Senior Brokerage Automation And Controls Associate
Alpaca
Build automation-first brokerage controls for Alpaca, combining Canadian market operations knowledge with straight-through processing and auditable workflows.This Senior Brokerage Operations Associate will redesign high-volume and high-risk work across accounts, trades, custody, reconciliations, and tax. The individual contributor partners with Product, Engineering, Compliance, and global Operations. Success includes launch readiness, control quality, registered-account operability, and systems others can run.Key Responsibilities:
Convert Canadian operating expectations into SOPs, RACI, and controlsRedesign workflows using rules, queues, automation, and measurable SLAsPrototype AI-assisted exception triage and reconciliation investigationDefine books, records, breaks, and operational-control processesSupport ACCC go-live and continuous production improvementRequirements:
10+ years of hands-on Canadian brokerage operations experiencePractical workflow automation, rules-engine, RPA, or AI experienceKnowledge of custody, asset servicing, and operational controlsRegulatory literacy across CIRO, provincial securities, and CSA contextsProven delivery of process and tooling changesApply automation and control expertise to make Alpaca's Canadian brokerage systems scalable, auditable, and operationally durable.
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Convert Canadian operating expectations into SOPs, RACI, and controlsRedesign workflows using rules, queues, automation, and measurable SLAsPrototype AI-assisted exception triage and reconciliation investigationDefine books, records, breaks, and operational-control processesSupport ACCC go-live and continuous production improvementRequirements:
10+ years of hands-on Canadian brokerage operations experiencePractical workflow automation, rules-engine, RPA, or AI experienceKnowledge of custody, asset servicing, and operational controlsRegulatory literacy across CIRO, provincial securities, and CSA contextsProven delivery of process and tooling changesApply automation and control expertise to make Alpaca's Canadian brokerage systems scalable, auditable, and operationally durable.
#J-18808-Ljbffr
Vacancy posted 1 hour ago
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