Director Compliance Private Wealth Canada

Shape compliance oversight across BMO Private Wealth Canada through regulatory expertise, effective challenge, and senior stakeholder leadership.This Director, Compliance role also carries the Chief Compliance Officer mandate for BMO Private Investment Counsel Inc. You will oversee a second-line program supporting a Portfolio Manager, Investment Fund Manager, and Exempt Market Dealer. The position combines BPIC accountability with enterprise priorities and evolving assignments across Wealth.Key Responsibilities:
Assess compliance policies, procedures, controls, and remediation needsOversee regulatory examinations, inquiries, filings, and regulator engagementsManage material conflicts involving investments, funds, and affiliatesLead, develop, and manage the BPIC Compliance teamCollaborate with Legal and Regulatory Compliance across Private Wealth CanadaRequirements:
CCO proficiency, experience, and registration under NI 31-103Eight or more years in compliance, regulatory, or securities rolesExperience with fund governance or Independent Review Committees preferredStrong written and verbal communication with Boards and regulatorsAbility to manage evolving priorities across businesses and teamsUse regulatory judgment, people leadership, and compliance oversight to support BMO Private Wealth Canada’s complex businesses.
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