Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Regulatory Finance & Operations Compliance Lead

CIRO / OCRI

CIRO, the Canadian Investment Regulatory Organization, is seeking a Manager, Financial & Operations Compliance in Toronto. The role oversees field examinations to ensure Dealer Member firms comply with prudential rules and remain financially and operationally viable.You will lead the examination process, file regulatory documents on time, and implement interventions to protect investors. A CPA or equivalent exams are preferred, with 5 years in regulatory/securities and 2 years in people
#J-18808-Ljbffr
Vacancy posted 1 hour ago
Similar jobs that could be interesting for youBased on the Regulatory Finance & Operations Compliance Lead in Winnipeg, MB vacancy
  •  ...Citigroup Inc. in Toronto is seeking a Finance Reporting Senior Analyst responsible for generating, tracking, and submitting financial...  ...statements under local regulations. The candidate will support US GAAP/regulatory reporting, assist with period-end close, and provide analysis of... 
    Regulatory
    Local area

    Citigroup Inc.

    Winnipeg, MB
    1 hour ago
  •  ...the world. As innovators in child health, we lead and partner to improve the health of children...  ...paediatric healthcare. SickKids' Clinical Research Operations is seeking a highly motivated Clinical Research Regulatory Compliance Lead with expertise in clinical trials,... 
    Regulatory
    Full time
    Contract work

    The Hospital for Sick Children

    Winnipeg, MB
    1 hour ago
  •  ...Howard Society of Toronto is seeking a Finance Manager to oversee day-to-day financial operations, ensure accurate processing, reporting, compliance and strong internal controls. The role...  ...ensuring practices align with funder, regulatory, and audit requirements. #J-18808-... 
    Regulatory

    John Howard Society of Durham Region

    Winnipeg, MB
    1 hour ago
  • Iconic Power Systems Inc. in Calgary, AB seeks a Fleet Compliance Coordinator to ensure the company’s truck and trailer fleets meet all federal...  ...platforms like Geotab and Fleetio. You will collaborate with Operations, Fleet Services, Health & Safety, HR, and field personnel to... 
    Regulatory

    Iconic Power Systems Inc.

    Winnipeg, MB
    1 hour ago
  • A prominent online bookmaker based in Toronto is seeking a Regulatory Compliance Manager to lead and develop their compliance team. This critical role involves ensuring compliance with regulatory requirements in the sports betting industry, overseeing daily activities, and... 
    Regulatory

    BettingJobs

    Winnipeg, MB
    1 hour ago
  •  ...Consultants [CPA Recruitment] is seeking a Chartered Professional Accountant (CPA) to join its growing finance team in Toronto. This role focuses on risk, controls, compliance, and corporate finance, with interaction across senior management and business units. The ideal... 

    Canadian Accounting Consultants [CPA Recruitment]

    Winnipeg, MB
    1 hour ago
  •  ...Abbotsford to recruit a Senior Manager, Finance Transformation. Reporting to the CFO,...  ...business partnership. The Opportunity Lead Finance process improvement,...  ...closely with the CFO, Controller, IT and operational leaders. What We're Looking For 5–7+... 

    Goldbeck Recruiting Inc

    Winnipeg, MB
    2 days ago
  • Insurance regulatory expertise and AI-powered compliance tools define this contractor assignment with Sia Partners in...  ...deployment.Key Responsibilities: Lead client contact and daily project...  ...OFAC, and SOLBachelor's degree in finance, business, law, or related disciplineApply... 
    Regulatory
    For contractors
    Remote work

    SIA

    Winnipeg, MB
    1 hour ago
  •  ...evolutions are yet to come. Regulatory constraints have driven most...  ...within each business line and operating models must take into account...  ...in insurance regulations and compliance to support one of our key insurance...  ...'s degree in relevant field (Finance, Business, Law, or related... 
    Regulatory
    Contract work
    For contractors
    Remote work

    SIA

    Winnipeg, MB
    1 hour ago
  • $80k - $120k per year

     ...Opportunity Role Title Manager, Regulatory CompliancePurpose of role The Manager, Regulatory Compliance plays a key role in the overall...  ...Compliance function by leading important areas of Foresters Regulatory...  ...point.Key Responsibilities Lead Core Areas of the RCM Program... 
    Regulatory
    Long term contract
    Work at office
    2 days per week
    3 days per week

    Foresters Financial Services, Inc.

    Winnipeg, MB
    1 hour ago
  •  ...Connect to what matters.The Opportunity Our Canadian Regulatory Compliance, Canada Gas team is currently looking to add a...  ...field compliance leadership to support safe, compliant operations across Canada Gas. You will lead and support regulatory inspections, audits, and... 
    Regulatory
    Temporary work
    Work at office
    Flexible hours
    Night shift

    1001 TransCanada PipeLines Limited

    Winnipeg, MB
    1 hour ago
  • Build and operate Coastal Community Credit Union’s enterprise Regulatory Compliance Management Program while leading AML/ATF compliance remotely in British Columbia.This temporary Senior Manager role runs approximately three months and combines RCM leadership with CAMLO responsibilities... 
    Regulatory
    Temporary work
    Remote work

    Coastal Community

    Winnipeg, MB
    1 hour ago
  • Apply OSFI CAR and AIRB knowledge as a Regulatory Capital Compliance Analyst in Toronto, with four onsite days weekly. This twelve month contract supports...  ...various functionsBachelor’s degree in business, economics, finance, or related fieldExcellent written, verbal, and... 
    Regulatory
    Contract work

    Mindlance, Inc.

    Winnipeg, MB
    1 hour ago
  • Lead regulatory compliance, inspections, and incident response for TC Energy’s Canada Gas operations in Calgary through a hybrid work model. Apply pipeline regulations, communication, and field leadership skills daily.As a Regulatory Compliance Specialist, you will advise business... 
    Regulatory
    Night shift

    TC Energy

    Winnipeg, MB
    1 hour ago
  • Regulatory advice and field compliance leadership define this hybrid Calgary role with TC Energy, emphasizing inspections...  ...support safe, compliant Canada Gas operations. You will advise business units,...  ....Key Responsibilities: Lead internal regulatory issues through resolution... 
    Regulatory

    Oil Authority

    Winnipeg, MB
    1 hour ago
  • Regulatory advice and field compliance leadership define this hybrid Calgary position with TC Energy, supporting safe, compliant Canada Gas operations across Canada.As a Regulatory Compliance Specialist, you will...  ..., and processes. You will lead inspections, audits, incident... 
    Regulatory

    1001 TransCanada PipeLines Limited

    Winnipeg, MB
    1 hour ago
  • Senior Regulatory Compliance Examiner# CIBC Careers — Current Opportunities## Senior Regulatory Compliance...  ...to independently assess the design and operating effectiveness of the unit’s processes...  ...of deficiencies and observations.* **Lead Examinations** – You will lead high... 
    Regulatory
    Full time
    3 days per week
    1 day per week

    CIBC

    Winnipeg, MB
    1 hour ago
  •  ...Nortrak, North America’s premier rail specialist, seeks a curious finance professional to support a small manufacturing plant and...  ...CFO and VP, Business Controlling, you’ll bridge accounting with operations and drive practical improvements across processes. You’ll work closely... 

    voestalpine Railway Systems Nortrak

    Winnipeg, MB
    1 hour ago
  •  ...technological advancements, Finance leaders ensuring our growth,...  ...functions don’t just support; they lead, playing a critical role in...  ...to Finance leadership and operational stakeholders.Financial Leadership...  ...hand to the Manager, Finance Operations, supporting strategic... 
    Long term contract
    Work at office
    Worldwide

    CAE

    Winnipeg, MB
    1 hour ago
  •  ...Zynga is seeking an Associate Manager, Business Operations to act as the central hub for Global Operations. You will own end-to-end workflows...  ..., anchor the Global Fonts Program, and coordinate Player Data Compliance vendor proposals across Zynga games. The role requires 2+... 

    Zynga

    Winnipeg, MB
    1 hour ago
  • Build the Canadian RPAA compliance framework remotely while leading AML controls, regulatory reporting, and FINTRAC relationships.This Compliance Officer role serves as the designated AML authority for a Canadian entity within international financial services. You will develop... 
    Regulatory
    Remote work

    Jobgether

    Winnipeg, MB
    1 hour ago
  • $92.7k - $137.58k per year

    Senior Manager, AML & Regulatory ComplianceJob Category : Back Office Operations Requisition Number : SENIO004867...  ...Manager, AML & Regulatory Compliance. This role serves as Coastal...  ...Laundering Officer (“CAMLO”), leading the AML/ATF Compliance Program... 
    Regulatory
    Temporary work
    Local area
    Remote work

    Coastal Community

    Winnipeg, MB
    1 hour ago
  • Lead Foresters Financial’s Regulatory Compliance Management Program in Toronto, applying regulatory change management and GRC expertise within a hybrid setting.The Manager, Regulatory Compliance supports Foresters’ US and Canadian life insurance and annuity businesses. This... 
    Regulatory
    Work at office

    Foresters Financial Services, Inc.

    Winnipeg, MB
    1 hour ago
  • Lead regulatory compliance oversight at BMO, applying consumer protection expertise and critical thinking within Canadian Personal & Business Banking. Support business partners independently.As a Senior Compliance Officer, you will support the Complaints, Channels & Sales Practices... 
    Regulatory

    BMO

    Winnipeg, MB
    1 hour ago
  • $150k - $200k per year

     ...partner is looking for a Director, Payments Compliance & Regulatory Affairs based in Canada. In this...  ...framework for a fast-growing fintech operating across payments, card issuing, and...  ...with Legal, Risk, Product, Engineering, Finance, and external regulatory stakeholders... 
    Regulatory
    Remote work

    Jobgether

    Winnipeg, MB
    1 hour ago
  • VACFSS in Vancouver, BC is seeking a Senior Accountant, Finance Systems & Operations Lead to guide day-to-day financial operations and supervise staff...  ..., workflow automation, and reporting improvements while ensuring compliance with funders and audits. #J-18808-Ljbffr
    Permanent employment
    Full time

    VACFSS

    Winnipeg, MB
    1 hour ago
  • $96.33k - $110k per year

     ...Services Society Senior Accountant, Finance Systems & Operations LeadVancouver, British Columbia Full-...  ...Accountant, Finance Systems & Operations Lead Salary: $96,326.65 to $109,999.53...  ...accounting reconciliations to ensure compliance with organizational policies, procedures... 
    Regulatory
    Permanent employment
    Full time
    Work at office
    Weekend work
    Afternoon shift

    Vancouver Aboriginal Child and Family Services Society

    Winnipeg, MB
    1 hour ago
  • Permitting and Regulatory Compliance SpecialistTécnicas Reunidas Canada E&C is part of the Técnicas Reunidas Group, a global leader in engineering, procurement and construction services for energy and large scale industrial projects is seeking a Permitting and Regulatory... 
    Regulatory
    Permanent employment

    Tecnicas Reunidas

    Winnipeg, MB
    1 hour ago
  • $150k - $200k per year

    Director, Payments Compliance & Regulatory Affairs Brim Financial is a category defining fintech, building the operating system for credit cards and payments. Our platform powers card...  ...-money laundering and counter-terrorist financing (AML/CTF) obligations, and card network... 
    Regulatory

    BRIM

    Winnipeg, MB
    1 hour ago
  • Legal and regulatory compliance expertise supports Desjardins’ framework, action plans, and oversight measures in a hybrid work model. Analytical skills guide complex compliance challenges.As a legal and regulatory compliance advisor, you help design, implement, coordinate,... 
    Regulatory

    Desjardins

    Winnipeg, MB
    1 hour ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Regulatory Finance & Operations Compliance Lead. Be the first to apply!