Senior Counsel - Private Funds & Regulatory Compliance
Neuberger Berman
Neuberger Berman Canada ULC seeks an experienced lawyer to lead regulatory and compliance matters for private funds and registered funds, advising on structuring, development and distribution in Canada and internationally.
The role requires deep knowledge of NI 31-103, 45-106, 81-102 and related US acts; strong governance, drafting, and negotiation skills, with 6–10 years of experience, including big-firm background. Toronto-based hybrid work supports a global firm.
#J-18808-Ljbffr- Join Innocap as a Senior Counsel to shape investment fund structures for institutional clients. This hybrid role emphasizes strong legal expertise and relationship... ...and collaborating with internal teams like risk and compliance. Key Responsibilities: • Lead structuring efforts with...Senior
- A leading insurance firm in Toronto is looking for an AVP, Legal Counsel to lead compliance and advise on legal matters related to insurance. The role requires a strong background in regulatory compliance, with at least 5 years in the P&C industry. The ideal candidate will possess...Senior
- ...to a range of leading solutions from fund administration, middle-office outsourcing... ...Job Description As a Senior Fund Accountant in Private Debts, you'll manage accounting and financial... ..., analyse transactions, ensure compliance, mentor junior staff, and collaborate...SeniorPrivateFull timeWork at office
$80k - $95k per year
...the Role iCapital is seeking a Compliance Associate to join the Global Regulatory and Compliance team to support our... ...Qualifications ~2-5 years of experience of senior compliance, business controls,... ...experience with an investment fund manager, portfolio manager and exempt...SeniorPrivateFull timeWork at officeRemote work- ...strengthen their nonfinancial risk management programs, including regulatory compliance risk and operational risk and operational resilience, in... ...enable growth across their organization. As a Manager/Senior Manager, you will have the opportunity to work alongside industry...SeniorPermanent employmentFlexible hours
- ...OCPinfo in Toronto (Hybrid) seeks an Associate General Counsel to lead a broad legal portfolio, including regulatory, corporate, privacy and policy matters. Reporting to the General Counsel & Chief Privacy Officer, the AGC provides strategic guidance, oversees conduct-related...Senior
- ...many of the world’s largest public and private funds, providing asset servicing and operational... ...exchange overlay, corporate and regulatory services, custody, business consulting,... ...review ensuring they are completed in compliance with organization controls Resource...SeniorPrivateFull timeWork at officeLocal areaWorldwide
$105k - $215k per year
...manages the delivery of legal and regulatory advice on products,... ...focus on structured products and funds. Provides legal advice based... .... Makes recommendations to senior leaders on strategy and new initiatives... ...advice, instructs external counsel and ensures compliance with...SeniorPart timePrivate practiceShift work- ...experienced professional to manage day-to-day client deliverables for Private Equity fund administration, including NAVs, financials, capital events,... ...and US GAAP. Mentoring staff and coordinating with risk, audit, and compliance are key components of the role. #J-18808-LjbffrSeniorPrivate
- ...range of leading solutions from fund administration, middle-office... ...Job Description The Senior Associate Director (Senior Manager... ...and results of assigned private equity and private debt client... ...supporting schedules; ensure compliance with accounting standards and...SeniorPrivateInternshipWork at office
$46 per hour
Overview Languages English Education ~ Bachelor's degree Experience 7 months to less than 1 year On site Work must be completed at the physical location. There is no option to work remotely. Responsibilities Tasks Analyze and provide ...Remote work- ...deliver accurate and timely reporting to clients and investors. Job Responsibilities: Set-up/maintain the books and records of Private Equity funds, including GP vehicles where applicable, in accounting database in line with terms and conditions of governing documents...SeniorPrivateWork at office
$145k - $181k per year
...Canada Job Title: Director, Global Regulatory Compliance, Risk & Compliance Canada Goose isn'... .... Serve as the primary advisor to senior management on regulatory compliance risks... ...with industry associations, external counsel, consultants, and regulatory bodies as...Senior$74k - $118k per year
...equity, multi-asset solutions, and private markets. The Private Markets... ...invests in private equity funds, equity co-investment and private... ...credit securities (junior and senior financing) typically in... ...) and financial education and counseling resources. Our generous paid time...SeniorPrivateLong term contractFull timeTemporary workLocal areaFlexible hours- ...in designing and implementing investment fund structures for our dedicated managed account... ...relations, accounting, operations, and compliance). This client-facing position demands... ...skills and deep expertise in the legal and regulatory framework for investment fund structures....SeniorInternshipFlexible hours
- ...Canada Goose is seeking a Director of Global Regulatory Compliance to lead our comprehensive global compliance program. You will partner across... ...management, enterprise-wide policies, and coordination with senior leadership to support growth while maintaining compliance globally...Senior
$140.28k - $189.78k per year
...legal expertise in ethics and values, regulatory compliance, privacy, and access to information to... ...clear standards, oversee reporting to senior management, the President and CEO, and... ...relationships with federal officials, legal counsel and counterparts at Canadian Crown...SeniorPermanent employmentInternshipWork at officeFlexible hours- ...visit CIBC.com What you’ll be doing As the Senior Manager, Regulatory Supervision, reporting to the Director, Regulatory... ...supervision for a defined portfolio of Private Banking and CIBC Private Investment Counsel (CPIC) registered branches and registrants. You will...SeniorPrivatePermanent employmentFull timeRemote work
- ...starts with you. Job Description Senior Counsel will be responsible for providing legal... ...enforcement of contracts. Provide advice on regulatory issues including the Retail Payments... ...guidelines, etc.) Support regulatory compliance and Visa’s relationship with the...SeniorWork at officeLocal area
$160k - $190k per year
...responsibilities Securities & Capital Markets Compliance: Assist in the preparation, review, and... ...legal entity databases up to date. Regulatory, Policy & Compliance Management:... ...Manage relationships with external legal counsel, transfer agents, and regulatory authorities...SeniorFull timeWork at office- ...FOR We are looking for a Director, Regulatory Affairs - Packaging Compliance & Packaging Creation - Global who... ...guidance for cross-functional teams and senior leaders. WHAT YOU'LL BE GAINING... ...2020, DECIEM established the Good Fund to support both large and grassroots...SeniorSummer workWork at officeLocal area
- ...Apotex Inc. busca un/a profesional de Regulatory Affairs para gestionar la presentación, modificación y renovación de registros sanitarios en mercados LATAM, asegurando cumplimiento con normativas nacionales e internacionales. Entre sus entregables se incluyen expedientes...
- ...Culture Book POSITION OVERVIEW The Senior Legal Counsel — Investments supports the Assistant... ...collectively support the venture capital (funds, direct and co-investments) and growth equity... ..., with experience in venture and private equity fund investments considered an important...SeniorPrivateFlexible hours
$157.6k - $197k per year
...connected platform and AI-native ecosystem for private capital. Built to replace fragmented tools... ...that founders use to manage equity, fund managers use to run administration and reporting... ...of tomorrow. As a Contract Solutions Counsel on the Contracts team, you'll work to:...PrivateFull timeContract work$130k - $200k per year
...Senior Director Regulatory Affairs-Canada Join Livingston and grow your career in the constantly changing world of international trade. Livingston... ...customs brokerage, international trade consulting, compliance and freight forwarding services around the world. Livingston...SeniorLong term contractFull timeFlexible hours$105k - $215k per year
...globally in a dynamic trading and regulatory environment. The candidate... ...legal opinions from external counsel in new jurisdictions... ...external counsel and ensures compliance with internal policies and procedures... ...and a specialist resource to senior leaders and other internal/...SeniorPermanent employmentFull timeContract workPart timeLocal areaShift work- Drive legal strategy at Aggreko as an Associate General Counsel - Canada located in Toronto. Provide vital support in risk management... ...to Aggreko’s North American operations while ensuring compliance with regulatory standards. Work alongside the VP of Legal and business units...SeniorContract work
- ...Investment Bank and is one of the largest fund and portfolio administration businesses... ...technology teams supporting J.P. Morgan's various private equity and real estate entities. Our AFS... ...risk and control groups, audit, compliance, implementation, investor relations and operations...PrivateWork at office
- ...Tenstorrent is hiring a Senior In-House Counsel to own key legal functions and serve as a hands-on partner to teams across the organization... ...execution, and ongoing management—while minimizing legal and compliance risk and serving as a trusted advisor to internal stakeholders...SeniorPermanent employmentContract workShift work
- ...management. Join us. YOUR IMPACT An exceptional opportunity has become available at OpenText for a Senior Legal Counsel to join our in-house HR, Litigation, Ethics & Compliance legal team reporting to the VP & GC – Legal HR, Litigation, Ethics & Compliance. This strategic in...Senior
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