Senior Manager Tdam Compliance Oversight
The Toronto-Dominion Bank (Canada)
Lead compliance advisory and second line oversight for TD Asset Management from Toronto, supporting regulatory controls across international jurisdictions.TD Wealth Compliance seeks a Senior Manager, Business Compliance Oversight reporting to senior compliance leaders. The role advises TDAM stakeholders, manages regulatory change, and addresses compliance risks across Canada, the UK, EU, APAC, and Caribbean. It supports effective controls and processes.Key Responsibilities:
Provide compliance advice on TDAM activities and regulatory mattersLead assigned Regulatory Compliance Management activities and testingAssess regulatory changes, emerging risks, and industry developmentsSupport examinations, investigations, audits, inquiries, and complaintsDevelop policies, controls, processes, and compliance reportingRequirements:
Undergraduate degree and Canadian securities industry courses10+ years of relevant Asset Management experienceExpertise in PM, EMD, IFM, and institutional clientsStrong influence, presentation, writing, and management reporting skillsAbility to work independently and make sound decisionsApply your Asset Management expertise, regulatory judgment, and oversight skills to TDAM compliance in Toronto and international markets.
#J-18808-Ljbffr
Provide compliance advice on TDAM activities and regulatory mattersLead assigned Regulatory Compliance Management activities and testingAssess regulatory changes, emerging risks, and industry developmentsSupport examinations, investigations, audits, inquiries, and complaintsDevelop policies, controls, processes, and compliance reportingRequirements:
Undergraduate degree and Canadian securities industry courses10+ years of relevant Asset Management experienceExpertise in PM, EMD, IFM, and institutional clientsStrong influence, presentation, writing, and management reporting skillsAbility to work independently and make sound decisionsApply your Asset Management expertise, regulatory judgment, and oversight skills to TDAM compliance in Toronto and international markets.
#J-18808-Ljbffr
Vacancy posted 1 hour ago
Similar jobs that could be interesting for youBased on the Senior Manager Tdam Compliance Oversight in Winnipeg, MB vacancy
- ...is rsponsible for the global income tax provision and Canadian compliance processes for the AltaGas group. Responsible for staff... ...and finance teams to accurately communicate tax matters. The Senior Manager, Income Tax actively engages with internally with global tax members...SeniorLocal area
- ...The Specialist I, Quality Compliance is responsible for supporting... ...audit and inspection activities, managing preparation and logistics,... ...site. In addition, provides oversight of product complaints and inquiries... ...Partner with functional area management to discuss audit findings,...SuggestedFlexible hours
$115.6k - $163.2k per year
...Job Description Department Overview TD Wealth Compliance is part of TD Compliance Department, a second line oversight function. It provides regulatory compliance... ...Wealth Compliance has an immediate need for a Senior Manager, Business Compliance Oversight to provide compliance...SeniorImmediate startWork from homeThe Toronto-Dominion Bank (Canada)
Winnipeg, MB1 hour ago- ...Price Café offers free Tea and Coffee. Senior Safety Manager Reports To: Director of Safety for... ...an assigned group of sites, providing oversight and assurance to support consistent... ...performance and emerging issues. • Assess compliance with corporate Safety standards and...SeniorPermanent employmentInterim roleLocal area
$90k - $110k per year
Job Responsibility: Job Title: Senior Manager of Philanthropy Out of Scope Location: Winnipeg, Manitoba Job Type: Full-time, Permanent Reports... ...strategic decisions and adapt tactics as needed. Ensure compliance with fundraising best practices, donor confidentiality, and...SeniorLong term contractPermanent employmentFull timeCasual workMonday to fridayShift work$109.4k - $150.48k per year
...and restore customer trust by providing senior leadership and end-to-end accountability... ...you’ll do… We’re looking for a Senior Manager, Customer Escalations to lead a highly visible... ..., this individual provides end-to-end oversight of complex and executive-level customer matters...Senior$160k - $240k per year
...teamwork, strong motivation and self-learning ability, capable of managing processes and goals effectively in personal work. Benefits:... ...Key Strategic Relationships, Key Account, Key Account Development, Key Account Handling, Key Account Management, Key Account RelationsSeniorRemote jobLocal areaWork from homeOverseas$88.8k - $121k per year
...Senior Modernization Project ManagerApply: On-Site: LOC13062 1230 10Th Avenue SW,Calgary... ...a highly motivated Modernization Project Manager to oversee coordination of activities on... ...technical & safety standards, regulatory compliance requirements, and customer expectations*...SeniorFull timeContract workFor contractorsInternshipLive InLocal areaWorldwide- ...roads, and rail. As we plan, design, and manage projects that move people and goods from... ...Opportunity An opportunity exists for a senior Bridge Engineer to become part of our... ...through detailed design and construction oversight. Are you excited by and passionate about...SeniorRemplacementFull timeContract workWork at officeLocal area
- ...infrastructure, transportation, buildings and energy projects while building a career with global opportunities and local impact. Senior Manager, Roads - Major Projects - Ontario is a senior transportation engineering leadership role based in Toronto, Ontario, Canada. The...SeniorLocal area
$109k - $159k per year
...Your Opportunity Our Vancouver office is looking for a Senior Manager to join the Assurance team and own the following responsibilities: Manage a portfolio of audit projects for clients within the private companies group. Efficiently prepare year-end audit engagements...SeniorWork at officeLocal areaFlexible hours$18.56 per hour
...career as Security Professionals and today hold positions on our senior leadership team. We offer medical, dental and vision coverage,... ...designated parking areas, streets, and public spaces to monitor compliance with parking regulations Issue parking citations or tickets to...SeniorHourly payFull timeCasual workShift workNight shiftWeekend work- ...Opportunity: As a member of the FSQA team, the FSQA Audit and Compliance Supervisor is accountable for leading the plant’s internal... ...communications, encouraging input and constructive performance management Actively participate in facility leadership meetings. Collaborate...Full time
$85k per year
...POSITION SUMMARY The Senior Project Manager is the full financial owner of every assigned file, responsible for driving profitability from... ...Requirements for Incentive Eligibility: Documentation compliance Communication standards Margin discipline Audit approval...SeniorLong term contractInternship- ...iA Financial Group in Quebec or Montreal, applying governance and technology risk expertise. Hybrid work is supported. As a Senior Project Manager, Security, you will deliver strategic, high-visibility initiatives from planning through transition. You will manage scope,...Senior
- ...We’re partnering with a successful, growing organization in Abbotsford to recruit a Senior Manager, Finance Transformation. Reporting to the CFO, this is a unique opportunity combining Finance transformation, controllership, treasury and business partnership....Senior
$84k - $126k per year
...The Scientific Research and Experimental Development (“SR&ED”) Senior Manager (“Senior Manager”) is responsible for assisting clients in... ...and practice leader performs strategic planning, operational oversight, staff administration, and performance evaluation. Client:...SeniorFull timeFor subcontractorRemote work- ...product strategy with AI automation expertise at Clio, working remotely across the United States or Canada excluding Quebec. As Senior Product Manager, you will guide Clio’s core case management portfolio. Your legal experience will inform product strategy, usability...SeniorRemote work
- ...Lead project controls planning, cost management, scheduling, and earned value management at AtkinsRéalis across assigned projects or portfolios. Deliver accurate performance insight for effective decisions. As Project Controls Manager, you will establish standards, govern...Senior
- ...Location: Montreal, Quebec, CA, H3A 1L6 The location in Montreal, ( Quebec, Canada ), is seeking talent to fill the position of Senior Manager, Financial Planning, Costing & Internal Reporting. This job is full-time permanent. Domtar is a leading producer of pulp, paper...SeniorPermanent employmentFull timeWork at officeRemote work
$76.59k - $94.19k per year
...Job Posting - EHW 2026-012 Senior Manager, Housing Strategy and Supply Reporting to the Senior Director of Strategy and Impact, the Senior Manager, Housing Strategy and Supply advances EHW’s strategic priorities by leading initiatives that increase the supply of and access...SeniorPermanent employmentFull time- ...Amazon Business Operations - Analytics and Tech is seeking a Product Manager to own the roadmap for bulk and large order fulfillment. You will work with engineering teams to overhaul sourcing, consolidation, packing and shipping for very large orders—and measure outcomes against...Senior
- ...Lead digital health product strategy from Toronto, with senior product management expertise and remote work available when onsite presence is unnecessary. Cloud Resourcing seeks a senior Product Manager for complex digital health or enterprise integration products. The...SeniorRemote work
$66k per year
...Dental Benefit Eligibility Effective Day One RRSP with Employer Match Tuition Reimbursement After One Year of Service The Senior Manager, Sales Tax Recovery (“Senior Manager”) works either independently or with other Managers/ Directors to identify sales and fuels tax...SeniorFull timeRemote work- ...Drive B2B event marketing at Fortra by owning high-profile programs, managing complex logistics, and aligning cross-functional execution. As an experienced Senior Marketing Events Manager, you will develop and execute plans that increase brand awareness, generate leads,...Senior
- ...Fidelity Canada is seeking a Senior Portfolio Services professional to lead discretionary managed accounts oversight and portfolio implementation. You will coordinate trade modelling... ...candidates bring 5+ years in portfolio management or operations, strong analytical and...Senior
Fidelity International
Winnipeg, MB1 hour ago $105k - $215k per year
...Finances et comptabilité Leads the oversight, execution, and continuous... ...Bank's trade surveillance, compliance governance, and regulatory... ...issue remediation, document management, and governance reporting.Develops... ...Risk, Legal, Regulators, and senior management stakeholders....SeniorPart timeBMO
Winnipeg, MB1 hour ago- ...Community Credit Union’s enterprise Regulatory Compliance Management Program while leading AML/ATF... ...remotely in British Columbia.This temporary Senior Manager role runs approximately three... ..., sanctions compliance, FATCA, and CRS oversight. The role requires strategic...SeniorTemporary workRemote work
Coastal Community
Winnipeg, MB1 hour ago - Lead risk-based compliance testing for TD Securities in Toronto, applying regulatory expertise, oversight, and strategic judgment to complex reviews.The Senior Manager, Compliance Testing Team Lead directs Compliance Monitoring & Testing activities within TD Securities Inc....Senior
TD
Winnipeg, MB1 hour ago - ...Group helps move people forward. POSITION SUMMARY: As the Senior Manager of Environment Health and Safety, you lead a dedicated team of... .... Reporting to the Group Director, Safety Environment and Compliance, the role involves providing guidance and leadership to foster...SeniorPermanent employmentFull timeLocal areaImmediate startMonday to fridayDay shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Manager Tdam Compliance Oversight. Be the first to apply!
Related searches
- regulatory manager Winnipeg, MB
- customs compliance manager Winnipeg, MB
- safety compliance manager Winnipeg, MB
- compliance manager Winnipeg, MB
- directeur juridique Winnipeg, MB
- quality compliance manager Winnipeg, MB
- regulatory affairs project manager Winnipeg, MB
- regulatory compliance director Winnipeg, MB
- senior disability case manager Winnipeg, MB
- senior hardware engineer Winnipeg, MB