Senior Director Compliance at RBC (Winnipeg)

Join RBC Global Asset Management as a Senior Director, focused on compliance leadership and regulatory strategy. Guide a dynamic compliance team in Toronto towards excellence.

This pivotal role requires a seasoned professional to oversee the compliance framework for RBC GAM. Your strategic oversight will ensure adherence to governing regulations while fostering team development and talent retention. You will collaborate with senior management and cross‑enterprise teams to address compliance challenges.

Key Responsibilities

• Manage compliance initiatives for asset management
• Lead and develop the compliance team across Canada
• Ensure compliance with internal policies and regulations
• Liaise with regulatory bodies for updates and changes
• Prepare periodic compliance reports for stakeholders

Requirements

• 10-12 years in regulatory compliance roles
• Comprehensive knowledge of asset management regulations
• Bachelor's degree in Business, Law, or Finance
• Solid leadership and communication abilities
• Expertise in Canadian securities regulations

Be at the forefront of compliance excellence at RBC GAM and make a lasting impact.