Branch Manager Supervision Leader Vancouver
iA Financial Group
Shape branch manager supervision through compliance leadership, coaching, and presentations at iA Private Wealth Inc. in Vancouver’s hybrid workplace. Guide teams across the West.As Regional Manager, National Supervision, you will support iA Private Wealth Compliance through strategic oversight and staff development. The position requires expertise in industry regulations, risk management, service delivery, and team goals. You will work with directors, strategic partners, committees, executives, advisors, and branch managers to implement consistent compliance policies, processes, and communications.Key Responsibilities:
Write procedures for the Branch Manager Supervision Team manualSet team and division goals with the Director of T1Balance workloads while implementing strategic processesDeliver presentations and public speaking at all levelsSupport compliance services, policies, training materials, and communicationsRequirements:
Seven or more years of relevant investment industry experienceCIRO member firm or Corporation-acceptable ICPM experienceValid Canadian Securities Course certification and Branch Manager registrationStrong understanding of regulations, requirements, and risk managementAbility to manage projects, priorities, and deadlinesBring compliance leadership, presentation skills, and branch supervision expertise to iA Private Wealth’s Vancouver team.
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Write procedures for the Branch Manager Supervision Team manualSet team and division goals with the Director of T1Balance workloads while implementing strategic processesDeliver presentations and public speaking at all levelsSupport compliance services, policies, training materials, and communicationsRequirements:
Seven or more years of relevant investment industry experienceCIRO member firm or Corporation-acceptable ICPM experienceValid Canadian Securities Course certification and Branch Manager registrationStrong understanding of regulations, requirements, and risk managementAbility to manage projects, priorities, and deadlinesBring compliance leadership, presentation skills, and branch supervision expertise to iA Private Wealth’s Vancouver team.
#J-18808-Ljbffr
Vacancy posted 3 hours ago
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