Senior Manager Compliance Testing Personal Banking
EQ Bank | Canada's Challenger Bank
Drive compliance testing and control effectiveness for EQ Personal Banking from the company’s hybrid office at 2200-25 Ontario Street, Toronto.In this Senior Manager position, you will oversee first-line testing programs and operational risk activities for Personal Banking. Your work includes analyzing test results, developing remediation recommendations, maintaining SharePoint documentation, and preparing concise updates for senior leaders. You will remain current on regulatory developments, industry practices, and emerging personal banking risks.Key Responsibilities:
Execute first-line testing for key controls and regulatory requirementsIdentify control gaps and develop actionable remediation recommendationsMaintain SharePoint inventories of controls, evidence, and action itemsDraft policies and procedures for testing and issue managementCollect, analyze, and report relevant risk metricsRequirements:
Post-secondary education in risk policy, business, law, or financeAt least five years risk management, audit, or first-line experiencePrevious compliance testing or audit experienceKnowledge of financial services and regulatory legislationWorking knowledge of Microsoft Word, Excel, and PowerPointApply compliance testing, regulatory knowledge, and analytical reporting skills to improve control effectiveness within EQ Personal Banking.
#J-18808-Ljbffr
Execute first-line testing for key controls and regulatory requirementsIdentify control gaps and develop actionable remediation recommendationsMaintain SharePoint inventories of controls, evidence, and action itemsDraft policies and procedures for testing and issue managementCollect, analyze, and report relevant risk metricsRequirements:
Post-secondary education in risk policy, business, law, or financeAt least five years risk management, audit, or first-line experiencePrevious compliance testing or audit experienceKnowledge of financial services and regulatory legislationWorking knowledge of Microsoft Word, Excel, and PowerPointApply compliance testing, regulatory knowledge, and analytical reporting skills to improve control effectiveness within EQ Personal Banking.
#J-18808-Ljbffr
Vacancy posted 1 hour ago
Similar jobs that could be interesting for youBased on the Senior Manager Compliance Testing Personal Banking in Winnipeg, MB vacancy
- ...Hours: 18.75 Line of Business: Personal & Commercial Banking Pay Details: $22.45 - $29.97 CAD... ...Canada Trust, we are the frontline of TD Bank. We strive to build deep and long-... ...issues and report non-standard matters to management Recommend improvements to work...PersonalWork at officeWork from home
- AML compliance testing and sanctions expertise define this Senior Manager role at Broadridge, supporting risk-based reviews and quality assurance. The position follows a hybrid work model.As Senior Manager, you will assess financial crime controls across AML, sanctions, and...Senior
$43.9k - $58.6k per year
...Canada Hours: 37.5 Line of Business: Personal & Commercial Banking Pay Details: $43,900 - $58,600 CAD... ...guide customers to the right contact person for appropriate solutions while exercising... ...and report non-standard matters to management Recommend improvements to work...PersonalFull timeTraineeshipWork at officeWork from homeRelocation$96.9k - $136.8k per year
...Canada Hours: 37.5 Line of Business: Compliance Pay Details: $96,900 - $136,800... ...compliance perspectivePosition Summary Manager, Compliance Monitoring & Testing is a newly created role on the Core... ...to closely partner with and advise senior and line managers and other stakeholders...SeniorWork from home- ...while helping others along the way, come join the Broadridge team. Broadridge is Growing. We are seeking a Senior Manager to support financial crime compliance testing and quality assurance across anti-money laundering (AML), sanctions, and related compliance programs. In this...Senior
$96.9k - $136.8k per year
...Hours:37.5 Line of Business:Compliance Pay Details:$96,900 - $136,800... ..., Compliance Monitoring & Testing is a newly created role on the Core Compliance team to manage the implementation of Monitoring... ...closely partner with and advise senior and line managers and other stakeholders...SeniorWork from home- Title: Manager, Compliance Monitoring - Canadian Banking Compliance Requisition ID: 278560Join a purpose driven winning team, committed to results, in an inclusive... ...years of experience in compliance monitoring, testing, risk management, audit, data analysis, regulatory governance...Personal
- ...global income tax provision and Canadian compliance processes for the AltaGas group.... ...accurately communicate tax matters. The Senior Manager, Income Tax actively engages with internally... ...receive consideration without regard to a person’s ancestry, place of origin, colour, ethnic...PersonalSeniorLocal area
- Drive banking test automation at Questbank with Playwright, Appium, and AI assistants across critical payment lifecycles in a hybrid workplace.As a senior quality assurance engineer, you will create, execute, and expand automated coverage for EFT and RTR payment ecosystems....Senior
$65 - $80 per hour
Senior Business Analyst – Personal Banking / Regulatory Location: Toronto, ONOnsite Flexibility: HybridContract Details Position Type: ContractContract... ...excellent requirements, communication and stakeholder-management capabilities. Experience with regulatory initiatives...PersonalSenior- Shape personalized financial planning and complex mortgage solutions at ATB Financial’s... ...rotating Saturday shifts required.As a Senior Personal Banking Advisor, you will support high-net-... ...education or experienceBring relationship management, mortgage expertise, and financial...PersonalSeniorRotating shift
- Lead personal and business banking growth as Branch Manager at Scotiabank’s Blairmore Centre Branch in Saskatoon, Saskatchewan. Build relationships and coach teams... ...employees toward individual, branch, and Bank successSupport financial advice and relationship strengtheningManage...Personal
$105k - $215k per year
..., execution, and continuous enhancement of the Bank's trade surveillance, compliance governance, and regulatory control framework across... ...examinations, compliance reviews, control testing, issue remediation, document management, and governance reporting. Develops and maintains...PersonalSeniorPart time$105k - $215k per year
..., execution, and continuous enhancement of the Bank's trade surveillance, compliance governance, and regulatory control framework across... ...examinations, compliance reviews, control testing, issue remediation, document management, and governance reporting.Develops and maintains...SeniorPart time$289.7k - $362.1k per year
...1967, John Shepherd-Barron reached his bank minutes after closing and could not get... ...years later, the bar has moved, but the test hasn't: a personal financial product is judged on whether... ...product strategy, leading a team of product managers, driving growth and engagement, and...PersonalBank staffAfternoon shift- ...securities regulation and critical analysis as a Compliance Testing Lead with TD Securities Inc. in Toronto,... ...newly created Core Compliance position manages implementation of the Monitoring and... ...Compliance leads, regulators, and senior management.Key Responsibilities: Develop...Senior
$38k - $42k per year
...and welcoming group of professionals and makes Crunch an amazing company to work for. Position Overview: Join our team as the Personal Training Manager and be a driving force behind a high-performance, high-care culture that prioritizes speed, urgency, and exceptional results...PersonalFull time- ...learning and development. About the RoleShape the Future as a Senior Personal Banking Advisor at ATB Financial! At ATB Financial, we're not just... ...and follow-ups. Develop and implement relationship management plans for high-value clients. Drive Growth: Achieve personal...PersonalSeniorFlexible hoursRotating shift
- Lead account management strategy at Questbank using client experience, operational... ...with three office days.The Senior Manager, Account Management directs... ...service oversight. The work spans banking transactions, escalations, compliance, and process improvement.Key Responsibilities...SeniorWork at office
- ...This position is listed on behalf of a partner company, which manages all applications and next steps. Our partner is looking for a Senior Software Development Engineer in Test (SDET) - Digital Banking based in Canada. The Senior SDET will play a key role in ensuring the...PersonalSeniorRemplacementFull timeContract workRemote workFlexible hours
$70 - $80 per hour
OVERVIEWA major banking client is hiring a Senior Project Manager to lead strategic investment and transformation initiatives for its Corporate Card business... ...closely with Product, Technology, Operations, Risk/Compliance, Finance, and Change Management. Start date is as soon...SeniorContract workImmediate start- Senior Manager, Test EngineeringAbout the OpportunityOur client is a leading provider of advanced technology solutions serving highly regulated... ...initiatives. Manage calibration programs and ensure compliance with applicable quality standards and regulatory requirements...SeniorLong term contract
$120k - $135k per year
...the role: Reporting into our Chief Counsel Officer, the Senior Manager, Lending Compliance will oversee the regulatory landscape and compliance... ...Department liaison on enterprise initiatives. Monitor, test, and oversee the implementation of controls necessary to comply...SeniorInternshipWork at officeFlexible hours$124.43k - $199.08k per year
## Senior Manager Global ComplianceApply: Remote - Canada: Montreal: Hinjewadi, Pune: Full time... ...* Own and operate a single, integrated compliance management system spanning quality, HSE,... ...and support SOX-adjacent/internal-control testing where applicable.* Maintain a...SeniorFull timeLocal areaRemote work$92.7k - $137.58k per year
Senior Manager, AML & Regulatory ComplianceJob Category : Back Office Operations Requisition... ...a Senior Manager, AML & Regulatory Compliance. This role serves as Coastal... ...filing decisions, risk-based monitoring and testing, remediation, and regulatory or independent...SeniorTemporary workLocal areaRemote work- ...Your contribution! Reporting to the Director, Taxation, the Senior Manager, Tax Compliance is responsible for leading and coordinating Innergex’s tax... ...Innergex is an equal opportunity employer that values each person’s unique background, diversity, experiences, perspectives...SeniorPermanent employmentWork at office
$85.5k - $185k per year
...Commercial Sales & ServiceSenior Relationship Manager The Senior Relationship Manager role is within the Commercial Banking, Dealer Finance group. Facilitates growth for... ...requirements, internal controls, and compliance policies in all aspects of relationship management...PersonalSeniorLong term contractContract workPart timeShift work$70k - $150k per year
...Street West Job Family Group: Commercial Sales & Service Senior Relationship Manager Commercial Banking – Mid MarketAt BMO, we believe businesses are built on... ...agreements to ensure accuracy, completeness, and compliance with bank policies.Conduct sophisticated financial analysis...PersonalSeniorContract workPart time$135k - $185k per year
...Questrade, Questbank, Questrade Wealth Management, Community Trust Company, Zolo, and... ...and programs Paid vacation, personal, and sick days for work-life balance... .... We’re looking for our next Senior Product Manager, Everyday Banking. Could It Be You?As the "Architect...PersonalSeniorPermanent employmentFull timeWork at office$148k - $200k per year
Banking Technology- Core Banking - Senior ManagerLocation: Toronto Other locations: Primary Location Only At... ...future with confidence. As a Senior Manager in our Canadian Banking Technology Consulting... ...through strategy, design, build, test, and delivery. At least 5 years’...PersonalSeniorLong term contractFor subcontractorWeekend work2 days per week3 days per week
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Manager Compliance Testing Personal Banking. Be the first to apply!
Related searches
- regulatory manager Winnipeg, MB
- customs compliance manager Winnipeg, MB
- safety compliance manager Winnipeg, MB
- compliance manager Winnipeg, MB
- directeur juridique Winnipeg, MB
- quality compliance manager Winnipeg, MB
- regulatory affairs project manager Winnipeg, MB
- regulatory compliance director Winnipeg, MB
- senior disability case manager Winnipeg, MB
- senior hardware engineer Winnipeg, MB

