Wealth Mgmt Risk & Compliance Supervisor - Vp
Morgan-Stanley
Morgan Stanley is seeking a Wealth Management Registered Supervisor - Vice President to lead first-tier supervision, ensure strict compliance with CIRO rules, and coordinate risk management across MSWC. The role reports to the Chief Risk Officer and collaborates with Senior Management to maintain a robust control environment.Ideal candidates will have a Bachelor's degree, CIRO-regulated dealer experience, and relevant licenses, with fluency in English and strong leadership and communication
#J-18808-Ljbffr
#J-18808-Ljbffr
Vacancy posted 1 hour ago
Similar jobs that could be interesting for youBased on the Wealth Mgmt Risk & Compliance Supervisor - Vp in Winnipeg, MB vacancy
- ...Morgan Stanley Wealth Management Canada Inc. is seeking a Wealth Management Registered Supervisor - Vice President to oversee first-tier supervision of retail accounts, compliance and risk, reporting to the Chief Risk Officer. The role requires strong understanding of CIRO...Suggested
158 Morgan Stanley Wealth Management Canada Inc.
Winnipeg, MB1 hour ago - ...Morgan Stanley is seeking a Wealth Management Registered Supervisor - Vice President in Toronto to lead supervision, risk and compliance activities within MSWC. You will report to the Chief Risk Officer and work with cross‑functional teams to enforce ethics, policies and regulatory...Suggested
Morgan Stanley
Winnipeg, MB1 hour ago - ...Wellington-Altus Private Wealth seeks a seasoned Supervisor to oversee Tier 1 supervision and risk management, ensuring CIRO compliance across registrants. The role requires CIRO Supervisor registration and industry designations such as CIM or CFA, with a strong focus on policy...Suggested
Wellington-Altus
Winnipeg, MB1 hour ago - ...Opportunity: As a member of the FSQA team, the FSQA Audit and Compliance Supervisor is accountable for leading the plant’s internal audit and... ...disposition of materials placed On Hold including completing Risk Assessments to determine product disposition. Assist with maintaining...SuggestedFull time
- ...need financing and investors who seek strong risk-adjusted returns. Since 1971, our people... ...is seeking a Vice President, Legal & Compliance to join the Canadian Legal & Compliance team... ...investment funds across institutional and wealth management distribution channels. Responsibilities...SuggestedFlexible hours
Cim
Winnipeg, MB1 hour ago - Winobell Inc. is seeking a Senior Salesforce Financial Services Cloud Business Analyst to lead analysis for FSC initiatives across Wealth Management and Banking domains. You will translate business needs into user stories, collaborate with architects, developers, QA, and stakeholders...
Winobell Inc
Winnipeg, MB1 hour ago - ...with Rogers Bank.Who we are looking for: As Manager, Enterprise Risk Management (AI, Cyber) for Rogers Bank, this position provides... ..., technology, cyber, third-party, data, privacy, operational, compliance, customer and reputational risks and provides independent advice...Permanent employmentFull timeContract workPart timeBank staffFlexible hours
Rogers Communications, Inc.
Winnipeg, MB1 hour ago $95k - $110k per year
Job Description - Branch Compliance Supervisor (2600690) Branch Compliance Supervisor - 2600690 At... ...Canadians seeking customized solutions to their wealth management needs. Branch Compliance... ...; Regulatory AML/ATF compliance, risk management disciplines and best...Work at officeFlexible hoursRaymond James
Winnipeg, MB1 hour ago- ...Scotiabank is seeking a Manager, Business Risk Management to strengthen operational risk practices across Global Wealth Management (GWM). You will champion the NIRA program... ...support risk governance to ensure regulatory compliance and internal standards. You will guide...
Scotiabank
Winnipeg, MB1 hour ago - Maarut is seeking a Senior Salesforce FSC Architect to lead the end-to-end design for a Wealth Management implementation in Montreal. You will own design decisions and ensure FSC aligns with other program solutions while guiding configuration and development boundaries. Responsibilities...
Maarut
Winnipeg, MB1 hour ago - ...segments of the securities industry: wealth management and capital markets... ...to join our Wealth Management Compliance team, based in Toronto.... ...controls. Conduct compliance risk assessments and oversee remediation... ...the supervision framework for supervisors, portfolio managers and...Permanent employment
CGC Canaccord Genuity Corp.
Winnipeg, MB1 hour ago $134k - $167k per year
Position SummaryThe Director, Risk and Compliance provides strategic leadership for and is accountable for the organization’s Enterprise Risk Management... ...and achievement of corporate objectives. Reporting to the VP, Risk and Compliance, the Director provides organizational...Work at officeFlexible hoursSE Health
Winnipeg, MB1 hour ago- .... The Vice President, IT Infrastructure & Compliance leads the technology foundation that supports... ..., business continuity, technology risk, and the controls that support AIIM’s SOC... ...audit and client security commitments. The VP sets the technology roadmap, leads the internal...
Avant Imaging & Information Management, Inc.
Winnipeg, MB1 hour ago - ## Risk SupervisorApply: Remote Canada (ON): Full time: Posted Today: R53639## ## Job Description:**Risk Supervisor** **About the Role**Constellation Payments is seeking a highly motivated... ..., and mitigation of emerging fraud, compliance, transaction, chargeback, ACH, NACHA,...Full timeRemote work
Jonas Software Group
Winnipeg, MB1 hour ago $175k - $190k per year
...the industry, is seeking a dedicated Director of Governance, Risk, and Compliance to join their team. In this role, you will lead efforts to develop... ...services, banking, fintech, insurance, payments, or wealth managementDemonstrated experience managing: Regulatory compliance...Permanent employmentInternshipRobertson & Company Ltd.
Winnipeg, MB1 hour ago- Select how often (in days) to receive an alert: Title: Manager, Compliance & Risk Management MarketingRequisition ID: 278151 Join a purpose... ...and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking...
Scotiabank
Winnipeg, MB1 hour ago - Privacy risk and compliance leadership anchors operational delivery at Aviso Wealth. Apply Canadian privacy legislation knowledge across incidents, assessments, and controls.This Privacy Operations Specialist reports to the Manager, Privacy Operations, supporting privacy compliance...
Aviso Wealth Inc.
Winnipeg, MB1 hour ago - Position Responsibilities: Delivering information risk expertise and advice to the business users enabling them to manage their Resilience... ...for relevant risks across jurisdictions and overseeing compliance with same as required. Ensuring staff are properly trained and keep...Long term contractTemporary workImmediate start
Manulife/John Hancock
Winnipeg, MB1 hour ago - ...Posted on 11/04/2024We arelooking for a key contributor to join our compliance team as a ComplianceManager based in our Montreal office.... ...of Canada’s longest standingfee-only providers of integrated wealth management services to high-net-worthfamilies. Since 1979, our team...Work at office
Staffing In Motion
Winnipeg, MB1 hour ago - Position Responsibilities: Delivering information risk expertise and advice to the business users enabling them to manage their Resilience... ...for relevant risks across jurisdictions and overseeing compliance with same as required.Ensuring staff are properly trained and keep...Long term contractTemporary workLocal areaImmediate startFlexible hours
Company 1 - The Manufacturers Life Insurance Company
Winnipeg, MB1 hour ago - Manulife Wealth Inc. is seeking a Senior Field Supervision Manager to lead Tier 1 supervision for CIRO-registered advisors. You will... ...mentorship of Field Supervision Associates, with collaboration across Compliance, Risk, Legal, and Operations to remediate #J-18808-Ljbffr
Manulife
Winnipeg, MB1 hour ago - ...manager in the attrition management· You should have experience in updating sprint tracker with accurate information to identify the risk and issues proactively at the sprint level· Experience in conducting project risk identification and mitigation action planning...Immediate start
Lorven Technologies, Inc.
Winnipeg, MB1 hour ago - ...often (in days) to receive an alert:Title: Manager, Global Compliance Business Risk Management Requisition ID: 278074Join a purpose driven winning... ...and services, including personal and commercial banking, wealth management and private banking, corporate and investment...
Scotiabank
Winnipeg, MB1 hour ago - ...relationships with wealthy families, family offices, and sophisticated investors across Canada, leading opportunities from prospecting to client acquisition. Ideal candidates bring 10+ years in wealth or investment management, a strong network, and CIRO registration. #J-18808-Ljbffr
Recruiting In Motion - Eastern Ontario
Winnipeg, MB1 hour ago - ...SE Health is seeking a Director of Risk and Compliance to provide strategic leadership for ERM and compliance programs across the organization in Canada. You will report to the VP, Risk and Compliance and oversee governance, risk assessment, mitigation, monitoring and reporting...
Saint Elizabeth
Winnipeg, MB1 hour ago - A leading technology firm is seeking a Business Analyst specializing in Wealth Management. This role requires over 10 years of experience in the Banking sector, with responsibilities including requirement elicitation, documentation, and collaboration with technology and business...
Intelliswift - An LTTS Company
Winnipeg, MB1 hour ago - ...growth. This is an exciting opportunity for a highly motivated, relationship-driven professional with a strong background in private wealth management, investment management or capital markets. The successful candidate will focus on expanding relationships with high-net-worth...Long term contractFull timeFor contractors
Recruiting in Motion
Winnipeg, MB1 hour ago - Lead transformative risk and compliance initiatives with SE Health. As the Director, you'll shape the organization’s Enterprise Risk Management frameworks... ...and ensure proactive compliance. Reporting directly to the VP, you will oversee strategic risk assessments and compliance...
Se-Health
Winnipeg, MB1 hour ago - Strengthen compliance, risk assessments, and regulatory readiness at C.A.T. North America’s Vaudreuil-Dorion headquarters.This permanent, full-time Director position governs enterprise risk management and insurance across an international trucking company. You will monitor legislative...Permanent employmentFull timeContract work
C.A.T. Global Inc.
Winnipeg, MB1 hour ago - Northern Savings is seeking a Risk Officer to advance financial risk management, loss prevention and security controls. You will deliver... ...objectives, monitor and audit processes, and ensure regulatory compliance across member transactions. Responsibilities include guiding...
Northsave
Winnipeg, MB1 hour ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Wealth Mgmt Risk & Compliance Supervisor - Vp. Be the first to apply!
Related searches
- group risk manager Winnipeg, MB
- senior manager risk management Winnipeg, MB
- operational risk manager Winnipeg, MB
- regulatory manager Winnipeg, MB
- customs compliance manager Winnipeg, MB
- safety compliance manager Winnipeg, MB
- compliance manager Winnipeg, MB
- directeur juridique Winnipeg, MB
- quality compliance manager Winnipeg, MB
- regulatory affairs project manager Winnipeg, MB