Regulatory Finance & Operations Compliance Lead

CIRO, the Canadian Investment Regulatory Organization, is seeking a Manager, Financial & Operations Compliance in Toronto. The role oversees field examinations to ensure Dealer Member firms comply with prudential rules and remain financially and operationally viable.You will lead the examination process, file regulatory documents on time, and implement interventions to protect investors. A CPA or equivalent exams are preferred, with 5 years in regulatory/securities and 2 years in people
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