CC&LFG”) is looking for a Trade Support Analyst for an existing vacancy in our Trade... ...money market, Derivatives and Foreign Exchange. ~ The role covers transactions... .... ~ Onboarding of new accounts, products and counterparties in relevant internal...Full timeWork at officeRemote work$70k - $110k per year
...Position at Stelumar Advanced Manufacturing Inc. Role: Senior Security and Compliance Administrator Location: Etobicoke & Mississauga, Ontario Company: Stelumar Advanced Manufacturing Inc. Department: Information Technology Employment Type...SeniorPermanent employmentFull time$120k - $135k per year
...We are looking to fill an opening for a Senior Product Manager to join Aviso’s Product Management... ...for product outcomes and make informed trade-offs rather than treating feature... ...technical delivery Work with partners in compliance, privacy, operations, marketing, finance...SeniorFull timeInternship$110k - $135k per year
...intimates for real life. Through our innovative products and our engaged community, we are... ...authentic career! As the Sr. Manager, Product Compliance you are the in-house owner of product... ..., or guiding the Operations team on trade compliance matters. The Opportunity:...SeniorHourly payPermanent employmentFull timeShift work$90k - $105k per year
...you might just be in the right place! We’re looking for a Senior Financial Analyst to join our Financial Planning & Analysis (FP&A) team. You will... ...in 2005, Lightspeed is dual-listed on the New York Stock Exchange (NYSE: LSPD) and Toronto Stock Exchange (TSX: LSPD). With teams...SeniorLong term contractFull timeRemote workFlexible hours- ...Summers , and Jack Dorsey . Position: Insurance Regulatory Compliance Specialist Type: Contract Compensation: $800... ..., reporting, audits, and corrective action. Create work products such as compliance assessments, control recommendations, filing...Full timeContract workSummer workImmediate startRemote work
- ...retail. Job Summary We’re looking for an experienced Senior Product Designer to join AutoSync’s Consumer Experience team and help shape... ..., and comparison to vehicle details, payment exploration, trade-in valuations, financing applications, and online deposits. You...SeniorShift work
$100k - $125k per year
...AI are fundamentally changing how great products are built. Traditional handoffs between... ...production in days instead of months. As a Senior Data Analyst, you'll join our data team and take on... ..., forecast outcomes, and evaluate trade-offs before decisions are made. Define...SeniorPermanent employmentFull time3 days per week$60k - $80k per year
...experience, Jumbo features an extensive assortment of toys, baby products, seasonal décor, home essentials, stationery, party supplies,... ...Position Summary As the Regulatory Affairs & Product Compliance Coordinator , you will play a key role in ensuring that Jumbo...InternshipSeasonal workWork at office$67k - $88k per year
...work. Here, you’ll find opportunities to learn, lead, and make an impact every day. POSITION OVERVIEW: As an Analyst, Internal Audit and Compliance at RioCan, you will play a critical role in ensuring the integrity and effectiveness of our internal controls, risk management...Long term contractFull timeSummer workInternshipWork at officeFlexible hoursWeekend work- ...testing, coordinating UAT with Ministry users and updating / grooming product backlog on on-going bases. Requirements Experience and... ...(Stage Gate, ITIL, security policies, etc.). Understanding of OPS procurement, regulatory compliance, and service delivery models....SeniorFull timeInternship
$105k - $115k per year
...Who We Are Konrad is an AI-driven digital consultancy and product-innovation firm providing AI, strategy, design, and technology... ...trusted by 500 million people. About The Role As a Senior Data Analyst, you are an experienced analytics professional who leads analytical...SeniorFull timeWork from homeFlexible hours- ...Senior Financial Analyst Department: Finance Reports To: Director of Finance Location:... ...supporting financial reporting, IFRS compliance, operational analysis, and continuous... ...requirements, including filings for TSX Venture Exchange, Nasdaq, and other regulatory...SeniorFull time
$120k - $145k per year
...million people do what they love. The Role: You'll own the product vision for payroll and integrations, two of the most business-... ...and you understand what remittance deadlines, year-end and tax compliance actually demand. Experience in both is a strong advantage ~ Experience...SeniorFull timeWork at officeLocal areaRemote work$70k - $80k per year
...performing asset managers ? We are looking for a Compliance Specialist to join our Private Capital... ...Team meetings with Asset Mix & Trading Operations and other functional teams.... ...provide regulatory guidance regarding our products and services Stay up to date with regulatory...Full timeInternshipWork at officeRemote workFlexible hours$102k - $133k per year
...defines our culture. The Role: The Senior Business Systems Analyst will join the Enterprise Systems Team... ...with finance, business, analytics, product, and engineering and manage several... ...integrations. Ensure strict alignment on compliance and control requirements, especially...SeniorFull timeWork at officeLocal areaFlexible hours$90 - $150 per hour
...include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Compliance Officer Type: Contract Compensation: $90–$150/hour Location: Remote Duration: 3–4 weeks...SeniorFull timeContract workSummer workImmediate startRemote work$95k - $105k per year
...hope you’ll join us. About the role: We are looking for a Senior QA Analyst to join our testing team! You’ll get to work on an amazing team, collaborating closely with Developers, Designers & Product Managers. With a mix of manual and automated testing techniques you...SeniorFull timeInternshipWork at officeFlexible hoursShift work- ...essential. Job Description The Senior Application Analyst serves as the organization’s primary... ..., roadmap reviews, and contract compliance. Evaluate and recommend application... ...Project Management, Financials, Field Productivity). Familiarity with SQL for ad hoc...SeniorFull timeContract workFor contractorsLocal area
$135k - $165k per year
...About the Job OpenTable's Restaurant Product team builds the tools that help restaurants... ...businesses. We're looking for a seasoned Senior Product Manager to identify opportunities... ...executives around product priorities and trade-offs. Translate business objectives into...SeniorFull timeWork at officeLocal areaFlexible hours2 days per week- ...to get to know you! The Work We are looking for a Senior Manager, Business Compliance who will supervise PC Bank’s Regulatory Compliance Management... ...on application of compliance requirements, such as: new products or initiatives, process development, development of...SeniorHourly payPermanent employmentFull timeInternshipWork at office
- ...remittance and clearing accounts Own the accuracy, completeness, and reliability of financial data across multiple subsidiaries Ensure compliance with applicable accounting standards and financial reporting requirements Research and recommend appropriate accounting treatment...SeniorFull time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Analyst - Exchange Traded Products. Be the first to apply!
- regulatory analyst Toronto, ON
- regulatory affairs associate Toronto, ON
- trade compliance specialist Toronto, ON
- corporate compliance officer Toronto, ON
- regulatory compliance officer Toronto, ON
- analyste conformité Toronto, ON
- compliance analyst Toronto, ON
- compliance officer Toronto, ON
- regulatory specialist Toronto, ON
- senior contracts manager contracts specialist Toronto, ON

