Vp, Wealth Management Compliance & Risk
158 Morgan Stanley Wealth Management Canada Inc.
Morgan Stanley Wealth Management Canada Inc. is seeking a Wealth Management Registered Supervisor - Vice President to oversee first-tier supervision of retail accounts, compliance and risk, reporting to the Chief Risk Officer.The role requires strong understanding of CIRO rules, excellent communication, and leadership to coach Financial Advisors on policies and risk awareness. This is a senior, non-revenue sharing supervisory position within MSWC.
#J-18808-Ljbffr
#J-18808-Ljbffr
Vacancy posted 54 minutes ago
Similar jobs that could be interesting for youBased on the Vp, Wealth Management Compliance & Risk in Winnipeg, MB vacancy
- ...Morgan Stanley is seeking a Wealth Management Registered Supervisor - Vice President in Toronto to lead supervision, risk and compliance activities within MSWC. You will report to the Chief Risk Officer and work with cross‑functional teams to enforce ethics, policies and regulatory...Risk
- Morgan Stanley is seeking a Wealth Management Registered Supervisor - Vice President to lead first-tier supervision, ensure strict compliance with CIRO rules, and coordinate risk management across MSWC. The role reports to the Chief Risk Officer and collaborates with Senior...Risk
- ...Scotiabank is seeking a Manager, Business Risk Management to strengthen operational risk practices across Global Wealth Management (GWM). You will champion the NIRA program, manage... ...support risk governance to ensure regulatory compliance and internal standards. You will guide...Risk
- ...on 11/04/2024We arelooking for a key contributor to join our compliance team as a ComplianceManager based in our Montreal office... ...of Canada’s longest standingfee-only providers of integrated wealth management services to high-net-worthfamilies. Since 1979, our team of...SuggestedWork at office
- Select how often (in days) to receive an alert: Title: Manager, Compliance & Risk Management MarketingRequisition ID: 278151 Join a purpose driven... ...and services, including personal and commercial banking, wealth management and private banking, corporate and investment...Risk
- Royal Bank of Canada is seeking a Senior Manager, Business Risk to support Wealth Management Canada’s Operational Risk management leadership. You will... ...reporting, and program governance, partnering with 2LoD, Compliance, and other dependencies to enable informed decisions...Risk
- Strengthen Kuehne+Nagel Canada’s customs compliance through risk assessments, control reviews, and internal audit framework development.This Trade Control Manager oversees customs compliance, trade controls, internal auditing, and risk management across the organization. You...Risk
- Drive Canadian EHS compliance and risk controls for Johnson & Johnson from Markham, Ontario, using strong analytical and program-management skills. Support regulated operations across multiple environments and designated locations.This Manager, EH&S leads systems that identify...RiskFor contractorsWork at officeRemote work
- Elevate your career as a Manager, Internal Audit, Regulatory Compliance, and Risk Management with PwC Canada. Leverage your expertise in governance and risk solutions to guide clients through complex scenarios. This managerial role at PwC Canada focuses on internal audit and...Risk
- Manage project risk, compliance, and delivery controls at BGIS, supporting moderately complex work within approved scope, budget, and requirements.The Project Manager develops and implements plans for assigned projects with moderate complexity, risk, and exposure. You assess...Risk
- Support global compliance and operational risk oversight as a Manager in Toronto, coordinating initiatives with Business Line and Corporate Function teams.Scotiabank is hiring a Manager for its Global Compliance Business Risk Management team. The full-time position supports...RiskFull time
- Select how often (in days) to receive an alert:Title: Manager, Global Compliance Business Risk Management Requisition ID: 278074Join a purpose driven... ...and services, including personal and commercial banking, wealth management and private banking, corporate and investment...Risk
- Drive cybersecurity risk and compliance programs through NIST, ISO, HIPAA, SOC 2, and PCI DSS expertise for regulated clients. Guide control improvement and audits.As a Cybersecurity Risk Compliance Manager, you will lead assessments, security reviews, audit support, and remediation...Risk
- Lead risk and compliance applications at Citi while managing regulatory technology projects across enterprise platforms and control environments. This full-time... ...governance with delivery leadership.As a dual-mandate manager, you will oversee GRC and RegTech platforms,...RiskFull time
- Manage operational risk compliance activities for Scotiabank in Toronto, using analytical judgment and regulatory knowledge to support global oversight. Help escalate issues and strengthen risk controls.This Manager, Global Compliance Business Risk Management role contributes...Risk
- ...and investors who seek strong risk-adjusted returns. Since 1971,... ...seeking a Vice President, Legal & Compliance to join the Canadian Legal &... ...Legal, Compliance, Client Management, Operations, Product Strategy,... ...funds across institutional and wealth management distribution channels...RiskFlexible hours
- ...is the global workforce platform built on compliance. We help companies determine how to... ...Group, Atlas HXM builds Human Experience Management into everything we do, guided by our "For... ...corporate governance.About the role: As the Risk & Compliance Manager, you will play a...RiskInternshipWork at officeLocal areaRemote work
- Senior Analyst, Compliance Risk ManagementWhen applicable, Bombardier promotes flexible and hybrid work policies.Why join us? At Bombardier... ...Description The Senior Analyst, Compliance Risk Management supports the implementation and continuous improvement of Bombardier...RiskFlexible hours
- Manager, Global Compliance Business Risk Management Toronto, ON Full-time Salary not specified Scotiabank is hiring a Manager, Global Compliance Business Risk Management in Toronto, Ontario. Role overviewSupport the Global Compliance Business Risk Management team by...RiskFull time
- EllisDon Corporation in Canada seeks a Health, Safety, and Environment Manager (Building Group) with 5+ years in construction safety. You will develop policies, ensure regulatory compliance, and lead incident investigations across projects. The role offers a leadership position...Risk
- Select how often (in days) to receive an alert: Title: Manager, Compliance Risk & Control Assessments - Global ComplianceRequisition ID: 278182... ...and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking...Risk
- Mastercard Inc. seeks a Manager, Financial Risk to provide dedicated Second Line expertise for BVNK's integration and the build-out of the Digital Asset Risk & Compliance function. The role ensures that credit, settlement, counterparty, collateral, liquidity and related digital...Risk
$145.1k - $217.7k per year
Role OverviewThe Risk & Compliance Project Manager and Application Manager is a dual-mandate leadership role designed to oversee the end-to-end lifecycle, stability, and evolution of critical enterprise risk, regulatory, and compliance software applications, while concurrently...RiskFull time- ...President, IT Infrastructure & Compliance leads the technology foundation... ...business continuity, technology risk, and the controls that support AIIM... ...security commitments. The VP sets the technology roadmap, leads the internal team, manages budgets and directs external IT...Risk
$134k - $167k per year
The Director, Risk and Compliance provides strategic leadership for and is accountable for the organization’s Enterprise Risk Management (ERM) and Compliance Programs through the strategic development... ...organization. Reporting to the VP, Risk and Compliance, the Director provides...RiskWork at officeFlexible hours- Privacy risk and compliance leadership anchors operational delivery at Aviso Wealth. Apply Canadian privacy legislation knowledge across incidents, assessments, and controls... ...Privacy Operations Specialist reports to the Manager, Privacy Operations, supporting privacy...Risk
- Position Responsibilities: Delivering information risk expertise and advice to the business users enabling them to manage their Resilience & Crisis response risks... ...relevant risks across jurisdictions and overseeing compliance with same as required.Ensuring staff are properly...RiskLong term contractTemporary workLocal areaImmediate startFlexible hours
- ...GRC areas. Conduct or supervise complex risk analyses. Lead initiatives that... ...Produce recommendations based on risks, compliance requirements and business objectives.... ...GRC areas. Demonstrated experience in managing complex files. Ability to work with business...RiskFlexible hours
$175k - $190k per year
...industry, is seeking a dedicated Director of Governance, Risk, and Compliance to join their team. In this role, you will lead... ..., banking, fintech, insurance, payments, or wealth managementDemonstrated experience managing: Regulatory compliance initiativesExecutive reporting...RiskPermanent employmentInternship- ...Most Trusted Investment Brands.At Picton Mahoney Asset Management (PICTON Investments), being alternative isn’t just what... ...detail-oriented, and solutions-focused Senior Director, Compliance (Enterprise Risk Management) to join our Risk & Compliance team. This is an...RiskLong term contractImmediate startFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vp, Wealth Management Compliance & Risk. Be the first to apply!
Related searches
- vice president sales Winnipeg, MB
- vice president technology Winnipeg, MB
- senior vice president Winnipeg, MB
- vice president diversity inclusion Winnipeg, MB
- vice president human resources Winnipeg, MB
- vp talent acquisition Winnipeg, MB
- vice president finance Winnipeg, MB
- vice president of operations Winnipeg, MB
- vice president sustainability Winnipeg, MB
- vice president of sales Winnipeg, MB

