Market Conduct Data Governance Manager

Shape market conduct governance at TD in Toronto through surveillance operations, regulatory alignment, and strong data quality practices.As Manager, Compliance – Model and Data Governance, you will enhance a sustainable surveillance program. The work involves Compliance data, AI integration, enterprise governance, and program improvement. You will collaborate with Advisory Compliance, Technology, Risk, Audit, and business partners.Key Responsibilities:
Lead reviews and enhancements of the current Compliance programAlign enhancements with global regulatory authority expectationsSupport Trade and Communications Surveillance leadershipCoordinate surveillance vendor and client roundtablesDocument policies and procedures for regulatory requirementsRequirements:
Minimum five years of bank, broker-dealer, or related experienceStrong knowledge of equities, options, futures, and fixed incomeUnderstanding of market conduct and market abuse regulationsExperience in project management and surveillance operationsAbility to collaborate across Risk, Technology, Audit, and business functionsApply market conduct knowledge, regulatory strategy, and surveillance expertise to strengthen TD Compliance program governance.
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