$41.6k per year
...Canadian Securities Course & Conduct and Practices Handbook.
Registration as Registered Representative (RR).
Complies with mandatory IIROC Continuing Education Program requirements.
WME must be completed within 30 months of RR License
Specialized knowledge from...
Suggested
Full time
...succeed?
Must-have
~5 years of professional experience in the investment industry
~ Registered Representative (RR) license with IIROC (i.e., CSC, CPH, and WME)
~ Financial planner diploma granted by the Institute of Financial Planning
~ Bilingualism (English and French...
Suggested
Full time
Flexible hours
...to determine priorities and tasks to be completed.
Work closely with internal partners to understand the information pertaining to IIROC and MFDA firms/dealerships.
Participate in special projects, departmental and project group meetings, and sharing feedback when needed...
Suggested
Full time
Shift work
$75k - $90k per year
..., GIC’s, HISA’s and open-end Mutual Funds
~ Recognizes and understands the regulatory rules governing Mutual Funds established by IIROC and MFDA
~ Outstanding versatility with the ability to conduct with professionalism, build rapport and exercise resourcefulness and...
Suggested
Full time
Internship
...equivalent combination of education and experience.
~Bilingualism French and English
~Knowledge and experience with derivatives products and IIROC firms are a must
~Advanced understanding of intermediary sales and the market.
~Seasoned professional with a combination of...
Suggested
Permanent employment
Full time
Contract work
Shift work
...and adherence to established service standards
~ College Diploma/University Degree
Required Industry Courses:
CSC
CPH
IIROC licensed as an IR and DFOL (Derivative Fund Options License)
Location(s): Canada : Quebec : Montreal || Canada : Ontario : Ottawa ||...
Suggested
Full time
...Individuals/Entities) in order to ensure accuracy while
complying with securities requirements and the regulations in effect (AML/ATF, IIROC...)
Acting on non-compliant client files for the business lines
Entering client file data in the IBM ISM system
Managing the...
Suggested
Work experience placement
Flexible hours
Banque Laurentienne
Laval, QC
24 days ago