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  •  ...are seeking an experienced Implementation Specialist to join our Financial Engineering team,...  ...focused on Portfolio Management and Trading projects. In this role, you will serve as...  ...order management systems, and pre-trade compliance will be critical to ensuring successful... 
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    Internship
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    d1g1t

    Toronto, ON
    13 days ago
  • $92.23k per year

     ...entrepreneurship, partnerships, policies and procedures, and institutional awards and honours. Your opportunity: The Animal Ethics & Compliance Specialist plays a critical role in the administration and oversight of the University’s Animal Care and Use Program (ACUP), supporting... 
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    Full time

    University of Toronto

    Toronto, ON
    1 day ago
  •  ...DESCRIPTION Do you see compliance as a business enabler? Do you have a passion for cutting edge technologies and complex problem solving? Do you enjoy building innovative export compliance solutions? Are you passionate about creating the future of export compliance? Amazon... 
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    Amazon Canada Fulfillment Services, ULC

    Toronto, ON
    16 days ago
  •  ...Transportation to Telecommunications, Aerospace and Defense, our commitment to excellence knows no bounds. Role: Senior Risk/Compliance Specialist Duration : 9 Months with 6 Months extension Location : Toronto – Hybrid – 3 Days onsite Must Haves:   ~10+ years... 
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    QA Consultants

    Toronto, ON
    27 days ago
  • $291 per day

     .... Want a glimpse into life at Enable? Visit our page to learn how you can be part of our journey. Job Summary As IT Compliance Specialist you will be responsible for the running Enable’s technical compliance responsibilities. This entails adherence to the information... 
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    Enable

    Toronto, ON
    a month ago
  • Are you a highly experienced Senior Risk & Compliance Specialist with a deep understanding of internal audit functions, governance processes, and enterprise risk frameworks? This hybrid role (2 days onsite in Toronto &##128205;) offers the opportunity to shape internal audit... 
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    Randstad

    Toronto, ON
    29 days ago
  •  ...traders Work closely with engineering teams to build or modify trading strategies or backend setups of new products Help design the...  ...Wealthsimple Be responsible for overseeing risk and meeting compliance requirements across all of our trading processes We're looking... 
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    Wealthsimple

    Toronto, ON
    2 days ago
  •  ...Director”), the Vice-President, Corporate Compliance Advisory (“VP”) works closely with other...  ...The incumbent will act as a regulatory specialist and compliance advisor with respect to key...  ...largest banking groups in Japan. SMFG’s shares trade on the Tokyo, Nagoya, and New York (NYSE:... 
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    SMBC Group

    Toronto, ON
    1 day ago
  •  ...seeking customized solutions to their wealth management needs. Compliance Officer How does the role impact the organization?...  ...Senior Manager, Compliance, you will be primarily responsible for trade approvals, monthly account reviews and social media management.... 
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    Raymond James Financial, Inc.

    Toronto, ON
    13 days ago
  •  ...Job Description What is the opportunity? The Senior Trade Administrator is responsible for reviewing and challenging the risk...  ...effectiveness, operational/administrative effectiveness, and compliance to industry wide-conventions, rules, and regulations. This opportunity... 
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    Royal Bank of Canada

    Toronto, ON
    9 days ago
  •  ...branch, on the phone (Member-Connect) and via our Mobile mortgage specialists, Wealth Management advisors and Commercial and Business Banking...  ...make an impact, no matter what role you play.  Regulatory Compliance Lead DUCA is looking for a Regulatory Compliance Lead to join... 
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    Full time
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    Shift work

    DUCA Financial Services Credit Union Ltd.

    Toronto, ON
    4 days ago
  •  ...work will help reduce adverse environmental impacts of Bechtel projects. #LI-VB1   Major Responsibilities: Support Environmental Compliance programs on the Project Work collaboratively with Metrolinx EPA to effectively execute the multiple contracts under your purview... 
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    Bechtel

    Toronto, ON
    4 hours ago
  •  ...supported and engaged in doing so. We are currently seeking a Compliance Officer to join our Compliance team. In this role, the...  ...procedures and regulatory requirements, and to be heavily involved in trading surveillance in multiple entities within CI Wealth Management.... 
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    CI Financial

    Toronto, ON
    18 days ago
  • $40 per hour

    Our client, a top 5 bank in Canada, is looking for a Compliance Analyst for a 12-month contract 2 days/week in office in downtown Toronto.  This is an excellent opportunity for a Compliance Analyst with a financial services background. As a Compliance Analyst your duties will... 
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    2 days per week
    Toronto, ON
    7 hours ago
  •  ...Our seasoned team of engineers, project managers and other specialists also put their energy into the construction of wind farms and to...  ...in Canada. Reporting to the QC Manager, the Environmental Compliance Coordinator will be responsible for providing support to management... 
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    EBC Inc.

    Toronto, ON
    10 days ago
  • $83k - $95k per year

     ...to offer at . The Opportunity: We’re looking for a Branch Compliance Manager to join our Compliance team for 18 months. The Branch...  ...Perform Tier 1 daily and monthly reviews of advisor trading activity Deal with compliance issues as identified, through... 
    Full time
    Temporary work
    Internship
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    Aviso Wealth

    Toronto, ON
    1 day ago
  • This position supports Electronic Trading and Market Making at National Bank Financial Group. As a Trading Technology Voice Analyst,...  ...Ensure systems are configured and maintained to meet regulatory/compliance standards and complete/support audits as required Participate... 
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    National Bank of Canada

    Toronto, ON
    13 days ago
  •  ...A career as an Application Analyst Electronic Trading at National Bank means that you will be a Technology Support Specialist for electronic trading activities. This position allows you to have a positive impact on our organisation thanks to your expertise in market systems... 
    Flexible hours

    National Bank of Canada

    Toronto, ON
    22 days ago
  •  ...EY Law LLP is excited to announce the expansion of our Global Trade group within the Indirect Tax Practice. We are looking for talented...  ...role include Advising on customs planning issues, trade compliance risks, anti-dumping and countervailing duties and import/export... 
    Long term contract
    Weekend work

    EY

    Toronto, ON
    18 days ago
  •  ...Position: Hybrid Region: Americas  Country: Canada  State/Province: Ontario  City:  Toronto  Summary The Senior Specialist, IT Risk and Compliance requires extensive experience with Data Loss Prevention (DLP) and similar technologies in order to be capable of managing... 
    Internship
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    Celestica

    Toronto, ON
    5 days ago
  • $27 per hour

    Our client, a top 5 bank in Canada, is looking for a Compliance Analyst for a 6-month contract located in Toronto.  This is an excellent opportunity for a Compliance Analyst with a financial services background As a Compliance Analyst your duties will include but not be limited... 
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    Toronto, ON
    12 days ago
  •  ...the borrowing of securities. The incumbent will also work with management to review operational procedures and be required to ensure compliance with various internal and external policies. Responsibilities Settle transactions versus the payment of Canadian stocks and... 
    Flexible hours

    Laurentian Bank

    Toronto, ON
    23 days ago
  •  ...GWOs business strategies and objectives. Is this role right for you? In this role, you will: Ensuring BNS trade reporting activities are in compliance with governing regulations and business requirements in all areas Scotiabank operates (CFTC, SEC, CTR, ESMA, FCA,... 
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    Flexible hours

    Scotiabank

    Toronto, ON
    2 days ago
  • Application Deadline: 06/29/2025 Address: 100 King Street West Provide day-to-day support for BMO global repo trading desks Efficiently and quickly answer inquiries from groups involved in global BMO Repo trading - Front/Middle Office, Trade Desk Support, Back Office... 
    Full time
    Toronto, ON
    22 hours ago
  •  ...Job Summary Job Description What is the opportunity? As Compliance Analyst, you are accountable for the administration of RBC Enterprise personal trading policy internal control framework with respect to information barriers, personal trading and conflicts of interest... 
    Full time
    Contract work
    Fixed term contract
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    Royal Bank of Canada

    Toronto, ON
    2 days ago
  •  ...and high-performing culture. Purpose The Senior Manager, Trade Finance Operations plays a pivotal role in shaping the future of...  ...issues, resolving them with urgency and professionalism. Risk & Compliance: Maintain strong internal controls and ensure all activities... 
    Long term contract
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    Flexible hours

    Scotiabank

    Toronto, ON
    13 days ago
  •  ...Director is responsible for the overall execution of the FinOps compliance program within RBC. Reporting to the Managing Director, Compliance...  ...clearing house rulebooks. Specific areas of focus include i) trade and transaction reporting, ii) margin requirements, iii)... 
    Full time
    Work at office
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    Royal Bank of Canada

    Toronto, ON
    15 days ago
  • $44 per hour

    Overview Languages English Education ~ Bachelor's degree Experience 7 months to less than 1 year On site Work must be completed at the physical location. There is no option to work remotely. Responsibilities Tasks Analyze and provide ...
    Permanent employment
    Full time
    Remote work

    Jarvis Consulting Group

    Toronto, ON
    2 days ago
  • $7.5k per year

     ...team. You will report to the Fund Finance Director while collaborating with talented colleagues across fund accounting, research, and trading. This role is a means to make a difference: you will be a member of our daily middle office operations and the potential to work on... 
    Full time
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    Local area
    Remote work

    Voleon

    Toronto, ON
    29 days ago
  •  ...for Scotiabank's capital markets operations in Latin America and the Emerging Markets desk. This role is critical in ensuring that all trading positions and their associated risks are effectively identified, measured, monitored, and reported in alignment with the Bank’s risk... 
    Local area

    Scotiabank

    Toronto, ON
    29 days ago