Average salary: $145,714 /yearly
More statsSearch Results: 3,222 vacancies
B. Riley Farber has been retained to lead a search for a Director, Compliance & Operations for a distinguished boutique investment firm. Our client specializes in crafting bespoke fund solutions tailored to ultra-wealthy Canadian families and family offices. These solutions...
Suggested
Our client, a global market leader in the Software as a Service (SaaS) space is searching for a Director of Governance, Risk, and Compliance.
This is an exciting opportunity to build out a new Security, Risk & Privacy program and create policies that will protect the organization...
Suggested
Full time
Application Deadline:
06/28/2024
Address:
100 King Street West
Job Family Group:
Audit, Risk & Compliance
Leads the implementation, maintenance and administration of the Corporate Areas Compliance program. Coordinates, performs, advises on regulation and control...
Suggested
Full time
Contract work
Part time
...high-performing culture.
Purpose
To lead a dynamic team of compliance professionals based in Toronto, New York, London and Singapore... ...subsidiaries and related conflicts of interest management. The Director also administers aspects of Scotiabank’s securities aggregation...
Suggested
...strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures. Supported... ...focused Senior Managers and working closely with the other Directors who support GBM&T Canada as well as the Global GBM&T Compliance...
Suggested
Full time
...strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies, and procedures.... ...by a team of Senior Managers and working closely with the other Directors who support GBM&T Compliance Canada as well as the Global GBM&T...
Suggested
Full time
$73.88k - $123.13k per year
...with critical thinking, relationship building and ongoing learning opportunities.
Working as Manager, Payment & Compliance Services
Reporting to the Director of Financial & Distribution Services, Shared Services, the Manager of Payment & Compliance Services will provide...
Suggested
Full time
Contract work
For contractors
Local area
Worldwide
Night shift
University of Alberta
Toronto, ON
2 days ago
...talented professionals.
Job Description
Hamilton ETFs is seeking a Compliance Officer with strong business acumen and objectivity to join our... ...the operations of an ETF business;
~Completion of Partners, Directors and Senior Officers Course with Canadian Securities Institute;...
Suggested
Permanent employment
Full time
Work visa
Flexible hours
...Job Summary
The Manager, Compliance is responsible for leading and executing audits of Dominion Securities , PH&N and Royal Trust branches and certain head office functions with the objective of evaluating the effectiveness of operational controls and compliance monitoring...
Suggested
Full time
Local area
Flexible hours
...About The Role
As a Compliance Associate, you will be conducting the day-to-day supervision of trading activity, staff conduct and handling formal complaints. You will participate in mapping regulatory requirements and regulatory initiatives to deliver a best-in-class compliance...
Suggested
Full time
...will be required to be in the office 3 days a week at the Toronto Corporate Office (located in downtown Toronto).
We are seeking a Compliance Analyst to join our Compliance team. The successful candidate will be a key member of our growing Compliance team. The successful...
Suggested
Full time
Downtown
3 days per week
Application Deadline:
07/14/2024
Address:
100 King Street West
Job Family Group:
Audit, Risk & Compliance
Experience working with audit (internal and external) during audit engagements and responding to regulatory requests and exams
Develops and maintains an...
Suggested
Full time
Contract work
Part time
...The Compliance Associate, with guidance from the Manager of Compliance, will hold the primary responsibility for performing the fieldwork associated with the independent testing of Internal Controls over Financial Reporting (ICFR) and executing audit procedures to support...
Suggested
Remote job
Interim role
3 days per week
Operations and Compliance Analyst Location Hybrid remote in Toronto, ON : The ideal candidate will have a strong understanding of Canadian AML regulations and a proven track record of delivering excellence. This role is essential in ensuring that our organization remains compliant...
Suggested
Holiday work
Full time
Remote job
Flexible hours
Weekend work
...in an inclusive and high-performing culture.
Purpose:
The Compliance Quality Assurance Review (QAR) function is responsible for... ...support the Chief Compliance Officer’s opinion to the Board of Directors on the effectiveness of the Bank’s Compliance Framework and to...
Suggested
Full time
Local area
...Your opportunity
Reporting to the Tax Partners, the Manager is responsible for overseeing the corporate tax compliance process for the firm. This includes reviewing tax returns, researching and resolving tax reporting issues, supervising and training staff, identifying planning...
Full time
...Team at C^RET Legal, reporting to the SVP Cloud Engineering and Technology. This position owns the success of the Cyber Security & Compliance Programs that keep C^RET’s business enterprises secure while protecting the C^RET brand with our loyal customer base. The person manages...
Full time
Remote job
Summer work
Flexible hours
...high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.
Manager, Compliance Governance
How does the role impact the organization?
Reporting to the Senior Manager, Compliance Governance, key duties...
Work experience placement
Flexible hours
...Business Management
General:
This role provides regulatory compliance advice and direction to the Wealth businesses supported.... ...- 2nd Line Compliance
BPIC - 2nd Line Compliance, Regional Directors, Data Team
Regulatory Compliance Issue Management
Identifies...
Full time
Contract work
Part time
Head of Risk Management and Compliance Location Toronto, ON : Company overview: Merrco, headquartered in Toronto and founded in late 2016, is the leading Cannabis Payments Platform in Canada. In 2018, Merrco acquired Payfirma to create Merrco Payfirma and has captured ~70%...
Full time
Flexible hours
