App
Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Strategic Compliance Officer - Canada Regulatory & Risk

UBS

Winnipeg, MB
UBS is seeking a Senior Compliance professional in Toronto to support the Canada Compliance team. You will partner with legal, risk, and IT to ensure policies meet local regulatory requirements and assist with exams and regulator interactions.Role emphasizes daily trade surveillance, policy drafting, and training, with collaboration across regional and global committees. Strong knowledge of CIRO/OSC rules and UMIR is essential.
#J-18808-Ljbffr
Apply
Vacancy posted 2 hours ago
Similar jobs that could be interesting for youBased on the Strategic Compliance Officer - Canada Regulatory & Risk in Winnipeg, MB vacancy
  • Strategic Risk & Compliance Officer
    Northern Savings is seeking a Risk Officer to advance financial risk management, loss prevention and security controls. You will deliver on objectives, monitor and audit processes, and ensure regulatory compliance across member transactions. Responsibilities include guiding... 
    Risk
    Regulatory

    Northsave

    Winnipeg, MB
    2 hours ago
  • Compliance Officer, Risk Officer And Mlro(Canada And Us)

    $10k per year

     ...licenses from a central bank.This is the first compliance hire for our North American businesses:...  ...roles at both entities: Compliance Officer, Risk Officer, and Money Laundering Reporting...  ...provider registration with the Bank of Canada in Canada; the FinCEN registrationin... 
    Risk

    Coins.ph

    Winnipeg, MB
    2 hours ago
  • Global Regulatory Compliance & Risk Director
     ...Canada Goose is seeking a Director of Global Regulatory Compliance to lead our comprehensive global compliance program. You will partner across Legal, Sustainability...  ...environmental, and operational domains. The role emphasizes strategic risk management, enterprise-wide policies, and... 
    Risk
    Regulatory

    Brobston Group

    Winnipeg, MB
    2 hours ago
  • Director, Global Regulatory Compliance, Risk & Compliance

    $145k - $181k per year

    Location: Toronto Address: 100 Queens Quay East Toronto, Ontario M5E 1V3 Canada Job Title: Director, Global Regulatory Compliance, Risk & Compliance Canada Goose isn't like anything else. We've built something great, something special - an iconic lifestyle brand... 
    Risk
    Regulatory

    Brobston Group

    Winnipeg, MB
    2 hours ago
  • Senior Regulatory Compliance Officer
    Regulatory enquiries, compliance reporting, and program governance define this Senior Compliance Officer position at 100 King Street West. The role requires strong coordination skills.Within Audit, Risk & Compliance, this senior-level position supports BMO compliance activities... 
    Risk
    Regulatory

    Bank N.A.

    Winnipeg, MB
    2 hours ago
  • Regulatory & Compliance Manager, Canada
     ...dynamic, and evolving company. Job Title: Regulatory Compliance Manager, CanadaReports To: VP of Production, Canada / Functionally into Director, QHSELocation: Calgary...  ...KPIs. Conduct site inspections, audits, and risk assessments to ensure compliance with company... 
    Risk
    Regulatory
    Contract work
    For contractors

    Source Energy Services Ltd.

    Winnipeg, MB
    2 hours ago
  • Compliance Officer - Canada
     ...and more accessible. Built on strong compliance foundations and scalable technology, Vell...  ...financial services.We are seeking a Canada Compliance Officer to oversee compliance and financial crime...  ...are followedConduct periodic AML risk assessmentsIdentifying emerging risks... 
    Risk
    Regulatory
    Long term contract

    Vell

    Winnipeg, MB
    2 hours ago
  • Compliance Officer - Canada
     ...customers across 30+ countries. Canada is a core corridor, and the...  ...this seat is the most senior compliance voice in the country. You own...  ...the designated compliance officer on the Canada entity's books....  ...registration renewals, and lead regulatory and independent AML audits in... 
    Risk
    Regulatory
    Remote work

    LemFi

    Winnipeg, MB
    2 hours ago
  • Compliance Officer - Canada
     ...open to candidates currently residing in Canada Seniority Level: Mid - Senior...  ...Money Canada is looking for an experienced Compliance Officer to join our team in Montréal and manage...  ...escalations Prepare and submit FINTRAC regulatory reports, including STRs, LCTRs and... 
    Risk
    Regulatory
    Work at office

    Whish

    Winnipeg, MB
    2 hours ago
  • Chief Compliance Officer - Canada
     ...significant experience leading compliance programs within a regulated environment...  ...love to hear from you. Zurich Canada is currently looking for a Chief Compliance Officer to lead the Canadian...  ...manage and mitigate compliance risk while continuing to strengthen an... 
    Risk
    Regulatory
    Work at office
    Local area
    3 days per week

    Zurich Canada

    Winnipeg, MB
    2 hours ago
  • Strategic Legal & Regulatory Compliance Advisor
     ...Desjardins is seeking a Legal and Regulatory Compliance Advisor to design, implement and monitor its compliance framework. You will diagnose issues, analyze data and propose practical recommendations to strengthen standards. You’ll train staff and coordinate with stakeholders... 
    Regulatory

    Desjardins

    Winnipeg, MB
    2 hours ago
  • Strategic Director, Enterprise Risk & Compliance
     ...SE Health is seeking a Director of Risk and Compliance to provide strategic leadership for ERM and compliance programs across the organization in Canada. You will report to the VP, Risk and Compliance and oversee governance, risk assessment, mitigation, monitoring and reporting... 
    Risk
    Regulatory

    Saint Elizabeth

    Winnipeg, MB
    2 hours ago
  • Canada Aml Compliance Officer
     ..., using FINTRAC expertise and regulatory judgment to protect a growing...  ...financial platform. Own national compliance from end to end.As LemFi’s most senior compliance voice in Canada, you will report to the Canada...  ...leadership on AML risks, indicators, and programme healthRequirements... 
    Risk
    Regulatory
    Remote work

    LemFi

    Winnipeg, MB
    2 hours ago
  • Chief Compliance Officer At Zurich Canada
    Lead compliance strategy and risk management with Zurich Canada as Chief Compliance Officer. Drive an ethics-based culture while advising senior leadership in a hybrid work environment. As a vital compliance leader at Zurich Canada, you will shape the direction for compliance... 
    Risk
    Regulatory

    Zurich

    Winnipeg, MB
    2 hours ago
  • Qa/Qc Regulatory Officer Canada
    Lead QA/QC and regulatory compliance for Canadian detonators and explosive products serving Canadian and U.S. markets from Nairn.As a QA/QC Regulatory Officer at Omnia Group Holdings, you will implement unified quality frameworks for compliant production. The position covers... 
    Regulatory

    Omnia Group

    Winnipeg, MB
    2 hours ago
  • Strategic Risk & Compliance Finance Lead
     ...Recruitment] is seeking a Chartered Professional Accountant (CPA) to join its growing finance team in Toronto. This role focuses on risk, controls, compliance, and corporate finance, with interaction across senior management and business units. The ideal candidate brings... 
    Risk

    Canadian Accounting Consultants [CPA Recruitment]

    Winnipeg, MB
    2 hours ago
  • Chief Financial & Risk Officer: Strategy, Risk & Compliance
     ...City Community Credit Union seeks a Chief Financial and Risk Officer (CFRO) to lead financial stewardship and the enterprise risk...  ...This role directs forecasting, budgeting, reporting, and compliance, ensuring regulatory adherence and sound governance. You will partner with the... 
    Risk
    Regulatory

    Motor City Community Credit Union

    Winnipeg, MB
    2 hours ago
  • Manager, Regulatory Compliance

    $80k - $120k per year

     ...Opportunity Role TitleManager, Regulatory CompliancePurpose of role The Manager, Regulatory Compliance plays a key role in the overall...  ...of regulatory content into the Risk Cloud GRC tool. This platform...  ...the life insurance industry in Canada and the US is an assetHigh... 
    Risk
    Regulatory
    Work at office
    2 days per week
    3 days per week

    Foresters Financial

    Winnipeg, MB
    2 hours ago
  • Canada Regulatory Affairs Specialist - Impact & Compliance
     ...Lilly Canada is seeking a Regulatory Associate/Sr Regulatory Associate/Manager for the Greater Toronto Area. The role focuses on executing regulatory plans for new registrations, line extensions, and indications, with on-site presence about 10 days per month. Minimum requirements... 
    Regulatory

    429 Eli Lilly Canada Inc.

    Winnipeg, MB
    2 hours ago
  • Senior Compliance Officer At Payments Canada
    Elevate your career as a Senior Compliance Officer at Payments Canada in a hybrid work environment. Drive compliance efforts and collaborate with key...  ...liaising with senior leadership • Knowledge of legislative and regulatory frameworks • Exceptional written and communication... 
    Regulatory

    Payments Canada

    Winnipeg, MB
    2 hours ago
  • Manager, Internal Audit, Regulatory Compliance And Risk Management (Bilingual Fr/En)

    $87.7k - $137.7k per year

     ...Applicable SpecialismConduct and Compliance Management LevelManager...  ...& SummaryA career in our Risk Services practice will help you...  ...s objectives and governance, regulatory and risk management...  ...the internal audit life cycle (strategic/annual planning, stakeholder... 
    Risk
    Regulatory
    Local area
    Visa sponsorship
    Work visa

    PwC

    Winnipeg, MB
    2 hours ago
  • Regulatory & Field Compliance Specialist
     ...us. Connect to what matters.The Opportunity Our Canadian Regulatory Compliance, Canada Gas team is currently looking to add a Regulatory Compliance...  ...matters, and translate regulatory requirements into practical, risk-informed actionsMonitor regulatory trends and key issues,... 
    Risk
    Regulatory
    Temporary work
    Work at office
    Flexible hours
    Night shift

    1001 TransCanada PipeLines Limited

    Winnipeg, MB
    2 hours ago
  • Executive Director, Chief Compliance Officer - Canada
     ...STANLEY: We're seeking someone to join our team as a Chief Compliance Officer - Canada in Wealth Management to assist the CIRO regulated Wealth Management...  ...Canada-based Morgan Stanley at Work business in managing regulatory risks and protecting the franchise by ensuring compliance... 
    Risk
    Regulatory

    Morgan Stanley

    Winnipeg, MB
    2 hours ago
  • Vice President Compliance Officer Canada Derivatives
    Leverage your expertise as Vice President, Compliance Officer at JPMorganChase in Toronto, focusing on regulatory compliance in the Canadian derivatives market. Join a team...  ...support for JPMorganChase's activities in Canada’s derivatives market. With over five years of relevant... 
    Risk
    Regulatory

    JPMorganChase

    Winnipeg, MB
    2 hours ago
  • Chief Compliance Officer — Hybrid Leader, Canada
    Zurich Canada is seeking a Chief Compliance Officer to lead the Canadian Compliance function and strengthen an ethics-based culture across the business....  ...will set direction, advise senior leaders, and ensure regulatory risks are identified, assessed and managed with a robust... 
    Risk
    Regulatory

    Zurich Canada

    Winnipeg, MB
    2 hours ago
  • Parking Compliance Enforcement Officer

    $18.56 per hour

     ...seeking Parking Enforcement Officers in Winnipeg, Manitoba. Position: Parking Enforcement Officer Location: Winnipeg, Manitoba...  ...and public spaces to monitor compliance with parking regulations Issue...  ...year of driving experience in Canada Knowledge of parking... 
    Hourly pay
    Full time
    Casual work
    Shift work
    Night shift
    Weekend work

    Allied Universal

    Winnipeg, MB
    26 days ago
  • Senior Regulatory Compliance Examiner
    Senior Regulatory Compliance Examiner# CIBC Careers — Current Opportunities## Senior Regulatory Compliance...  ..., and effectively managing regulatory risk. The Compliance and EAML Examination...  ...EAML Examinations Program, the Compliance Officer is responsible to manage and execute Regulatory... 
    Risk
    Regulatory
    Full time
    3 days per week
    1 day per week

    CIBC

    Winnipeg, MB
    2 hours ago
  • Senior Regulatory Risk Advisor
    Shape regulatory risk direction at Desjardins by diagnosing major issues, developing standards, and advising decision...  ...making bodies.This senior legal and regulatory compliance advisor serves as an expert resource for complex strategic initiatives. You analyze requirements,... 
    Risk
    Regulatory

    Desjardins Securities

    Winnipeg, MB
    2 hours ago
  • Business Aligned Compliance Officer Investment Bank, Canada

    $95k - $115k per year

     ...developing and driving solutions that advance UBS’s strategic objectives? Do you execute with excellence?...  ...forward looking? As a Business Aligned Compliance officer, you will support the Compliance function for UBS Securities Canada Inc. and perform the following: partner... 
    Risk
    Regulatory
    Full time
    Work at office
    Local area
    Flexible hours

    UBS

    Winnipeg, MB
    2 hours ago
  • Director, Payments Compliance & Regulatory Affairs

    $150k - $200k per year

     ...steps. Our partner is looking for a Director, Payments Compliance & Regulatory Affairs based in Canada. In this remote leadership-level individual contributor...  ...processes. You will collaborate closely with Legal, Risk, Product, Engineering, Finance, and external regulatory... 
    Risk
    Regulatory
    Remote work

    Jobgether

    Winnipeg, MB
    2 hours ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Strategic Compliance Officer - Canada Regulatory & Risk. Be the first to apply!

Related searches