Compliance Specialist (Tier 1)
Full-time
First West Credit Union
We are currently seeking a Compliance Specialist (Tier 1) to join our team.The Compliance Specialist (Tier 1) is accountable for daily and monthly Tier 1 supervision of mutual fund registered advisors. Serving in a dual capacity for the Credit Union and Aviso Wealth, this role ensures that all mutual fund activities comply with internal policies as well as external regulatory requirements set by Aviso Wealth (AW-MFD), the Canadian Investment Regulatory Organization (CIRO), and the BC Securities C...
Vacancy posted 2 days ago
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