Financial Services Compliance Manager

Guide compliance policy and regulatory change at Haventree Bank with strong communication, research, and control-management capabilities. Work across banking operations.The Regulatory Compliance Manager helps maintain compliance with Canadian laws, regulatory requirements, and industry codes. Reporting to the Senior Manager, Regulatory Compliance, this role supports policies, procedures, frameworks, systems, and staff training. Its scope includes the Bank’s broker-distributed alternative mortgage and GIC solutions and digital banking platform.Key Responsibilities:
Maintain compliance policies, frameworks, and Regulatory Compliance Management systemsDisseminate new requirements and monitor their operationalizationConduct legal research and review legislative developmentsDevelop training and provide compliance advisory supportReceive issues, support investigations, and update compliance policiesRequirements:
University degree in law, business, or equivalent educationFour to five years’ experience in relevant financial servicesExperience developing regulatory compliance policies and programsProven success managing regulatory compliance projectsStrong written and verbal communication skillsUse regulatory research, policy development, and advisory skills to support effective compliance across Haventree Bank’s federally regulated operations.
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