Senior Compliance Supervisor - Private Wealth
Wellington-Altus
Wellington-Altus Private Wealth seeks a seasoned Supervisor to oversee Tier 1 supervision and risk management, ensuring CIRO compliance across registrants. The role requires CIRO Supervisor registration and industry designations such as CIM or CFA, with a strong focus on policy adherence and cross-functional collaboration.Ideal candidates have 5+ years with a CIRO member dealer (2+ in supervision), excellent communication, and strong analytical skills.
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Vacancy posted more than 2 months ago
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