Corporate Branch Manager

Description

Corporate Branch Manager

18 months contract

Responsibilities:

• Providing exceptional support and coverage to other Corporate Branch Managers on the team, ensuring seamless operations and high-quality service.
• Assisting our order affirmation team and other compliance teams as needed, with a focus on delivering accurate and timely support.
• Maintaining compliance policies and procedures at each office, ensuring they are up-to-date and effectively communicated.
• Reviewing and approving new account openings with a customer-centric approach, ensuring all requirements are met.
• Ensuring compliance with suitability requirements, prioritizing the best interests of our clients.
• Supervising trades and advice given to clients, providing guidance and support to ensure client satisfaction.
• Overseeing Branch Manager and/or Representative activities, fostering a supportive and collaborative environment.
• Reviewing and following up on previous day’s trades, addressing any issues promptly and professionally.
• Following up on questionable trades and escalating as necessary, always with a focus on client protection and compliance.
• Completing KYC update review and approval, ensuring client information is accurate and up-to-date.
• Providing training and education to the field, enhancing the knowledge and skills of our team members.
• Monitoring trends, communicating findings, and implementing corrective actions, always aiming to improve our service quality.
• Acting as a resource for the field, offering expert advice and support to ensure client needs are met.

Qualifications:

• Has University degree or equivalent post-secondary education.
• Has Minimum 2-3 years of compliance supervision experience and 3-5 years in the Mutual Fund Industry.
• Is known for their ability to understand, analyze and interpret Regulatory legislation.
• Stands out for their team player, ability to adapt to change and great jugement skills.
• Is recognized for their strong knowledge of the mutual fund industry.
• Has completion of the Branch Managers Course or either the Officers, Partners and Directors (OPD) Course or Partners, Directors and Officers (PDO) Course.
• Has advanced level of French and English proficiency, as the role involves collaborating with French and English speaks on a regular basis.

Benefits:

• A work environment where learning and development merge with a collective pursuit of excellence.
• A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed.
• The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces.
• Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!

The typical hiring range for this position is between 70 000$ and 85 000$ CAD per year; the base salary offered may vary depending on knowledge, skills, years of experience, and internal equity related to the role. At iA, we are committed to offering a fair, equitable, and market-based compensation structure. Our market data is updated annually to reflect the most current market conditions.