Capital Market Surveillance Manager in Canada
BMO
Become the Manager of Capital Market Surveillance overseeing trading activities in Canada. This role demands expertise in compliance and monitoring to ensure smooth operations and adherence to regulations. The Manager will conduct daily and periodic reviews of sales and trading activities across Canada’s Capital Markets. You will serve as a resource to manage compliance measures, assess market integrity, and provide insights to operational effectiveness. This position is crucial in identifying irregularities and ensuring alignment with corporate strategies. Key Responsibilities:
• Conduct daily reviews of trading activities in Capital Markets
• Assess compliance with regulations and internal policies
• Compile and analyze reports for operational insights
• Facilitate communication across capital market teams
• Identify and address irregularities in trading practices Requirements:
• Strong background in capital markets and trading principles
• Experience in compliance, oversight, and risk management
• Proficiency in data analysis and report generation
• Excellent communication skills for team coordination
• Detail-oriented with a focus on regulatory standards Drive compliance and integrity in trading activities within Canada’s Capital Markets as a key leader.
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Vacancy posted 5 hours ago
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