Vice President Canadian Legal Compliance

PIMCO seeks a Vice President supporting Canadian legal and compliance matters, with expertise in securities law and regulatory frameworks. This role serves Canada’s business.As part of PIMCO’s Canadian Legal & Compliance team, you will advise the business and help oversee its compliance framework. The work spans investment fund management, portfolio management, exempt market dealer activities, public and private funds, and institutional and wealth management distribution. You will partner with senior leaders and global colleagues.Key Responsibilities:
Provide Canadian securities law and compliance adviceEnhance policies, procedures, controls, and compliance monitoringAdvise on regulatory developments and change initiativesDraft and negotiate agreements and fund offering documentsSupport registrations, filings, governance, and regulatory reportingRequirements:
Law degree and Ontario Law Society membership or eligibilityApproximately 5-10 years of legal or compliance experienceUnderstanding of Canadian securities regulatory instrumentsInvestment management or financial services advisory experienceStrong judgment, communication, analytical, and collaboration skillsApply Canadian securities expertise and practical judgment to PIMCO’s legal, compliance, fund, and regulatory priorities.
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