Securities compliance examiner jobs in Toronto, ON

Job ID: 47075 Job Category: Audit, Compliance & Inspections Division & Section: Toronto Building, Plan Review Work Location: Scarborough...  ...to the Manager Plan Review, the Plumbing and Mechanical Plan Examiner will examine plans submitted for approval for compliance with building... 

 ...Job Description What is the Opportunity? The Director, Compliance is a senior member of the Compliance team that supports RBC Global...  ...and operationalizing a compliance program for a large, complex securities registrant, preferably an investment fund manager and/or asset... 

 ...About The Role As a Compliance Associate, you will be conducting the day-to-day supervision of trading activity, staff conduct and handling...  ...- satisfies CIRO requirements to be registered as Supervisor, Securities and Options (CSC, CPH, DFOL, OSC and IDSC completed)... 

 ...talented professionals. Job Description Hamilton ETFs is seeking a Compliance Officer with strong business acumen and objectivity to join our...  ...Partners, Directors and Senior Officers Course with Canadian Securities Institute; ~Bilingual in French a strong asset. Additional... 

Compliance Analyst II Location Toronto, ON : Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education...  ...Statement FIS is committed to protecting the privacy and security of all personal information that we process in order to provide... 

 ...customized solutions to their wealth management needs. Manager, Compliance Governance How does the role impact the organization?...  ...Fundamental investment concepts, practices, and procedures used in the securities industry In-depth knowledge of business and Canadian... 

 ...management, they deliver high-quality and cost-effective solutions to clients across multiple global industries. Liability Claims Examiner - Canada An exciting opportunity has arisen for a Liability Examiner within our Canadian Third-party administration group. Liability... 

 ...General: This role provides regulatory compliance advice and direction to the Wealth...  ...associated with investigations, reviews, or examinations conducted by internal and external stakeholders...  ...that would be an asset: Canadian Securities Courses General Knowledge/skills:... 

 ...The Compliance Associate, with guidance from the Manager of Compliance, will hold the primary responsibility for performing the fieldwork associated with the independent testing of Internal Controls over Financial Reporting (ICFR) and executing audit procedures to support... 

INTERMEDIATE CLAIMS EXAMINER required for this well respected multinational leading P&C insurer, known for exceptional expertise and customer service.  Join the most customer focused, nimble, and value adding claims team in the commercial market. Our client is looking for... 

 ...company   Hays Specialist Recruitment has partnered with a leading insurer located in Toronto, ON. We are looking to hire a Senior Compliance Analyst to join their team on a contract basis of 6 months, which has the possibility of extension. This candidate will be working from... 

 ...Trade Program with a focus on governance, and risk management, for compliance with regulations in multiple jurisdictions. What You’ll Do:...  ...practices. Review and report on partner controls for Cyber Security Management, Sanctions screening and Database management.... 

 ...Position: Restaurant Compliance Specialist Location: North York “Building Safer Dining Experiences, One Inspection at a Time.” Our client, a leader in the restaurant industry is looking for a Restaurant Compliance Specialist to ensure all aspects of restaurant operations... 

 ...you are responsible for Capital Markets Compliance for the Global Equity Sales and Trading,...  ...responsibilities. Assist in regulatory inquiries, examinations, and reporting responses. Assist in...  .... ~ Completion of the Canadian Securities Course (CSC), Traders Training Course (... 

 ...Tester in Canada who has experience in Section 508 Compliance. The Section 508 Tester (508 Tester) will be...  ...deliver trusted and highly differentiated national security solutions and technologies that keep people safe and secure. Peraton serves as a valued partner to essential... 

 ...Job Description WHAT IS THE OPPORTUNITY? This position is responsible for the management oversight and development of compliance operations. This role will primarily support the identification and mitigation of compliance operational issues and will also assist... 

 ...professionally and personally. The North American Ethics and Compliance Counsel plays an important role in promoting JLL’s global...  ...recruitment process. We endeavour to keep your personal information secure with appropriate level of security and keep for as long as we need... 

Sr. IT Risk Compliance Analyst Location Toronto, ON : Why you'll love working here: high-performance...  ...as an important part of your retirement security competitive, 100% company-paid...  ...care for us, by providing a financially secure retirement for Ontario healthcare workers... 

About the Opportunity   Serve as the primary contact for vendor agreements building positive relationships with key stakeholders, fostering strong collaboration and alignment on Company objectives  Ensure that all new negotiated “deals” have properly executed contracts ...

 ...Contributes to the overall success of the Security Operations Center in Canada ensuring...  ...Ensures all activities conducted are in compliance with governing regulations, internal policies...  ...access control systems, ensure a safe and secure environment for staff in designated facilities...