Regulatory compliance officer jobs

44,220 vacancies

Associate Compliance Officer, Legal Regulatory Compliance

 ...100 King Street West Job Family Group: Audit, Risk & Compliance Regulatory Compliance and Risk Management Develop, maintain and...  ...Lines of Business, HR, Learning, and Corporate Secretaries Offices on related registration matters. Partner with Finance, Legal... 

BMO Financial Group

Toronto, ON
20 days ago

Senior Compliance Officer, Regulatory Complaints

 ...Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Responsible for addressing regulatory complaints. Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment... 

BMO Financial Group

Toronto, ON
19 days ago

Regulatory Compliance Technician

 ...our major clients in the Oil & Gas Industry is looking for a Regulatory Compliance Technician to join them on a 1-year assignment in Calgary, AB...  ...documentation control (or equivalent). Advanced knowledge of Microsoft Office applications including Outlook, Word, Excel, PowerPoint,... 

Airswift

Calgary, AB
2 days ago

Legal and regulatory compliance - Advisor

 ...virtual access methods. Job Level NV-09 As a legal and regulatory compliance advisor, you help design, institute and coordinate the...  ...related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s... 

Desjardins

Laval, QC
3 days ago

Legal and regulatory compliance advisor

 ...virtual access methods. Job Level NV-09 As a legal and regulatory compliance advisor, you help design, institute and coordinate the...  ...related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s... 

Desjardins

Montréal, QC
3 days ago

Content Analyst - Regulatory Compliance

 ...hybrid workforce with the option to work at home, in the office, or a mix of both. Resolver, in partnership with the Canadian Compliance Group, is looking for a Content Analyst to build and maintain the regulatory frameworks included in the compliance application. You’ll... 

Resolver

Toronto, ON
6 days ago

Technician, Legal and regulatory compliance

 ...virtual access methods. Job Level NV-07 As a legal and regulatory compliance technician, you help institute the compliance framework and...  ...rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards... 

Desjardins

Montréal, QC
6 days ago

Technician - Legal and regulatory compliance,

 ...virtual access methods. Job Level NV-06 As a legal and regulatory compliance technician, you help institute the compliance framework and...  ...rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards... 

Desjardins

Montréal, QC
9 days ago

VP, Compliance and Regulatory Risk Management

 ...function within the second line of defense the Vice President, Compliance and Regulatory Risk Management, will be responsible for overseeing the...  ...AMLTF and FCAC frameworks. Reporting to the Chief Compliance Officer & Chief Anti-Money Laundering Officer, the Vice-President... 

Banque Laurentienne

Toronto, ON
9 days ago

Manager - Regulatory Compliance & Review

 ...Address: 250 Yonge Street Job Family Group: Audit, Risk & Compliance Market Risk Operations is a global function. As the second...  ...standard of excellence is upheld within a constantly changing regulatory environment. Develops and maintains an effective... 

BMO Financial Group

Toronto, ON
16 days ago

Legal and regulatory compliance analyst

 ...edge virtual access methods. Job LevelNV-07As a legal and regulatory compliance analyst, you help design, institute and coordinate the compliance...  ...rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organizations... 

Desjardins

Montréal, QC
27 days ago

Compliance Officer

 ...Community Standards Bylaw. Enforcement ranges from gaining voluntary compliance where possible, to site clean-up, court appearances and the...  ...related experience may be considered. ~Ability to obtain Peace Officer Appointment through the Solicitor General, which requires an enhanced... 

The City of Red Deer

Red Deer, AB
8 days ago

Manager, Regulatory Compliance

 ...Reporting into the Senior Manager, Compliance Operations within the Field Enablement function of ADP Canada, the Regulatory Compliance role is responsible for identifying and...  ...desired outcomes. Proficiency in Microsoft Office Suite and MS Project. Ability to work collaboratively... 

ADP

Etobicoke, ON
a month ago

Regulatory Compliance Analyst

 ...report data to the federal and provincial governments. The Fuels Compliance Analyst is accountable to ensure compliance with environmental...  ...~Work with Legal and Government Relations to clarify regulatory interpretations in support of accurate forecasting and reporting... 

Shell

Calgary, AB
a month ago

Manager, Regulatory Change Management, Enterprise Compliance Operations

 ...results, in an inclusive and high-performing culture. The manager contributes to the success of the Regulatory Change Management Group within Enterprise Compliance Operations, by facilitating enterprise-wide oversight and governance, with respect to Regulatory Change Management... 

Scotiabank

Toronto, ON
6 days ago

Program Officer, Regulatory Readiness

 ...this expansion. We formed the Executive Office (EO) so that strategic priorities would receive...  ...the main pillars of the EO is supporting Regulatory Readiness, ensuring the business meets...  ...of Sustainalytics’ regulatory compliance program. In addition to ensuring relevant... 

Morningstar

Toronto, ON
4 days ago

Senior Institutional Compliance Officer

 ...Senior Institutional Compliance Officer, Capital Markets  Toronto – Job # 5388 Summary: Canaccord Genuity (CG) is a leading independent...  ...Institutional client applications to ensure compliance with regulatory requirements and internal policies and procedures; ~Act as a... 

Canaccord Genuity Corp.

Toronto, ON
7 days ago

Branch Compliance Officer (BCO)

 ...effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and efficiency. Contributes to a... 

BMO

Montréal, QC
10 days ago

Compliance Officer, Asset Management Compliance

 ...results, in an inclusive and high-performing culture.   The Compliance Officer is responsible for supporting the Investment Counsel (PIC)...  ...to policies & procedures, controls, policy exceptions, regulatory rules Pro-actively identifies violations (actual, potential... 

Scotiabank

Toronto, ON
5 days ago