Senior Audit Manager, Wealth Management
CIBC
We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.To learn more about CIBC, please visit CIBC.ComWhat you’ll be doing
In this role you will provide leadership in improving the overall control environment within CIBC while developing and maintaining strong relationships with business partners. As part of this work, you will act as an individual contributor or lead multi-skilled audit teams covering the Wealth Management Line of Business. In addition, you will identify business controls, design audit steps and perform testing of these key controls with the objective of providing an independent opinion on the design and effectiveness of these controls in accordance with industry best practices.At CIBC we enable the workenvironment most optimal for youto thrive in your role. You’ll havethe flexibility to manage your workactivities within a hybrid workarrangement where you’ll spend1-3 days per week on‑site, whileother days will be remote.How you’ll succeed
Audit Planning and Execution
- While you will contribute to developing the division’s risk- based annual audit plan, your main focus will be planning and managing the execution of audits of large or complex businesses by identifying and fully understanding the key business processes and their inherent risk, the control environment, both at the management or operational levels, and the potential residual risks.Audit Reporting
- Where relevant, you will identify significant business control weaknesses, and objectively assess the severity and materiality of the issues and their potential impact in a clear, concise and professional manner. You will also drive the reporting component of the audit.People and Assignment Leadership -
You will coach your team members on their developmental needs and provide leadership during individual assignments as well as team opportunities (this is not a people manager role).Who you are
You can demonstrate experience in
having a comprehensive knowledge of auditing practices and accounting principles and processes, and strong knowledge with a focus on Wealth Management (Asset Management, Brokerage and Private Wealth Management) and the related regulatory environment in Canada.You’re a certified professional.
Typically this knowledge is acquired through obtaining an auditing or accounting designations (e.G., CA, CMA, CFA, CPA, ACCA), a business degree (e.G., M.B.A.), in addition to business experience either in the banking and financial services world or internal / external audit assurance and consulting services.You understand that success is in the details.
You notice things that others don’t. Your critical thinking skills help to inform your decision making.You give meaning to data.
You enjoy investigating complex problems, and making sense of information. You’re confident in your ability to communicate detailed information in an impactful way.You’re passionate about people.
You find meaning in relationships, and surround yourself with a diverse network of partners. You build trust through respect and authenticity.You live your values.
You bring high standards, genuine care to your relationships, and want to grow with an employer that shares your values and brings out your best.What CIBC Offers
At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.
Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
We cultivate a culture where you can express your ambition through initiatives like Purpose Day;
a paid day off dedicated for you to use to invest in your growth and development.
*Subject to plan and program terms and conditionsWhat you need to know
CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact View email address on ca.hrm.tc
CIBC is committed to clarity in our hiring process. All roles posted are opportunities we’re actively recruiting for, unless stated otherwise.
You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.
We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).
We use artificial intelligence tools during the recruitment process. Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.
Job Location
Toronto-81 Bay, 34th FloorEmployment Type
RegularWeekly Hours
37.5Skills
Audit Assurance, Audit Methodology, Audit Planning, Audit Reporting, Communication, Internal Controls, Regulatory Compliance, Wealth Management
#J-18808-Ljbffr
In this role you will provide leadership in improving the overall control environment within CIBC while developing and maintaining strong relationships with business partners. As part of this work, you will act as an individual contributor or lead multi-skilled audit teams covering the Wealth Management Line of Business. In addition, you will identify business controls, design audit steps and perform testing of these key controls with the objective of providing an independent opinion on the design and effectiveness of these controls in accordance with industry best practices.At CIBC we enable the workenvironment most optimal for youto thrive in your role. You’ll havethe flexibility to manage your workactivities within a hybrid workarrangement where you’ll spend1-3 days per week on‑site, whileother days will be remote.How you’ll succeed
Audit Planning and Execution
- While you will contribute to developing the division’s risk- based annual audit plan, your main focus will be planning and managing the execution of audits of large or complex businesses by identifying and fully understanding the key business processes and their inherent risk, the control environment, both at the management or operational levels, and the potential residual risks.Audit Reporting
- Where relevant, you will identify significant business control weaknesses, and objectively assess the severity and materiality of the issues and their potential impact in a clear, concise and professional manner. You will also drive the reporting component of the audit.People and Assignment Leadership -
You will coach your team members on their developmental needs and provide leadership during individual assignments as well as team opportunities (this is not a people manager role).Who you are
You can demonstrate experience in
having a comprehensive knowledge of auditing practices and accounting principles and processes, and strong knowledge with a focus on Wealth Management (Asset Management, Brokerage and Private Wealth Management) and the related regulatory environment in Canada.You’re a certified professional.
Typically this knowledge is acquired through obtaining an auditing or accounting designations (e.G., CA, CMA, CFA, CPA, ACCA), a business degree (e.G., M.B.A.), in addition to business experience either in the banking and financial services world or internal / external audit assurance and consulting services.You understand that success is in the details.
You notice things that others don’t. Your critical thinking skills help to inform your decision making.You give meaning to data.
You enjoy investigating complex problems, and making sense of information. You’re confident in your ability to communicate detailed information in an impactful way.You’re passionate about people.
You find meaning in relationships, and surround yourself with a diverse network of partners. You build trust through respect and authenticity.You live your values.
You bring high standards, genuine care to your relationships, and want to grow with an employer that shares your values and brings out your best.What CIBC Offers
At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.
Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
We cultivate a culture where you can express your ambition through initiatives like Purpose Day;
a paid day off dedicated for you to use to invest in your growth and development.
*Subject to plan and program terms and conditionsWhat you need to know
CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact View email address on ca.hrm.tc
CIBC is committed to clarity in our hiring process. All roles posted are opportunities we’re actively recruiting for, unless stated otherwise.
You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.
We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).
We use artificial intelligence tools during the recruitment process. Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.
Job Location
Toronto-81 Bay, 34th FloorEmployment Type
RegularWeekly Hours
37.5Skills
Audit Assurance, Audit Methodology, Audit Planning, Audit Reporting, Communication, Internal Controls, Regulatory Compliance, Wealth Management
#J-18808-Ljbffr
Vacancy posted 49 minutes ago
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