Chief Compliance Officer Asset Management
Desjardins
Lead compliance strategy at Guardian Capital LP through regulatory oversight, governance, and monitoring within Desjardins Global Asset Management. Support Canadian securities obligations.As Chief Compliance Officer, you will design, implement, oversee, and enhance GCLP’s compliance management framework. You will advise senior management, provide independent regulatory risk oversight, and align local obligations with Desjardins Group’s global compliance strategy. The position leads governance, testing, reporting, and compliance risk management practices.Key Responsibilities:
Oversee GCLP’s compliance program under Canadian securities requirementsMonitor regulatory developments and assess organizational impactLead examinations, audits, inquiries, and remediation initiativesMaintain compliance policies, procedures, and governance frameworksPresent compliance reporting to executives and regulatory committeesRequirements:
Bachelor’s degree in law, finance, business, accounting, economics, or related fieldMinimum 10 years’ compliance, legal, regulatory, risk, or securities experienceMinimum five years in senior compliance leadershipAsset management or financial services experienceCSC and CCC, CCO examination, or permitted equivalent requiredApply regulatory judgment, executive influence, and securities expertise to strengthen Guardian Capital LP’s compliance framework and governance.
#J-18808-Ljbffr
Oversee GCLP’s compliance program under Canadian securities requirementsMonitor regulatory developments and assess organizational impactLead examinations, audits, inquiries, and remediation initiativesMaintain compliance policies, procedures, and governance frameworksPresent compliance reporting to executives and regulatory committeesRequirements:
Bachelor’s degree in law, finance, business, accounting, economics, or related fieldMinimum 10 years’ compliance, legal, regulatory, risk, or securities experienceMinimum five years in senior compliance leadershipAsset management or financial services experienceCSC and CCC, CCO examination, or permitted equivalent requiredApply regulatory judgment, executive influence, and securities expertise to strengthen Guardian Capital LP’s compliance framework and governance.
#J-18808-Ljbffr
Vacancy posted 2 hours ago
Similar jobs that could be interesting for youBased on the Chief Compliance Officer Asset Management in Winnipeg, MB vacancy
$62.85k - $69.69k per year
...Executive Assistant to the Chief Corporate Officer About Credit Union Central of Manitoba Credit... ...to the CEO, including calendar management, travel arrangements, meeting preparation... ...board representation and other owned assets as needed. The Chief Corporate Officer...AssetFull timeWork at officeAfternoon shift3 days per week- ...Transdev Canada is hiring a Fixed Assets Manager for our Brampton, Ontario location Transdev Canada Rail is actively seeking a Fixed Assets... ...verbal communication skills You possess b asic Microsoft Office and computer skills You may become a certified as a member of...AssetContract workWork at office
$18.56 per hour
...Allied Universal is seeking Parking Enforcement Officers in Winnipeg, Manitoba. Position: Parking Enforcement Officer Location: Winnipeg, Manitoba Employment... ...parking areas, streets, and public spaces to monitor compliance with parking regulations Issue parking...SuggestedHourly payFull timeCasual workShift workNight shiftWeekend work- ...under government access to information and privacy legislation Co-ordinate and plan for office services such as accommodation, relocation, equipment, supplies, forms, disposal of assets, parking, maintenance and security services Assist in the preparation of operating...AssetFull timeWork at officeRelocation
$31.5 - $36.5 per hour
...legislation Co-ordinate and plan for office services such as accommodation, relocation... ...equipment, supplies, forms, disposal of assets, parking, maintenance and security services... ...Ability to multitask Time management Adaptability Integrity Team player...AssetPermanent employmentFull timeWork at officeRemote workRelocation- ...professional ready for your next career move in Winnipeg? A reputable construction organization in Winnipeg is seeking a dedicated Office Manager to oversee day-to-day operations, support executive leadership, and manage facilities. In this vital role, you will streamline...Permanent employmentFull timeWork at office
$17 - $22 per hour
...Languages English Education ~ Secondary (high) school graduation certificate Experience 1 year to less than 2 years On site Work must be completed at the physical location. There is no option to work remotely. Asset languages ~ Panjabi...AssetPermanent employmentFull timeWork at officeRemote work$32 per hour
...Job Details JOB ADVERTISEMENT: TITLE: OFFICE MANAGER (NOC 13100) COMPANY: KM CARE SERVICES INC. LOCATION: 1021 MCPHILLIPS ST WINNIPEG... ..., commerce, public administration, or a related field is an asset. EXPERIENCE: • At least 7 months to 1 year work experience...AssetHourly payPermanent employmentFull timeWork at office- ...partners (employees). As an Office Team Member at JOEY, you will... ...responsible for duties such as payroll, managing the daily sales and cash... ..., ordering, personnel file management and onboarding. The ideal... ...industry is seen as a significant asset. Full-time hours, Monday to...AssetFull timeWork at officeMonday to fridayFlexible hours
- ...Canada’s most prominent and most respected Asset Protection teams and make a direct impact... .... Support Operations – Ensure compliance with company standards, security policies... ...CCTV, surveillance tools, and Microsoft Office (Word, PowerPoint, Outlook). Professional...AssetHourly payPermanent employmentTemporary workInternshipWork at officeFlexible hours
- ...The Specialist I, Quality Compliance is responsible for supporting... ...audit and inspection activities, managing preparation and logistics,... ...Partner with functional area management to discuss audit findings, establish... ...Systems considered an asset. • Demonstrated experience...AssetFlexible hours
- ...global income tax provision and Canadian compliance processes for the AltaGas group. Responsible... ...communicate tax matters. The Senior Manager, Income Tax actively engages with internally... .... US income tax experience an asset. Tax compliance software experience required...AssetLocal area
- ...part of that. Reception and Office Coordinator - Antec Controls... ...closely with the Human Resources Manager, the Reception and Office... ...contributes to workplace safety and compliance efforts through the... ...discretion in a workplace setting. Asset • Post-secondary education...AssetWork at office
$74.7k per year
...Responsibility: Senior Contract Officer - Hybrid Location: Pinawa,... ...various project requirements and managing the procurement process and... ...and is responsible for ensuring compliance with technical, quality... ...nuclear industry is considered an asset. Experience with an automated...AssetFull timeContract workFor contractorsCasual workWork at officeRemote workRelocationRelocation packageFlexible hoursShift work$45k - $50k per year
...establishment Co-ordinate and plan for office services such as accommodation,... ...equipment, supplies, forms, disposal of assets, parking, maintenance and security services... ...Reliability Ability to multitask Time management Adaptability Integrity Team player...AssetLong term contractPermanent employmentFull timeWork at officeRemote workRelocation- ...you belong. Real Canadian Superstore 2132 McPhillips St, Winnipeg, MB is seeking a Customer Support representative reporting to the Asset Protection team. Are you passionate about creating a welcoming atmosphere, providing exceptional service, and delighting customers...AssetHourly payPermanent employmentTemporary workInternship
$20 - $25 per hour
...seeking an organized, detail-oriented Medical Office Assistant to join a fast-paced medical clinic... ...Role Highlights: Focus on medical records management and maintaining precise, up-to-date patient files. Ensure full compliance with provincial health privacy laws....Hourly payWork at office$18.85 per hour
...restricted areas, and other designated locations. ~ Monitor and manage access control within designated airport areas. ~ Verify... ...rotating day and night shifts, weekends, and statutory holidays. Assets The following are considered assets: ~ Previous security or...AssetHourly payFull timePart timeNight shiftRotating shiftWeekend workDay shift$66.7k - $88.4k per year
...Architecture49 is seeking a Senior Office Administrator / Executive Leadership Coordinator... ..., equipment, inventory, mail, records management, and shared spaces. Act as a liaison with... ..., documentation, orientations, and compliance initiatives. Attend regional coordination...Work at officeLocal areaRemote workFlexible hours- ...Investment Officer FI3 Financial Officer 3 Regular/full-time Public Service Delivery... ...Officer over sees financial and risk management of client accounts with or requiring segregated... ...registered and non-registered investment assets (mutual funds, stocks, precious metals,...AssetLong term contractFull timeWork at officeFlexible hours
$31.35 per hour
...met Carry out administrative activities of establishment Co-ordinate and plan for office services such as accommodation, relocation, equipment, supplies, forms, disposal of assets, parking, maintenance and security services Assist in the preparation of operating budget...AssetPermanent employmentFull timeWork at officeRemote workRelocation- ...Review and evaluate new administrative procedures Delegate work to office support staff Establish work priorities and ensure procedures... ..., relocation, equipment, supplies, forms, disposal of assets, parking, maintenance and security services Assemble data and...AssetFull timeWork at officeRelocation
$17.33 per hour
...Ready to suit up as a Community Office Security Guard Requisition: 251225 What matters most in a role like this is your ability to... ...a valid Manitoba security license First aid certification an asset Exceptional customer service skills Proficient in basic phone...AssetHourly payPermanent employmentCasual workWork at officeMonday to fridayShift work- ...safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and... ...business practices, and escalating, managing and reporting control issues with transparency... ...Tools: Proficiency with IT Service Management platforms (e.g., ServiceNow) for...AssetLong term contractTemporary work
$180k - $200k per year
Who We Are: Nest Wealth Asset Management is a regulated Portfolio Manager and Canada’s first... ...maintaining, and overseeing the firm’s compliance system in accordance with National Instrument... ...as the firm’s designated compliance officer and works closely with the Ultimate...AssetWork at officeNight shiftObjectway
Winnipeg, MB2 hours ago$16.4 - $18 per hour
...Provide general information to clients and the public Order office supplies and maintain inventory Perform data entry Provide... ...suitability Adaptability Collaborative Efficiency Time management Accurate Flexibility Organized Reliability Team...Permanent employmentFull timeWork at officeRemote work- ...and services. Within Desjardins, Desjardins Global Asset Management (DGAM) brings together investment management... ...requirements, market conduct obligations, and evolving compliance expectations. Position OverviewThe Chief Compliance Officer (CCO) is responsible for the design...AssetInternshipLocal area
Desjardins
Winnipeg, MB2 hours ago - ...communicate effectively with peers. Experience in working with MS Office (Word and Excel). Some standing, lifting, and reaching to put... ...facility and office supplies Taking with building operations management and placing calls to the building government maintenance call...Temporary workFor contractorsWork at office
$17.33 per hour
...Ready to suit up as a Community Office Security Guard Requisition #: 250546 What matters... ..., disturbances, or fire alarms. Notify management or emergency services as needed.... ...Certification required or considered an asset Previous security, healthcare, shelter...AssetPermanent employmentCasual workWork at officeMonday to fridayShift workWeekday work- ...Opportunity: As a member of the FSQA team, the FSQA Audit and Compliance Supervisor is accountable for leading the plant’s internal... ...communications, encouraging input and constructive performance management Actively participate in facility leadership meetings. Collaborate...Full time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Chief Compliance Officer Asset Management. Be the first to apply!
Related searches
- chief compliance officer Winnipeg, MB
- asset management specialist Winnipeg, MB
- property asset manager Winnipeg, MB
- asset protection associate Winnipeg, MB
- infrastructure asset management Winnipeg, MB
- software asset management analyst Winnipeg, MB
- manager, asset & liability management Winnipeg, MB
- asset analyst Winnipeg, MB
- regulatory affairs Winnipeg, MB
- regulatory compliance Winnipeg, MB