Compliance Officer Full Time ( f/m) H/F M/F
$65k per yearFull-time
The Skyline Group of Companies
We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer .
Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to unique alternative investment products and financial planning services. This full-time position will be located at our office in Oakville, ON and will report to the Chief Compliance Officer.
Starting at $65,000.00 annually plus bonus. Apply policies and regulatory rules appropriately to respond to compliance related inquiries from the Wealth Management team.
Assist in the creation and implementation of new and amended policies and procedures for compliance initiatives and controls, ensuring applicable securities laws and National Instruments are adhered to.
Monitor compliance and individuals acting on its behalf, with applicable securities legislation.
Strong oral and written communication skills in English.
Problem solving skills necessary to resolve routine and non-routine compliance issues.
Minimum 2 years compliance and/or investment experience with an exempt market dealer.
You get excited about providing superior customer service and from knowing that you positively impact people’s lives every day.
Working for a growing company that supports environmental stewardship and social responsibilities is a must for you. Skyline is a capital management company that acquires, develops, and manages real estate properties and clean energy assets, and offers them as private alternative investment products.
We offer our employees competitive pay, benefits, paid volunteer day, on-going training, growth potential and so much more. Our workplace culture empowers staff at all levels to become involved in supporting and building vibrant communities.
Vacancy posted 29 days ago
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