Regional Compliance Officer Wealth Management

Regional Compliance Officers at BMO Private Wealth apply regulatory governance and operational risk expertise from 100 King Street West. This role supports business operations within the jurisdiction.As a Regional Compliance Officer, you will support BMO Private Wealth’s first line of defense programs. Your work spans compliance, AML, operational risk, internal controls, and governance. You will advise leaders, monitor developments, and coordinate practical regulatory changes.Key Responsibilities:
Implement and enhance first line risk and compliance programsAdvise leaders on regulatory, AML, and control mattersMonitor developments and coordinate required business changesOversee policies, procedures, governance documents, and control frameworksCoordinate audits, examinations, findings, and remediation plansRequirements:
5-7+ years in financial services risk or complianceFirst line risk program experience within regulated environmentsUnderstanding of risk frameworks, controls, and governance practicesExperience supporting audits, examinations, reviews, and remediationSeries 24 licence strongly preferredApply regional compliance expertise, regulatory guidance, and first line oversight to strengthen risk management at BMO Private Wealth.
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