Director Compliance Alternative Asset Management
Sagard
Lead compliance across Sagard’s alternative asset management platform, using regulatory judgment and AI-enabled processes. Work from Montreal, Toronto, or New York.The Director, Compliance supports Sagard affiliates across Canada, the United States, and international jurisdictions. This senior role covers SEC-registered advisers, Canadian registrants, private funds, and alternative strategies. You will help strengthen programs, support transactions, and advise executive stakeholders.Key Responsibilities:
Lead compliance programs for Sagard affiliates and registrantsMaintain manuals, codes, supervisory procedures, and policiesDirect annual reviews, reports, filings, and regulatory examinationsAdvise on products, transactions, conflicts, marketing, and valuationCoordinate cross-border compliance matters and trainingRequirements:
Seven to twelve years of relevant regulatory experienceExperience with OSC, AMF, or SEC-registered advisersStrong Investment Advisers Act and SEC rules knowledgeExperience managing examinations and regulatory inquiriesAI fluency, communication skills, and practical judgmentBring alternative investment compliance expertise, cross-border perspective, and technological curiosity to Sagard’s growing global platform.
#J-18808-Ljbffr
Lead compliance programs for Sagard affiliates and registrantsMaintain manuals, codes, supervisory procedures, and policiesDirect annual reviews, reports, filings, and regulatory examinationsAdvise on products, transactions, conflicts, marketing, and valuationCoordinate cross-border compliance matters and trainingRequirements:
Seven to twelve years of relevant regulatory experienceExperience with OSC, AMF, or SEC-registered advisersStrong Investment Advisers Act and SEC rules knowledgeExperience managing examinations and regulatory inquiriesAI fluency, communication skills, and practical judgmentBring alternative investment compliance expertise, cross-border perspective, and technological curiosity to Sagard’s growing global platform.
#J-18808-Ljbffr
Vacancy posted 2 hours ago
Similar jobs that could be interesting for youBased on the Director Compliance Alternative Asset Management in Winnipeg, MB vacancy
- ...Your Schedule. Your Goals. Start Delivering with Uber. What is Uber? Delivering with Uber is an alternative to a part-time or full-time job and can get you earning cash quickly. Delivering with Uber allows you to earn quick cash while maintaining the flexibility your...SuggestedHourly payExtra incomePermanent employmentFull timeTemporary workPart timeSeasonal workLocal areaWeekend work
Uber eats
Winnipeg, MB9 hours ago - ...Transdev Canada is hiring a Fixed Assets Manager for our Brampton, Ontario location Transdev Canada Rail is actively seeking a Fixed Assets Manager to oversee, manage, and to be accountable for preventative, corrective, as well as custodial maintenance of the Fixed Assets...AssetContract workWork at office
- ...global income tax provision and Canadian compliance processes for the AltaGas group. Responsible... ...communicate tax matters. The Senior Manager, Income Tax actively engages with internally... .... US income tax experience an asset. Tax compliance software experience required...AssetLocal area
- ...property? Join one of Canada’s most prominent and most respected Asset Protection teams and make a direct impact in safeguarding our... ...effective prevention strategies. Support Operations – Ensure compliance with company standards, security policies, and provincial regulations...AssetHourly payPermanent employmentTemporary workInternshipWork at officeFlexible hours
$150k - $200k per year
...weeks About the Role Staffmax is seeking an experienced Managing Director to oversee the operations and performance of a portfolio of... ...ownership of business performance, make difficult decisions, manage people at all levels of an organization, and drive results....SuggestedPermanent employment1 day per week$121.2k - $171.2k per year
...Permanent Full Time We are seeking a Director, Business Continuity Risk Management (Canada) to provide risk management... ..., risk management, finance, or compliance disciplines Minimum 7 years of experience... .../ certification is an asset (i.e. CBCI, AMBCI, MBCI, FBCI, ABCP...AssetPermanent employmentFull timePart timeInternshipFlexible hours$290k per year
...United States, Remote Work We are a leading MDM (Mobile Device Management) solutions provider with a team of over 300 members. Through a... ...seeking a technically skilled and experienced Sales Manager/Director to join our team. The successful candidate will be responsible...Remote jobWork from home- Join Amrize as a Production Manager and help construct what's next... ...eliminate spillages. Ensure strict compliance with all health and safety... ...costs through the use of alternative fuels and raw materials. Ensures... ...cement manufacturing is an asset. Proven team leadership....AssetInternshipWork at officeLocal areaFlexible hours
- ...you belong. Real Canadian Superstore 2132 McPhillips St, Winnipeg, MB is seeking a Customer Support representative reporting to the Asset Protection team. Are you passionate about creating a welcoming atmosphere, providing exceptional service, and delighting customers...AssetHourly payPermanent employmentTemporary workInternship
- Lead asset management compliance operations at SLC Management, coordinating regulatory filings, governance, and program administration across jurisdictions... ...work model expects three or more office days weekly.As Director, Compliance, you will support execution and enhancement of...AssetWork at office
Sun Life
Winnipeg, MB2 hours ago - ...continent. POSITION SUMMARY: The Director of Quality – Transit leads the Quality organization... ...Transit Quality, ensures the Quality Management System is effective, develops capable... ..., management review, and applicable compliance requirements. Set expectations for containment...Permanent employmentFull timeImmediate start
- ...SLC Management, a growing global asset manager, seeks a Director of Compliance to lead the development and administration of its Asset Management Compliance Program. The role focuses on regulatory program administration, governance, and cross‑functional collaboration to sustain...Asset
SLC Management
Winnipeg, MB2 hours ago - Gestion SLC, filiale de Sun Life, recrute un Responsable Conformité pour piloter le programme de conformité, superviser les dépôts réglementaires et coordonner des initiatives de gouvernance. Le poste exige une expertise en réglementation des conseillers en investissement et...AssetWork at office
Sun Life
Winnipeg, MB2 hours ago - ...Opportunity: As a member of the FSQA team, the FSQA Audit and Compliance Supervisor is accountable for leading the plant’s internal... ...communications, encouraging input and constructive performance management Actively participate in facility leadership meetings. Collaborate...Full time
$97.6k - $123.7k per year
...Director, Human Resources – Competition #2026-23 Child and Family... ...workforce planning, talent management, labour relations, employee... ...HR policies, governance, compliance, and workforce analytics Equity... ...designation is considered an asset. ~7-10 years of progressive...AssetFull timeContract work- ...Role Mandate The Senior Director, Record-to-Report (R2R) provides... ...Payroll Accounting, Tax, Fixed Assets and Project Systems; Cash & Sales... ...and risks are appropriately managed, and maintain readiness for... ...remediation of financial, operational, compliance and control risks. Ensure...Asset
- ...Reporting to the Associate Vice-President, the Director, Facilities Services - Custodial, Grounds... ..., mail and courier services, waste management programs, winter operations, customer-service... ...balances operational requirements, asset and service priorities, regulatory obligations...AssetLong term contractSeasonal workShift work
$18.56 per hour
...policies of the Parking Authority Conducting routine patrols of designated parking areas, streets, and public spaces to monitor compliance with parking regulations Issue parking citations or tickets to vehicles that violate parking regulations, such as parking in restricted...Hourly payFull timeCasual workShift workNight shiftWeekend work- ...nationally and internationally, is seeking a Director of Business Development to play an active... .... The Role Reporting to the General Manager, you will be responsible for leading... ...degree, such as an MBA or JD, is considered an asset. Minimum of 10 years of relevant...AssetWork at office
- ...Business Development Director SPC Student Price Card Ltd. Vaughan, Ontario, Canada About... ..., pitching, and client relationship management. Proactively participate in brainstorms to... ...prospect and customer‑facing materials, assets, and communications. Keep up to date with...AssetLong term contract
- ...Serve as a member of the Site Leadership Team and provide direct management of EFV staff. Ensure that both site and global objectives are... ...control, deviations, CAPA, and periodic review processes, ensuring compliance and continuous improvement Establish and drive risk-based...Work at officeFlexible hours
- ...free Tea and Coffee. Senior Safety Manager Reports To: Director of Safety for assigned U.S. sites /... ...and emerging issues. • Assess compliance with corporate Safety standards and... ...significant events, with defined after-hours alternatives to ensure appropriate coverage....Permanent employmentInterim roleLocal area
$52k per year
...resources. Work with the Executive Director and the Regional Sales Manager to develop and implement a rolling... ...for the resident and acting in compliance with Company policies and appropriate... ...those who advise seniors on health and alternative living options. Manage and...Full timeLocal areaRemote work- ...status quo‑fighters. Job Summary The Director, Data Center Strategy & Market... ...‑functional team spanning Sales, Product Management, Innovation, Technical, Codes & Standards... ...discipline; advanced degree considered an asset. 10+ years of progressive experience in...AssetFor contractorsWork at officeRemote work
- ...Services/Housekeeping, Maintenance, Facilities Management and Commercial Services. Environmental... ...Main Function Reporting to Executive Director, Finance and Support Services, this... ...Business Administration is considered an asset. Certification/Licensure/Registration...AssetRemplacementWork at officeShift work
- ...paid media for veterinary groups and multi-clinic practices. As Director of Sales for Veterinary, you own our largest multi-location... ...practices, booked by our sales development team or inbound. No management. No team to build, hire or run. Strategic accounts: veterinary...Full timeContract workRemote work
$55k - $60k per year
...Job Description The Chef Manager is a passionate culinary leader who takes pride in... ...organized kitchen environment while ensuring compliance with all health and safety regulations.... ...hospitality experience is considered an asset but is not required. • Demonstrated ability...AssetImmediate start$180k - $200k per year
...to the Project Controls Lead and Project Director. Beyond the current project, the business... ...mentor and develop a team of five planners. Manage progress updates, critical path analysis,... ...roles before moving into planning. Alternative routes will be considered. Contractor-side...Long term contractFor contractorsRelocation$25 per hour
...codes in the ERP system. Review product data and ensure accurate classification. Support customs, tariff, and import/export compliance requirements. Research and resolve HS coding discrepancies. Collaborate with Supply Chain, Logistics, Finance, and Trade Compliance...Temporary work- ...improvement expertise. Support consistent service delivery. The Director, Operations leads Core Banking, Lending Administration, and... ...operations. The position works with the Chief Operating Officer, management team, and cross-functional departments while developing...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Director Compliance Alternative Asset Management. Be the first to apply!
Related searches
- quality compliance manager Winnipeg, MB
- regulatory affairs project manager Winnipeg, MB
- regulatory manager Winnipeg, MB
- regulatory compliance director Winnipeg, MB
- safety compliance manager Winnipeg, MB
- customs compliance manager Winnipeg, MB
- directeur juridique Winnipeg, MB
- compliance manager Winnipeg, MB
- software asset management analyst Winnipeg, MB
- asset protection associate Winnipeg, MB