Manager of Compliance with CCO Pathway

Take the next step in your compliance career with Objectway Group as a Compliance Manager, aiming for a Chief Compliance Officer position. Your focus will be on implementing and overseeing compliance frameworks. This role focuses on building a solid compliance foundation for Objectway Group while preparing to transition to the Chief Compliance Officer role. You'll collaborate closely with leadership and other departments, ensuring compliance with the National Instrument 31-103 and implementing policies. Your oversight will help the firm grow responsibly while maintaining regulatory integrity. Key Responsibilities:

• Serve as the firm's Compliance Manager with CCO aspirations
• Assess and enhance existing compliance policies and systems
• Maintain compliance records and report on effectiveness
• Escalate compliance issues to senior management
• Support compliance training efforts across the organization

Requirements:

• Significant experience in the Canadian securities industry
• Qualifications for CCO under NI 31-103
• Familiarity with CSA Staff Notices and industry regulations
• Strong understanding of risk management practices
• Capable of independent decision-making and judgment

Elevate compliance standards and drive ethical success at Objectway Group. #J-18808-Ljbffr