Senior Wealth Insurance Compliance Manager

Lead Wealth and Insurance compliance programs in Toronto with expertise in regulatory oversight, transformation, and risk management.As Senior Manager, you will coordinate centralized Compliance programs across TD Wealth and TD Insurance. The work includes Regulatory Compliance Management, Risk and Control Self-Assessments, regulatory change management, monitoring and testing, governance, and reporting. You will maintain alignment with TD’s Enterprise Regulatory Compliance Management Framework and regulatory expectations.Key Responsibilities:
Manage centralized Compliance programs and second-line oversight activitiesLead regulatory risk assessments across Wealth and Insurance businessesCoordinate issues, remediation, validation, escalation, and reportingSupport regulatory examinations, audits, filings, and governance reportingOversee Compliance policies, procedures, manuals, and documentationRequirements:
Senior Compliance leadership experience across Wealth and Insurance businessesKnowledge of Regulatory Compliance Management frameworks and activitiesExperience with regulatory risk and conduct risk oversightAbility to assess controls, governance, reporting, and infrastructureCapability to influence business decisions involving compliance considerationsShape TD Wealth and TD Insurance compliance through regulatory oversight, program leadership, governance, and risk transformation in Toronto.
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