Senior Audit Manager at Wellington-Altus
Wellington Altus Financial, Inc.
Become a Senior Audit Manager at Wellington-Altus in Toronto, focusing on audit delivery and team leadership in a fast-growing firm. Elevate audit quality and manage regulatory compliance. In this pivotal role, you will report to the Vice-President while leading risk assessments and audit planning across wealth portfolios. Your expertise will ensure robust audit execution, from initial planning to actionable insights. You will also be instrumental in coaching your team and communicating effectively with senior stakeholders to enhance control environments. Key Responsibilities:
- Lead comprehensive business risk assessments
- Oversee audits from planning through to reporting
- Assess compliance with relevant regulations
- Develop strong relationships with senior leaders
- Coach and mentor audit teams for performance
- Minimum 5-8 years in audit or risk management
- Extensive knowledge of wealth management products
- Proven ability to lead and develop teams
- Strong written and verbal communication skills
- Relevant Bachelor’s degree or equivalent experience
- Join Wellington-Altus as the Manager, Managed Accounts to oversee investment operations. This role in Winnipeg or Toronto requires expertise in trade... ...management workflows • Assist with regulatory compliance and audits • Build partnerships to enhance managed account services...Suggested
- ...as the Vice-President of Compliance with Wellington-Altus in Toronto. This position is essential... ...compliance culture. Key Responsibilities: • Manage oversight of supervision and compliance... ...the firm in internal and external audits • Collaborate with leadership on compliance...Suggested
$97.8k - $147.8k per year
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...Manager, Managed Accounts Location: This posting is for an existing vacancy in Wellington-Altus’ Winnipeg or Toronto office. Our organization: Founded in 2017, Wellington-Altus... ...ad‑hoc requests etc. Support regulatory audits, compliance reviews and information request...Part timeWork at office$107k - $130k per year
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