Search Results: 3 vacancies
...or equivalent
~2 years’ experience in an administrative or clerical position, preferably within the financial services industry
~ IIROC licensed as an Investment Representative which includes the completion of the Canadian Securities Course (CSC), the Conduct and Practices...
Suggested
...Dealers’ Association (MFDA) and Assante Capital Management (ACM), a member of the Investment Industry Regulatory Organization of Canada (IIROC), is in compliance with applicable securities regulatory requirements as well as internal supervisory and compliance policies and...
Suggested
Full time
Internship
Local area
Immediate start
Flexible hours
...financial markets?
Can you showcase a minimum of 3 years of experience in an advisory role?
Are you a financial professional with current IIROC/CIRO licensing, or have you completed the Canadian Securities Course within the past 3 years, and the Conduct and Practice Handbook...
Suggested
Full time
