Asset Management Compliance Manager

PICTON Investments

Apply Canadian securities expertise and compliance judgment at PICTON Investments, supporting asset management, investment funds, and distribution activities.This Manager, Compliance reports to the Senior Director, Compliance, and partners with Sales, Marketing, Product, Operations, and Technology. The position supports policies, procedures, controls, training, regulatory filings, monitoring, audits, and reviews. It also contributes to AML, KYC, KYP, client onboarding, and product due diligence.Key Responsibilities:
Develop and implement compliance policies, procedures, controls, and trainingSupport regulatory filings, management reporting, audits, and reviewsConduct KYC onboarding and client due diligence supportPerform KYP reviews for products and material changesLead compliance projects and process improvementsRequirements:
Five-plus years in asset management, investment funds, securities, or financial servicesStrong Canadian securities regulation knowledgeBusiness, finance, commerce, law, or related post-secondary educationCross-functional project and regulatory-change experienceStrong analytical, organizational, written, and verbal communication skillsUse securities knowledge, project leadership, and compliance discipline to support PICTON Investments’ evolving investment platform.
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