Senior Risk Monitoring Analyst - Regulatory Intelligence
FINRA
FINRA is seeking a Senior Risk Monitoring professional to lead risk assessments for member firms and support the Risk Monitoring Director. The role involves complex monitoring, collaboration across departments, and mentoring junior staff. It requires strong regulatory knowledge, analytical skills, and leadership in risk initiatives.
The position is hybrid, with salary ranges varying by location and experience, and offers comprehensive benefits consistent with FINRA policies.
#J-18808-Ljbffr$107.71k - $161.56k per year
...Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members... ...Essential Job Functions: This is a senior-level position reporting to a Risk... ...and make recommendations with respect to regulatory intelligence. Mentor and coach more junior...SeniorRegulatoryIntelligenceLong term contractFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start$135k - $185k per year
...and temporary roles YOUR MISSION Seeking an experienced Senior Enterprise Risk Analyst to lead enterprise risk across several domains and teams... ...recorded, write the standards other analysts follow, automate monitoring, and coach senior analysts QUALIFICATIONS ~ Bachelor’...SeniorPermanent employmentTemporary workFixed term contractWork at officeFlexible hours3 days per week- ...Enterprise risk expertise drives this senior analyst position at True Anomaly, supporting cyber, compliance, program, and supply chain risk onsite near... ...methods Brief executives, design risk workflows, automate monitoring, and coach analysts Requirements: Bachelor’s...Senior
- First Western Trust in Denver, CO seeks a Senior Loan Review Analyst with deep credit risk expertise to evaluate complex lending relationships, ensure underwriting... ...develop loan review methodologies while maintaining regulatory compliance and strong cross-functional collaboration....SeniorRegulatory
$96k - $139.7k per year
Senior Loan Review Analyst Location: Denver, CO (In-Office) Job Type: Full-Time Exempt Salary:... ...For You are an experienced credit risk professional with deep expertise in loan... ...methodology, credit risk assessment, regulatory expectations, and risk rating practices...SeniorRegulatoryFull timeWork at officeFlexible hours- ...firm continues to grow and projects become more complex, we are excited to be growing our Contracts and Risk Management group. The Contracts and Risk Management Senior Coordinator implements plans and procedures to achieve the team’s contracts and riskmanagement objectives...SeniorFull timeContract workWork at officeFlexible hours
- ...relationships, investments, collateral, and market risk as Vice President, Treasurer at D.A.... ...cash and excess-liquidity investments Monitor interest-rate, duration, concentration, and... ...Ten or more years as Treasurer or relevant senior financial professional Experience in...Senior
- Position Summary The AI Enablement Analyst / Senior Analyst will accelerate AI adoption across... ...governance and enterprise standards. Monitor solution effectiveness and continuously... .... ~ Familiarity with business intelligence, data analysis, and reporting tools....SeniorLong term contractTemporary workInternshipWork at officeFlexible hoursShift work
- ...studies, performing temperature and heat transfer predictions, and documenting results. Contribute to a team of Thermal Engineers and Analysts simultaneously developing groundbreaking lunar vehicles. We are looking for someone to apply their technical expertise, leadership...SeniorLong term contractPermanent employmentTemporary workLocal area
- Job Summary: We are seeking a Senior Product Marketer to translate the firm'... ...Duties/Responsibilities: Competitive Intelligence & Market Analysis Conduct ongoing... ..., and product differentiation Monitor industry trends, regulatory developments, and market dynamics that...SeniorRegulatoryIntelligencePrice work
$86.5k - $166k per year
...Technology (IT) Management Level Senior Associate Job Description & Summary... ...of an Incident Response manager and analyst. What You Must Have ~ High... ...knowledge in cybersecurity frameworks, risk management, and threat intelligence ~ Experience in incident management...SeniorIntelligenceVisa sponsorshipWork visaFlexible hours- PowerLines is seeking a seasoned analyst to review and improve administrative and financial procedures within a state-related environment. The role supports analysis, reporting, and recommendations for process improvements in accounts payable and related areas. The position...Senior
- Blue Origin in Canada/USA markets is seeking a structural analysis engineer to support the Lunar Transportation program. You will analyze load paths from concept to hardware, verify spacecraft structures, and drive tests and validation for safe human spaceflight. The role reports...Senior
- ...True Anomaly, Inc. seeks a Staff Enterprise Risk Analyst to lead enterprise risk across cyber, compliance, program, and supply chain domains... ...recommendations, and mentor analysts while interfacing with senior leaders to ensure risk-aware strategy across multiple programs....Senior
$133.37k - $156.9k per year
...Description Lead the architecture, modernization, and delivery of an enterprise Document Management Platform powered by AI, Intelligent Document Processing (IDP), Generative AI, and Enterprise Search . This role combines deep technical leadership with hands‑on engineering...IntelligenceLong term contractTemporary workInternshipLocal area3 days per week- ...DESCRIPTION Under the general supervision of an Administrative Analyst 4 or other supervisor in a state department, institution, or agency... ...Systems: Employ NJCFS, NJSTART, and MACSE to process and monitor financial transactions. Coordinate with Stakeholders: Liaise with...
- ...AI agents and workflow automations as an Analyst at IMA Advisors, using Microsoft Copilot Studio... ...units. The AI Enablement Analyst or Senior Analyst partners with leaders and subject... ...instructions, and knowledge repositories Monitor solution effectiveness and improve adoption...Senior
- ...This strategic platform leader serves as Senior Chief Engineer for core infrastructure environments... ...-cause analysis Present platform health, risks, capacity, and investments to leadership... ...planning Knowledge of security, regulatory compliance, audits, and operational management...SeniorRegulatory
$95k - $170k per year
...and temporary roles YOUR MISSION The Senior Systems Admin/Architect is responsible for... ...handling, reconciliation processes, monitoring, and operational support models for integrations... ...and implement AI‑assisted workflows: intelligent part search, automated classification,...SeniorPermanent employmentTemporary workFixed term contractWork at officeFlexible hours$150k - $196k per year
...global manufacturing capacity. Xometry is seeking a Senior Principal, Machine Learning & Artificial Intelligence to join our team. You will serve as a technical... ..., model training, evaluation, deployment, monitoring & operations ~ Deep expertise in machine learning...SeniorIntelligenceImmediate start- ...new phase of growth and are looking fora Senior AI/ML Engineer to serve as PDW’s senior... ...degree in Computer Science, Artificial Intelligence, Machine Learning, Data Science, Mathematics... ...automated testing, CI/CD, containers, monitoring, evaluation, observability, performance...SeniorIntelligenceWork at officeFlexible hours
$160k - $185k per year
...AI to do it better. We're looking for a Senior Full Stack Engineer who is primarily frontend... ...faster Identify opportunities to embed intelligent, AI-assisted experiences into the product... ...AI agents can carry it out, and surface risks and tradeoffs early Raise the quality bar...SeniorWork at officeWork visaFlexible hours$125k - $150k per year
About the Opportunity: We’re looking for a Senior QA Engineer to build and lead quality engineering for our software products. You’ll... ..., and API testing Collaborate with developers, business analysts, and product owners to define acceptance criteria and testability...SeniorInternshipWork at officeFlexible hours$159.97k - $188.2k per year
...One. Job Description We are seeking a Senior Product Manager to lead the strategy, prioritization... ...based on business value, dependencies, risk, available resources, and strategic... ...of three individual contributors (business analysts and product managers) while creating clear...SeniorLong term contractTemporary workInternshipLocal area3 days per week$125k - $228k per year
...opportunities and your next big career move with Aprio. Job Summary This Senior Manager, Tax role requires an extremely technical person with... ...manage tax obligations, identify opportunities, and mitigate risk. Serve as a primary client contact for assigned engagements,...SeniorFull timeWork at officeLocal areaRemote workFlexible hours- About Role: Urban Sky is seeking a Senior RF Systems Engineer to own the RF domain across the company – every emitter, receiver, antenna... ...payloads Support spectrum planning, frequency coordination, and regulatory compliance (FCC, ITU) Qualifications: B.S. or M.S. in...SeniorRegulatoryPermanent employmentLocal areaRelocation
$192k - $213k per year
...partners; and the Space Based Environmental Monitoring (SBEM) mission, which provides data for... .... The ideal candidate is a hands‑on senior engineer who has shipped and operated production... ...Space is dedicated to delivering Earth Intelligence for a safer and more resilient world....SeniorIntelligenceLong term contractPermanent employmentFull timeTemporary workInternshipWork at officeRemote workFlexible hours3 days per week- ...and schedules Resolve supplier account, invoice, payment, and change issues Monitor delivery dates, documentation, commitments, and exceptions Elevate commercial, schedule, data, and supplier risks Requirements: Bachelor’s degree in supply chain, construction management,...Senior
$166.4k - $228k per year
...Northstrat, a GRVTY company is seeking an experienced and driven Senior Systems Engineer to join our dynamic integration team. The Senior... ...cause analysis for problems Identify and track dependencies and risks Become an expert in system interfaces and identify key...SeniorContract work- Application close date: Applications will be accepted on an ongoing basis until the requisition is closed. At Blue Origin, we envision millions of people living and working in space for the benefit of Earth. We’re working to develop reusable, safe, and low-cost space vehicles...Long term contractPermanent employmentTemporary workLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Risk Monitoring Analyst - Regulatory Intelligence. Be the first to apply!
- monitoring and evaluation Quinte West, ON
- surveillance monitor Quinte West, ON
- lunch monitor Quinte West, ON
- surveillant educateur Quinte West, ON
- child monitor Quinte West, ON
- monitor technician Quinte West, ON
- risk management consultant Quinte West, ON
- risk analyst Quinte West, ON
- market risk analyst Quinte West, ON
- risk management analyst Quinte West, ON

