Manager Wealth Brokerage Compliance Reporting

Bring CIRO compliance and financial reporting expertise to Sun Life’s wealth brokerage entities, with hybrid office and virtual flexibility.This Manager, Regulatory and Subsidiary Reporting role supports SLFISI and SLCSI within the Retail Advice & Solutions Finance team. You will oversee monthly filings, regulatory capital calculations, statutory statements, and controls. Your work also supports audits, board reporting, analytics, and reporting changes across Sun Life’s subsidiaries.Key Responsibilities:
Ensure monthly regulatory filings comply with CIRO rulesSupport minimum regulatory capital calculations and compliance reportingPrepare quarterly board reports for subsidiary entitiesAssist annual statutory and regulatory statements under IFRSResearch accounting changes and lead process updatesRequirements:
CPA designation and 5+ years related Wealth or financial services experienceRetail Wealth brokerage experience and CIRO knowledge are assetsWorking knowledge of IFRS and financial reporting processesAbility to prioritize decisions and identify reporting alternativesAccuracy, ownership, and effective stakeholder communicationUse CIRO rules, IFRS knowledge, and wealth brokerage experience to manage Sun Life’s regulatory reporting responsibilities.
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