Chief Compliance Officer (CIRO)

BJRC Recruiting

We are partnering with a growing Canadian wealth and investment platform seeking a Chief Compliance Officer (CCO) to join its executive leadership team. This is a highly visible leadership role within an entrepreneurial and evolving investment dealer environment focused on scaling operations, strengthening governance, and supporting continued business growth.
The successful candidate will be responsible for leading and enhancing the organization’s compliance framework, ensuring adherence to CIRO requirements and applicable securities regulations while acting as a strategic business partner to senior leadership.

Key Responsibilities

Lead and oversee the firm’s overall compliance program, policies, and procedures
Ensure compliance with CIRO and applicable securities regulatory requirements
Provide guidance on regulatory, governance, and risk-related matters across the business
Oversee compliance monitoring, regulatory reporting, audits, and examinations
Support the organization’s continued growth and operational scalability
Partner with leadership on strategic initiatives, new products, and process improvements
Manage and mentor members of the compliance team
Review marketing materials, sales practices, and business initiatives from a compliance perspective

Ideal Background

Current Chief Compliance Officer (or equivalent senior compliance leader) within a CIRO-regulated investment dealer environment
Deep knowledge of investment dealer compliance, including managed and advisory accounts
Strong understanding of CIRO requirements, AML, and securities regulations
Experience building or enhancing scalable compliance programs and infrastructure
Proven leadership capabilities with strong executive presence and communication skills
Ability to operate as a pragmatic, business-oriented compliance partner
Completion of CSC, CPH, PDO/BM, and CCO licensing requirements

REF#LI1696

#J-18808-Ljbffr

Apply

Vacancy posted 4 days ago

Similar jobs that could be interesting for youBased on the Chief Compliance Officer (CIRO) in Toronto, ON vacancy

Director, Canada Chief Compliance Officer/MLRO
...other, and our communities. Job Summary: The Director, Compliance establishes overall compliance strategy with significant... ...employees, PayPal's balanced hybrid work model offers 3 days in the office for effective in-person collaboration and 2 days at your choice...
Suggested
Full time
Work at office
Local area
Immediate start
Flexible hours
PayPal
Toronto, ON
28 days ago
Chief Revenue Officer
...agent partners with payment and acquiring solutions. The Chief Revenue Officer is a senior leadership role responsible for the company’s... ...terms. Coordinate Product, Technology, Operations, Risk, Compliance, and Finance review before committing to commercial terms, implementation...
Suggested
Full time
Internship
Local area
Ott Financial Group
Toronto, ON
26 days ago
Interim Chief Financial Officer
...ownership and lenders through clear reporting, risk identification, and recovery plans Strengthen internal controls to ensure compliance, reduce errors, and prevent financial leakage Qualifications Education Bachelor's degree required. Advanced degree (...
Suggested
Contract work
Interim role
Local area
Immediate start
Visa sponsorship
Work visa
Relocation package
Efeso Management Consultants
Toronto, ON
23 days ago
Chief Paranoia Officer
...skills, sound judgement. ~ Excellent written and verbal communication and presentation skills. ~ High degree of proficiency with MS Office suite, specifically Excel, Word and Project. ~ Excellent written and verbal communication and presentation skills. ~ Existing...
Suggested
Full time
Talentminded
Toronto, ON
more than 2 months ago
Chief Operating Officer
...Description Aspire Software is looking to hire a Chief Operating Officer (COO) for one of our Software Business Units! This position provides critical operational and commercial leadership to a company within a growing software vertical. You will be responsible for developing...
Suggested
Long term contract
Full time
Valsoft
Toronto, ON
more than 2 months ago
Trade Compliance Officer
$85k - $90k per year
...offer at . The Opportunity: We’re looking for a Trade Compliance Officer to join our Compliance team. Reporting to the Director of Trade... ...established by Canadian Investment Regulatory Organization (CIRO), and the provincial Securities Commissions, as well as AFI...
Full time
Internship
Aviso Wealth
Toronto, ON
more than 2 months ago
Chief Compliance Officer - Canada
...Select how often (in days) to receive an alert: Chief Compliance Officer - Canada 137473 The Opportunity If you have significant experience leading compliance programs within a regulated environment and are looking for a new challenge, we would love to hear from you...
Work at office
Local area
3 days per week
Zurich Insurance
Toronto, ON
2 days ago
Chief Risk Officer
...path for career growth, you’ll have everything you need to develop both now and over the longer term. The Opportunity As Chief Risk Officer, you will own the design and oversight of a comprehensive, cross-strategy risk framework — setting risk limits and guidelines,...
Long term contract
Full time
Immediate start
Flexible hours
Picton Mahoney Asset Management
Toronto, ON
more than 2 months ago
Chief Executive Officer
$5000 per month
About the job Mercor connects elite creative and technical talent with leading AI research labs. Headquartered in San Francisco, our investors include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position...
Full time
Contract work
Summer work
Remote work
Mercor
Toronto, ON
more than 2 months ago
Chief Technology Officer (Remote)
$220k - $250k per year
...Title: Chief Technology Officer Department: Technology Reporting to: Chief Business Officer Location: Remote - Canada (Candidates based... ...AI operating model, including governance, risk management, compliance, security, privacy, and ethical oversight to enable trusted...
Remote job
Full time
Local area
Worldwide
Relocation
Flexible hours
World Education Services
Toronto, ON
more than 2 months ago
Chief Technology Officer, AI -Native Consumer Platform
...DT Toronto, ON (Hybrid, 3 days in office) | Full-time The opportunity AI has changed the economics of consumer legal services, and our client wants to be the company that proves it. They're a profitable, family-owned legal services business with decades...
Full time
Work at office
Calliere
Toronto, ON
9 days ago
Executive Assistant to Chief Executive Officer
$45 - $60 per hour
...booking. Develop expense and procurement tasks such as expense reports and purchase requests with rule-based limits. Design office operations scenarios like service ticket routing and document filing against a taxonomy. Work independently and asynchronously...
Hourly pay
Full time
Contract work
For contractors
Summer work
Work at office
Remote work
Mercor
Toronto, ON
more than 2 months ago
Corporate Compliance Officer
$90 - $150 per hour
...include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Compliance Officer Type: Contract Compensation: $90–$150/hour Location: Remote Duration: 3–4 weeks...
Full time
Contract work
Summer work
Immediate start
Remote work
Mercor
Toronto, ON
more than 2 months ago
Tax Compliance Officer
$70k - $80k per year
...its people, find out more about what Aviso has to offer at . The Opportunity: We are looking to fill an opening for a Tax Compliance Officer to join our Tax Compliance and Client Reporting team. Reporting to the Director, Tax and Client Reporting, the Tax Compliance...
Full time
Internship
Aviso Wealth
Toronto, ON
more than 2 months ago
Chief Anti-Money Laundering Officer
...in redefining the future of banking in Canada? Look no further. What You'll Be Doing Develop, implement, and monitor internal compliance policies and procedures. Stay up to date with relevant regulations and ensure company-wide adherence. Conduct internal audits...
Full time
Immediate start
Venn
Toronto, ON
more than 2 months ago
Chief Revenue Officer (CRO)
$350k - $400k per year
...is bringing Sales, Marketing, and Customer Success together under one leader for the first time. We're hiring our first Chief Revenue Officer to own the full revenue lifecycle: new-school acquisition, expansion into new schools within existing districts, and retention...
Full time
Remote work
Minga
Toronto, ON
more than 2 months ago
Chief Compliance Officer, Post-Trade Services
...business visionaries, product ingenuity to consumers, and career exploration to our team. Ready to be part of the action? The Chief Compliance Officer (CCO) holds a key position responsible for designing, implementing, and maintaining a robust compliance program to ensure...
Work at office
TMX Group
Toronto, ON
3 days ago
Radiation Safety Officer - Compliance Expert
$65 - $75 per hour
...Summers , and Jack Dorsey . Position: Radiation Safety Officer Type: Contract Compensation: $65–$75/hour... ...experience with Category 1 and 2 sealed sources. Licensing and compliance expertise with NRC or national regulator submissions. Radiation...
Full time
Contract work
Summer work
Remote work
Mercor
Toronto, ON
a month ago
Senior Compliance Officer, Sanctions
...platform ( eqbank.ca ) one of the top banks in Canada on the Forbes World's Best Banks list since 2021. The Work The Senior Compliance Officer, Sanctions is responsible for ensuring the Bank’s compliance with international and local sanctions regulations, such as those...
Hourly pay
Permanent employment
Full time
Work at office
Local area
Eq Bank
Toronto, ON
more than 2 months ago
Compliance Officer - AI Lab Support
...include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Compliance Officer Type: Contract Compensation: $1500/hour Location: Remote Duration: 4–5 weeks...
Hourly pay
Full time
Contract work
Summer work
Immediate start
Remote work
Mercor
Toronto, ON
more than 2 months ago
Chief Information Officer
...personal and professional growth. Your Opportunity The Chief Information Officer (CIO) is responsible for establishing and executing the... ...technology operates within established security, privacy, risk, compliance, and regulatory requirements. Establish and maintain...
Contract work
Work at office
Local area
Flexible hours
BDO Canada
Toronto, ON
2 days ago
Chief Product Officer
...Position Title: Chief Product Officer/ VP of Product Job Class: Full Time Work Location: Toronto, ON About the Company WELLSTAR... ...product lines. Ensure rigorous testing, quality assurance, and compliance with regulatory standards. AI Integration: Leverage AI...
Long term contract
Full time
Temporary work
WELL Health Technologies Corp. (TSX: WELL)
Toronto, ON
9 hours ago
Chief Information Officer
...Chief Information Officer Do you believe that technology, data, and digital platforms should open new possibilities? Are you motivated by the... ...data privacy, system resilience, business continuity, and compliance. You will guide the modernization and lifecycle management...
Long term contract
Contract work
Flexible hours
CIPS
Toronto, ON
2 days ago
Chief Financial Officer
...Chief Financial Officer Level: Executive Location: Remote | Canada or USA (Travel to our Ottawa HQ and Toronto Hub Required) Reports To... ...reporting cadence. Strengthen internal controls and ensure compliance with applicable GAAP/IFRS requirements while giving leaders...
Long term contract
Permanent employment
Full time
Internship
Immediate start
Remote work
Solink
Toronto, ON
3 days ago
Chief Financial Officer
...all applications and next steps. Our partner is looking for a Chief Financial Officer based in Canada. The Chief Financial Officer will lead the... ..., audits, reporting, and internal controls while ensuring compliance with applicable GAAP and IFRS requirements. Partner with...
Long term contract
Permanent employment
Full time
Internship
Remote work
Jobgether
Toronto, ON
1 day ago
Chief Financial Officer
Job Description: Job Responsibilities: 1. Responsible for the financial management of the company, including but not limited to cost management, budget management, and capital management, to improve operational efficiency; 2. Take the lead in the operation of US stock...
Remote job
Work from home
Web3Leaders
Toronto, ON
16 days ago
Chief Technology Officer
...without waiting for perfect ~ Familiarity with authentication‑gated data collection (OAuth, Google Sign‑In) and consumer privacy compliance (GDPR, PIPEDA) is a plus ~ Prior experience in fashion, retail, or consumer marketplaces is a plus but far from required Compensation...
Internship
Shift work
Preloom
Toronto, ON
9 hours ago
Chief Development Officer
$300k per year
...is pleased to partner with our client in the search for a Chief Development Officer (CDO) . Our client is a rapidly growing, government‑funded... ...stakeholder engagement, team management, financial planning, and compliance. The ideal candidate brings senior experience in...
Ongoing contract
Long term contract
Contract work
Remote work
Korn Ferry
Toronto, ON
7 hours ago
Chief Administrative Officer
$151.03k - $251.71k per year
...the Faculty’s senior administrative leadership team, the Chief Administrative Officer (CAO) provides leadership and strategic direction for the... ...and ensures administrative policies and procedures are in compliance with University policies and Government legislation and other...
Long term contract
Full time
Temporary work
Work at office
University of Toronto
Toronto, ON
5 days ago
Chief Operating Officer
...clients providing critical healthcare across North America and internationally. The organization is seeking an accomplished Chief Operating Officer (COO) to join its senior leadership team to lead the continued development and growth of its operations. Reporting to the CEO...
Long term contract
Contract work
Temporary work
Work at office
Local area
GlassRatner Canada
Toronto, ON
1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Chief Compliance Officer (CIRO). Be the first to apply!