Senior Regulatory Compliance Officer
Bank N.A.
Regulatory enquiries, compliance reporting, and program governance define this Senior Compliance Officer position at 100 King Street West. The role requires strong coordination skills.Within Audit, Risk & Compliance, this senior-level position supports BMO compliance activities across regulatory requests and business groups. You will coordinate submissions, monitor metrics, and help maintain regulatory controls. The work includes investment products, equities, futures, and options trading knowledge.Key Responsibilities:
Manage and coordinate responses to regulatory enquiriesEnsure timely, accurate submissions to regulatorsCoordinate document submissions and regulatory reporting requirementsProduce and track compliance metrics and completion ratesSupport monitoring, testing, and risk assessmentsRequirements:
Minimum five years of relevant experienceStrong organizational and project coordination skillsCompliance experience in banking or financial servicesKnowledge of investment products and equitiesKnowledge of futures and options tradingApply regulatory coordination, reporting, and risk oversight expertise to support compliant business outcomes at BMO.
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Manage and coordinate responses to regulatory enquiriesEnsure timely, accurate submissions to regulatorsCoordinate document submissions and regulatory reporting requirementsProduce and track compliance metrics and completion ratesSupport monitoring, testing, and risk assessmentsRequirements:
Minimum five years of relevant experienceStrong organizational and project coordination skillsCompliance experience in banking or financial servicesKnowledge of investment products and equitiesKnowledge of futures and options tradingApply regulatory coordination, reporting, and risk oversight expertise to support compliant business outcomes at BMO.
#J-18808-Ljbffr
Vacancy posted 1 hour ago
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