Compliance Officer in Financial Services
Hosper Mortgage
Drive regulatory compliance at Hosper Mortgage as a Compliance Officer. Utilize your expertise in AML, KYC, and regulatory frameworks within a full-time role. The Compliance Officer will oversee Hosper Mortgage's regulatory compliance framework within the financial services sector. Candidates should possess a minimum of five years of compliance experience with direct interactions with key regulatory bodies like the Ontario Securities Commission and FINTRAC. This role includes monitoring compliance obligations and promoting a culture of compliance throughout the organization. Key Responsibilities:
- Develop and maintain compliance policies and procedures
- Monitor regulatory developments impacting the organization
- Act as a point of contact for regulatory inquiries and audits
- Conduct compliance reviews and risk assessments
- Support Anti-Money Laundering and Know Your Client programs
- Minimum five years of compliance experience
- Education in finance, business, or related fields
- Experience with OSC, FSRA, and FINTRAC regulations
- Preferred CAMS certification
- Strong analytical and communication skills
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