Regulatory Compliance and Reporting Manager
Canadian Imperial Bank of Commerce
Were building a relationship-oriented bank for the modern world. As a Senior Manager Regulatory Reporting you will report to the Director Regulatory Reporting. Youll possesses a deep understanding of mutual fund regulatory requirements and processes related to point of sale and continuous disclosure and will manage the development and delivery of regulatory deliverables. Youll lead the preparation filing and production of all NI 81-101 NI 41-101 and NI 81-106 materials for the CIBC Global Asset Management (GAM) mutual funds and ETFs including prospectuses fund facts/ETF facts financial statements and management reports of fund performance as well as other regulatory deliverables.
Details on your work arrangement (proportion of on-site and remote work) will be discussed at the time of your interview.
This role involves uncontrollable deadlines and may require extended work hours to meet regulatory deadlines.
Project Management - Overall responsibility for the development production and delivery of Regulatory projects including application of regulatory and compliance standards project timelines stakeholder signoff and managing and tracking program costs. Collaborate with partners to ensure timely accurate and efficient delivery of projects. Adhere to legal/regulatory requirements to manage risk while maintaining a focus on the client experience.
Look for and provide opportunities to junior members for development and succession planning.
Collaborate with Product Legal Fund Valuations Compliance Total Investment Solutions Taxation Client Services and the Management Team to promote engagement in the review and approval of regulatory materials.
Operational Efficiency - focus on the operational efficiency of the teams and vendors processes including procedural improvements leveraging digital and automation opportunities and implementing any changes to operational efficiency with clear communications and training to the Regulatory team partners and vendors.
Independent Review Committee - assist the Director Regulatory Reporting in performing their duties as the Secretary of CIBCs Independent Review Committee ( IRC ). Activities may include but are not limited to preparation of meeting materials meeting logistics drafting meeting minutes and communications with the IRC. You can demonstrate experience in the preparation production and filing of NI 81-101 NI 41-101 and NI 81-106 materials.
You have extensive experience with prospectuses fund/ETF facts offering memorandums financial statements management reports of fund performance quarterly portfolio disclosure.
Its an asset if you have completed or are in the process of completing your Canadian Securities Course.
You can demonstrate experience in advanced knowledge in Microsoft Excel and Word.
Youre passionate about developing and coaching to bring out the best in people. Your critical thinking skills help to inform your decision making. Your critical thinking skills help to inform your decision making.
We work to recognize you in meaningful personalized ways including a competitive salary incentive pay banking benefits a benefits program* defined benefit pension plan* an employee share purchase plan a vacation offering wellbeing support and MomentMakers our social points-based recognition program.
You need to be legally eligible to work at the location(s) specified above and where applicable must have a valid work or study permit .
We may ask you to complete an attribute-based assessment and other skills tests (such as simulation coding French proficiency MS Office). Communication Investments Leadership Operational Efficiency Process Streamlining Project Management Regulatory Compliance Relationship Management Team Development Time Management
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