Senior Regulatory Compliance Officer
BMO
Lead regulatory compliance oversight at BMO, applying consumer protection expertise and critical thinking within Canadian Personal & Business Banking. Support business partners independently.As a Senior Compliance Officer, you will support the Complaints, Channels & Sales Practices team. The role covers second-line advisory support, risk assessments, monitoring, testing, regulatory change management, and strategic initiatives. You will help address Bank Act obligations, consumer protection requirements, and regulatory developments affecting products, channels, sales practices, and customer complaint processes.Key Responsibilities:
Provide second-line compliance advice to assigned business groupsConduct and challenge risk assessments, monitoring, and testingAdvise on products, services, systems, and regulatory developmentsAnalyze compliance data and report regulatory risk insightsOversee issue resolution, remediation plans, and validationRequirements:
Minimum six years of relevant experiencePost-secondary degree or equivalent education and experienceDetailed consumer protection and marketing guideline knowledgeIn-depth communication, analytical, influence, and collaboration skillsRecognized compliance certificate preferredApply regulatory expertise, risk assessment, and effective challenge to strengthen compliance controls and support BMO business groups.
#J-18808-Ljbffr
Provide second-line compliance advice to assigned business groupsConduct and challenge risk assessments, monitoring, and testingAdvise on products, services, systems, and regulatory developmentsAnalyze compliance data and report regulatory risk insightsOversee issue resolution, remediation plans, and validationRequirements:
Minimum six years of relevant experiencePost-secondary degree or equivalent education and experienceDetailed consumer protection and marketing guideline knowledgeIn-depth communication, analytical, influence, and collaboration skillsRecognized compliance certificate preferredApply regulatory expertise, risk assessment, and effective challenge to strengthen compliance controls and support BMO business groups.
#J-18808-Ljbffr
Vacancy posted 1 hour ago
Similar jobs that could be interesting for youBased on the Senior Regulatory Compliance Officer in Winnipeg, MB vacancy
- Senior Regulatory Compliance Examiner# CIBC Careers — Current Opportunities## Senior Regulatory Compliance ExaminerApply: Toronto, ON: Full time... ..., Compliance and EAML Examinations Program, the Compliance Officer is responsible to manage and execute Regulatory Compliance...SeniorFull time3 days per week1 day per week
- ...UBS is seeking a Senior Compliance professional in Toronto to support the Canada Compliance team. You will partner with legal, risk, and IT to ensure policies meet local regulatory requirements and assist with exams and regulator interactions. Role emphasizes daily trade...SeniorLocal area
- Build and operate Coastal Community Credit Union’s enterprise Regulatory Compliance Management Program while leading AML/ATF compliance remotely in British Columbia.This temporary Senior Manager role runs approximately three months and combines RCM leadership with CAMLO responsibilities...SeniorTemporary workRemote work
- ...HomeEquity Bank is seeking a Regulatory Compliance Analyst to support the end-to-end compliance management program. You will assist in implementing key frameworks, tracking regulatory changes, and providing testing insights to ensure regulatory expectations are met. The...Senior
$70k - $150k per year
.../2026 Address100 King Street West Job Family GroupAudit, Risk & Compliance We are seeking a Senior Compliance Officer (SCO) to join the Complaints, Channels & Sales Practices team within Regulatory Compliance for Canadian Personal & Business Banking. This individual...SeniorContract workPart time$92.7k - $137.58k per year
Senior Manager, AML & Regulatory ComplianceJob Category : Back Office Operations Requisition Number : SENIO004867 Full-TimeRemote LocationsShowing 1 location... ...seeking a Senior Manager, AML & Regulatory Compliance. This role serves as Coastal Community...SeniorTemporary workLocal areaRemote work- As a senior legal and regulatory compliance advisor, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You lead...SeniorInternshipRemote workFlexible hours
- As a senior legal and regulatory compliance advisor, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You lead...SeniorInternshipRemote workFlexible hours
- Senior Customs and Regulatory Compliance Specialist Full-Time Montréal, QC, CA3 days ago Requisition ID: 1136A customs broker and international freight... ...and written; Advanced proficiency in Microsoft Office (Word, Excel and PowerPoint), including Excel formulas and...SeniorFull timeWork at officeRemote workMonday to fridayShift work2 days per week
$18.56 per hour
...and today hold positions on our senior leadership team. We offer... ...seeking Parking Enforcement Officers in Winnipeg, Manitoba. Position: Parking Enforcement Officer Location: Winnipeg, Manitoba... ...and public spaces to monitor compliance with parking regulations Issue...SeniorHourly payFull timeCasual workShift workNight shiftWeekend work- Strengthen flight safety compliance across Northern Cape with deep regulatory knowledge and meticulous documentation. This hybrid assignment supports critical aircraft airworthiness decisions.As Senior Airworthiness Engineer, you will ensure aircraft continue meeting SACAA,...Senior
- ...aviation services provider, is seeking a highly experienced Senior Aviation Compliance Officer to join their expanding operations. This is a fully... ...to detail, a comprehensive understanding of the aviation regulatory landscape, and strong analytical skills. You will play a...SeniorRemote workWork from homeHome officeFlexible hours
- A prominent online bookmaker based in Toronto is seeking a Regulatory Compliance Manager to lead and develop their compliance team. This critical role involves ensuring compliance with regulatory requirements in the sports betting industry, overseeing daily activities, and...Senior
- ...CIBC in Toronto, ON seeks a Senior Regulatory Compliance Examiner to lead Regulatory Compliance Management examinations, assess design and operating effectiveness of controls, and ensure alignment with OSFI E-13 and internal policies. The role supports multiple examination...Senior
- Elevate your career as a Senior Compliance Officer at Payments Canada in a hybrid work environment. Drive compliance efforts and collaborate with... ...with senior leadership • Knowledge of legislative and regulatory frameworks • Exceptional written and communication skills...Senior
- ...Compensation provided for using, not obtaining, the rating.The Senior Branch Compliance Officer - Insurance will have the opportunity to make a... ...Compliance Officer, Insurance plays a critical supervisory and regulatory role overseeing insurance‑related business activities...SeniorLong term contractFlexible hours
- ...matters. The Opportunity Our Canadian Regulatory Compliance, Canada Gas team is currently looking... ...impacts and recommendations to senior leadership to support informed decision... ...and flexible dress code for our eligible office-based workforce in Canada, the U.S. and...SeniorTemporary workWork at officeFlexible hoursNight shift
- ...next steps. Our partner is looking for a Compliance Officer based in Canada. As Compliance... ...collaborate with global compliance leadership, senior executives, the Board of Directors, and... ...is a high-impact opportunity to shape regulatory practices, strengthen risk management,...SeniorManual laborRemote work
- Lead regulatory compliance, inspections, and incident response for TC Energy’s Canada Gas operations in Calgary through a hybrid work model. Apply... ...regulatory trends and communicate recommendations to senior leadershipRequirements: Technical school graduation or associate...SeniorNight shift
- Regulatory advice and field compliance leadership define this hybrid Calgary role with TC Energy, emphasizing inspections, audits, and incident response.... ...request responsesMonitor trends and communicate impacts to senior leadershipRequirements: Technical diploma or associate...Senior
- Desjardins is seeking a senior legal and regulatory compliance advisor to design, institute and coordinate the compliance framework across the organization. You will lead complex strategic initiatives, coordinate with senior management, and ensure alignment with ethical standards...Senior
- ...together. About the role We're hiring a n experienced Compliance Officer with strong Canadian AML and FINTRAC and/or Retail Payment Activities... ...business. This role is instrumental in the Canadian regulatory roadmap, collaborates in many cross functional initiatives, ensures...Remote workFlexible hours
$150k - $200k per year
Director, Payments Compliance & Regulatory Affairs Brim Financial is a category defining fintech, building the operating system for credit... ...updated internal policy and procedure.Support Brim's RPAA Senior Officer with required Bank of Canada filings, annual reports, and incident...Senior$66.7k - $88.4k per year
...Architecture49 is seeking a Senior Office Administrator / Executive Leadership Coordinator. Architecture49 (A49) is a growing firm with... ...health and safety programs, documentation, orientations, and compliance initiatives. Attend regional coordination meetings, report...SeniorWork at officeLocal areaRemote workFlexible hours$150k - $200k per year
...next steps. Our partner is looking for a Director, Payments Compliance & Regulatory Affairs based in Canada. In this remote leadership-level... ...policies, procedures, and controls. Support the RPAA Senior Officer with Bank of Canada regulatory filings, annual reporting, incident...SeniorRemote work$100.3k per year
...as part of a collegial team under general supervision, the Senior Compliance Officer is responsible for: Member Compliance Provide guidance... ...units on plans to become compliant with legislative or regulatory requirements, including review of materials and tracking of...SeniorPermanent employmentTemporary workWork at officeRemote workFlexible hours- Apply OSFI CAR and AIRB knowledge as a Regulatory Capital Compliance Analyst in Toronto, with four onsite days weekly. This twelve month contract supports financial services expertise.The Regulatory Capital Compliance Analyst requires five plus years across financial services...Contract work
- Legal and regulatory compliance expertise supports Desjardins’ framework, action plans, and oversight measures in a hybrid work model. Analytical skills guide complex compliance challenges.As a legal and regulatory compliance advisor, you help design, implement, coordinate,...
- Legal and regulatory compliance expertise supports Desjardins through action plans, oversight, and analytical recommendations. Coordinate stakeholders across organizational fields while advancing ethics and compliance.As a legal and regulatory compliance advisor, you design...
$180k - $200k per year
...maintaining, and overseeing the firm’s compliance system in accordance with... ...firm’s designated compliance officer and works closely with the... ...oversight of the firm’s regulatory compliance framework while supporting... ...framework Advise senior management regarding regulatory...SeniorWork at officeNight shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Regulatory Compliance Officer. Be the first to apply!
Related searches
- regulatory affairs associate Winnipeg, MB
- compliance officer Winnipeg, MB
- trade compliance specialist Winnipeg, MB
- compliance analyst Winnipeg, MB
- analyste conformité Winnipeg, MB
- corporate compliance officer Winnipeg, MB
- regulatory analyst Winnipeg, MB
- regulatory compliance officer Winnipeg, MB
- regulatory specialist Winnipeg, MB
- senior disability case manager Winnipeg, MB

