Senior Manager Compliance Testing Personal Banking
EQ Bank | Canada's Challenger Bank
Drive compliance testing and control effectiveness for EQ Personal Banking from the company’s hybrid office at 2200-25 Ontario Street, Toronto.In this Senior Manager position, you will oversee first-line testing programs and operational risk activities for Personal Banking. Your work includes analyzing test results, developing remediation recommendations, maintaining SharePoint documentation, and preparing concise updates for senior leaders. You will remain current on regulatory developments, industry practices, and emerging personal banking risks.Key Responsibilities:
Execute first-line testing for key controls and regulatory requirementsIdentify control gaps and develop actionable remediation recommendationsMaintain SharePoint inventories of controls, evidence, and action itemsDraft policies and procedures for testing and issue managementCollect, analyze, and report relevant risk metricsRequirements:
Post-secondary education in risk policy, business, law, or financeAt least five years risk management, audit, or first-line experiencePrevious compliance testing or audit experienceKnowledge of financial services and regulatory legislationWorking knowledge of Microsoft Word, Excel, and PowerPointApply compliance testing, regulatory knowledge, and analytical reporting skills to improve control effectiveness within EQ Personal Banking.
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Execute first-line testing for key controls and regulatory requirementsIdentify control gaps and develop actionable remediation recommendationsMaintain SharePoint inventories of controls, evidence, and action itemsDraft policies and procedures for testing and issue managementCollect, analyze, and report relevant risk metricsRequirements:
Post-secondary education in risk policy, business, law, or financeAt least five years risk management, audit, or first-line experiencePrevious compliance testing or audit experienceKnowledge of financial services and regulatory legislationWorking knowledge of Microsoft Word, Excel, and PowerPointApply compliance testing, regulatory knowledge, and analytical reporting skills to improve control effectiveness within EQ Personal Banking.
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Vacancy posted 1 hour ago
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