Senior Compliance Program Manager
Q Wealth Partners
Strengthen Q Wealth Partners’ compliance program through proactive risk resolution, regulatory reporting, and coordinated initiatives while working independently in a remote environment.This Senior Compliance Analyst role manages obligations and complex projects from initiation through completion. You will develop solutions, coordinate internal stakeholders, monitor progress, and provide meaningful updates to Compliance management. The position emphasizes accountability, documentation, continuous improvement, and timely resolution across regulatory responsibilities.Key Responsibilities:
Develop project plans, timelines, milestones, and deliverablesCoordinate stakeholder accountability and responses across departmentsMaintain conflicts, trading, disclosure, and acknowledgement recordsLead examinations, audits, due diligence, and cybersecurity assessmentsImprove policies, controls, training, automation, and workflowsRequirements:
Minimum 10 years’ compliance experience in Canadian financial servicesRegistered Portfolio Manager, Investment Fund Manager, or CIRO Dealer experienceIndependent project ownership with minimal supervisionStrong accountability, judgment, and time managementAdaptability to evolving technologies, systems, and workflowsBring compliance program management, stakeholder coordination, and practical problem-solving to Q Wealth Partners’ evolving regulatory environment.
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Develop project plans, timelines, milestones, and deliverablesCoordinate stakeholder accountability and responses across departmentsMaintain conflicts, trading, disclosure, and acknowledgement recordsLead examinations, audits, due diligence, and cybersecurity assessmentsImprove policies, controls, training, automation, and workflowsRequirements:
Minimum 10 years’ compliance experience in Canadian financial servicesRegistered Portfolio Manager, Investment Fund Manager, or CIRO Dealer experienceIndependent project ownership with minimal supervisionStrong accountability, judgment, and time managementAdaptability to evolving technologies, systems, and workflowsBring compliance program management, stakeholder coordination, and practical problem-solving to Q Wealth Partners’ evolving regulatory environment.
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Vacancy posted 2 hours ago
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