Senior Financial Crime Compliance Manager

Financial crime compliance expertise meets quality assurance at Broadridge for a Senior Manager supporting AML and sanctions testing. This hybrid role evaluates controls and communicates evidence-based findings.As Senior Manager, you will plan risk-based testing across financial crime compliance controls. The work covers control design, operating effectiveness, evidence review, and audit-ready reporting. You will identify gaps, assess emerging risks, and provide practical recommendations to stakeholders.Key Responsibilities:
Execute risk-based AML and sanctions control testing reviewsAssess control design and operating effectiveness against requirementsDevelop test procedures, sampling approaches, and evidence requestsIdentify weaknesses, coverage gaps, recurring issues, and root causesPrepare reports explaining methodology, evidence, results, and actionsRequirements:
Experience conducting AML or sanctions testing, monitoring, or auditsUnderstanding of financial crime risk management frameworksAbility to evaluate controls and assess issue significanceStrong analytical skills, attention to detail, and judgmentClear written and verbal stakeholder communicationApply financial crime testing, control assessment, and reporting expertise to strengthen Broadridge compliance programs through quality assurance.
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