Average salary: $90,000 /yearly
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B. Riley Farber has been retained to lead a search for a Director, Compliance & Operations for a distinguished boutique investment firm. Our client specializes in crafting bespoke fund solutions tailored to ultra-wealthy Canadian families and family offices. These solutions...
Suggested
...Address:
100 King Street West
Job Family Group:
Audit, Risk & Compliance
Leads the implementation, maintenance and administration of... ..., and manages poor performance.
• Advises and influences senior leaders on managing regulatory risk associated related to...
Suggested
Full time
Contract work
Part time
Our client, a global market leader in the Software as a Service (SaaS) space is searching for a Director of Governance, Risk, and Compliance.
This is an exciting opportunity to build out a new Security, Risk & Privacy program and create policies that will protect the organization...
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Full time
...In this role you'll ensure regulatory compliance by overseeing provincial regulations and all licensing functions, from application preparation to renewals. You’ll serve as the liaison with regulators, while developing and implementing the corporate licensing strategy, monitor...
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Permanent employment
Full time
...Purpose
To lead a dynamic team of compliance professionals based in Toronto, New York,... ...related conflicts of interest management. The Director also administers aspects of Scotiabank’s... ...results including KRIs, KPIs and trends to senior business personnel and compliance...
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...plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and... ...procedures. Supported by a team of product focused Senior Managers and working closely with the other Directors who support GBM&T Canada as well as the Global GBM...
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...strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies, and procedures. Supported by a team of Senior Managers and working closely with the other Directors who support GBM&T Compliance Canada as well as the Global...
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Full time
...high-performing culture.
Purpose:
The Compliance Quality Assurance Review (QAR) function... ...Officer's opinion to the Board of Directors on the effectiveness of the Bank's Compliance... ...Compliance and AML.
Reporting to the Senior Manager, Quality Assurance and Effectiveness...
Suggested
Full time
Local area
...least 5 years of professional work experience functioning in a compliance or risk related function Strong attention to detail, problem solving... ...drafting processes or procedures. CCEP (Certified Compliance & Ethics Professional) certification would be an asset Bilingual in...
Suggested
Full time
Contract work
Work experience placement
Local area
Shift work
2 days per week
...Contributes to the overall success of the Compliance/ Canadian Wealth Distribution (CWD)... ...as required. Provide support to the Senior Managers and Directors, Compliance, CWD in developing,... ...securities, regulatory environment, and ethical standards.
College Diploma or bachelor...
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Full time
$75 per hour
...client is a renowned Asset Manager / Pension Plan and they are looking to add to their team, a Senior Manager, Tax for an initial term of 12+ months. If you have hands on tax compliance experience and are available for assignment, let's connect!
As the Senior Manager, Tax,...
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Contract work
Local area
2 days per week
...new company Hays Specialist Recruitment has partnered with a leading insurer located in Toronto, ON. We are looking to hire a Senior Compliance Analyst to join their team on a contract basis of 6 months, which has the possibility of extension. This candidate will be working...
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Contract work
Downtown
...matter expert? Are you able to utilize creativity to develop key compliance documents and resources over a variety of industries?
If... ...all time, and that includes you!
What You’ll Do
Our Senior HR Compliance Specialist is an expert on human resources legislation...
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Full time
Flexible hours
Monday to Friday
...Toronto, Ontario, Canada Hours:
37.5 Line of Business:
Compliance Pay Details:
We're committed to providing fair and equitable... ...subject matter expertise.
The team has an immediate need for a Senior Manager, Business Compliance Oversight with a focus on Regulatory...
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Full time
Immediate start
Work from home
First Transit is hiring for a Regional Director of Operations in B.C or Alberta. Preferred candidate locations are Calgary, Edmonton, Kelowna... ...and final step grievance hearings. Provides regulation of compliance with the Freedom of Association policy. Provides direction in...
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Full time
Internship
$97k - $231k per year
...large, complex projects with onshore/offshore teams to deliver Compliance Technology projects, ensuring required levels of excellence and... ...manage our client’s risks. As a Deloitte Compliance Technology Senior Manager, the individual will have a wide range of responsibilities...
Permanent employment
Full time
For contractors
Offshore
Flexible hours
...industry to proactively respond to regulatory changes, optimize compliance programs, design and implement scalable and effective processes... ...and enable growth across their organization.
As a Manager or Senior Manager, you will have the opportunity to work alongside industry...
Permanent employment
Full time
Flexible hours
Senior Director of Operations
LOCATION: The ideal candidate will reside within commuting distance to one of our branches (Canada or US)... ...Understand and ensure adherence across the company to Corporate compliance and SOPs
* Manage operational support teams and implement...
Full time
Temporary work
For contractors
Local area
Relocation
...Senior Director, Regulatory Law, role is a member of the TFP Legal team and requires providing legal advice and support based on knowledge of compliance best practices, and relevant legal principles. The successful incumbent will influence and negotiate to achieve business...
Contract work
...financial and emotional well-being.
About the team
Deloitte's Compliance and Operational Risk (C&OR) team is a highly connected market... ....
What will your typical day look like?
As Consultant/Senior Consultant you are responsible for helping to deliver compliance...
Permanent employment
Full time
Overseas
Flexible hours
