Compliance Associate At Clarity
Clarity (formerly Hiive)
Step into a pivotal role as a Compliance Associate at Clarity, where you'll contribute to regulatory compliance across North America. Leverage your expertise in compliance to ensure operational excellence.
As a Compliance Associate, you will report directly to the Chief Compliance Officer. This role requires a minimum of 3 years of experience in compliance, risk, or audit functions. You'll actively engage in transaction monitoring, regulatory reporting, and compliance training while fostering a culture of accountability within Clarity.
Key Responsibilities: - Conduct daily transaction monitoring and escalate issues - Manage oversight of registered representatives - Test and update compliance policies and procedures - Prepare regulatory reporting and compliance resources - Develop compliance training materials
Requirements: - 3+ years of compliance or risk experience - Strong knowledge of securities markets - Creative problem-solving ability with regulations - Excellent judgment under pressure - Team-oriented, agile in delivering compliance advice
Drive Clarity’s compliance initiatives and support its growth trajectory in the dynamic financial landscape.#J-18808-Ljbffr
As a Compliance Associate, you will report directly to the Chief Compliance Officer. This role requires a minimum of 3 years of experience in compliance, risk, or audit functions. You'll actively engage in transaction monitoring, regulatory reporting, and compliance training while fostering a culture of accountability within Clarity.
Key Responsibilities: - Conduct daily transaction monitoring and escalate issues - Manage oversight of registered representatives - Test and update compliance policies and procedures - Prepare regulatory reporting and compliance resources - Develop compliance training materials
Requirements: - 3+ years of compliance or risk experience - Strong knowledge of securities markets - Creative problem-solving ability with regulations - Excellent judgment under pressure - Team-oriented, agile in delivering compliance advice
Drive Clarity’s compliance initiatives and support its growth trajectory in the dynamic financial landscape.#J-18808-Ljbffr
Vacancy posted 2 hours ago
Similar jobs that could be interesting for youBased on the Compliance Associate At Clarity in Winnipeg, MB vacancy
$102k - $152k per year
...Permanent Full Time - The Clarity Operations Manager leads the team responsible for supporting and enhancing Canada Life's project and portfolio management tools, primarily Clarity PPM. Managing a business analyst, support analyst, and two developers, the role ensures...SuggestedPermanent employmentFull timePart timeInternshipWork at officeFlexible hours$100k - $130k per year
Clarity is redefining how private companies and their shareholders access liquidity. Through its institutional-grade platform, Clarity... ...growing demand and pursue new market opportunities.As a Compliance Associate at Clarity, you will be an integral part of our compliance...SuggestedSummer holidayRelocationClarity (formerly Hiive)
Winnipeg, MB2 hours ago- Clarity PPM Developer Skills Planview Project & Portfolio Management, MySQL, Business Process Management (BPM)Years of Experience 8–10Location Toronto, ONWork Model Hybrid – 2 days per week in-person at Toronto office preferredRole Requirements Solid working...SuggestedWork at office2 days per week
Astra-North Infoteck Inc.
Winnipeg, MB2 hours ago - ...Solid working experience on Clarity PPM covering technical and functional modules. Experience of working on the new UI/UX of the Clarity PPM tool. Comprehensive understanding on Project and Portfolio Management Lifecycle, Resource Management, Timesheet Management, Capacity...Suggested
Apptoza Inc.
Winnipeg, MB2 hours ago $70k - $120k per year
...and engaged. * We’re a certified Great Place to Work®, seven years in a row! Kepler is seeking a detail-oriented Regulatory Compliance Associate to support its Canadian Controlled Goods Program (CGP), export and import compliance activities, and other regulatory...SuggestedInternshipWork at officeRelocation packageKepler Communications
Winnipeg, MB2 hours ago$72k - $90k per year
The Sales Compliance team is responsible for designing and ensuring effective Sales Compliance and Controls across DoorDash’s sales organization... ...across all business lines.About the Role We are seeking an Associate, Sales Compliance to operate and enhance our key revenue...Full timeContract workLocal areaRemote workDoorDash Canada
Winnipeg, MB2 hours ago- OverviewWe are looking for a hands‑on Broadcom Clarity Developer to design, develop, enhance, and support Broadcom Clarity PPM solutions across portfolio, project, resource, and financial management processes. In this role, you will develop integrations and automations, optimize...For contractorsInternshipFlexible hours
Adastra Corporation
Winnipeg, MB2 hours ago - Become a pivotal part of Clarity's team as a Sales & Trading Analyst. This role combines client interaction with operational support, ensuring... .... You'll interface with multiple stakeholders while ensuring compliance and accuracy throughout all stages of the process. Key...Internship
Clarity (formerly Hiive)
Winnipeg, MB2 hours ago $145k - $165k per year
...experience. Vacancy Status:This is for a current opening. Compensation:$145,000 - $165,000 Job DescriptionWho You AreThe Associate Director, Compliance is the operational leader of SIFI’s Compliance function and is accountable for the day-to-day management, execution and...InternshipWork at officeWork from homeFlexible hoursPurpose
Winnipeg, MB2 hours ago$122.1k per year
...together quarterly for intense in-person working sessions called “surges.” Learn more about working at Coinbase . As a Senior Associate on the Compliance team, you'll support the implementation and execution of Coinbase Canada's compliance program, covering AML/ATF, KYC,...Local areaJoinleyla
Winnipeg, MB2 hours ago- Senior Clarity PPM DeveloperLocation: Toronto Work Mode: 2 Days Work From Office (WFO) Skills Required Strong experience in Clarity PPM (CA PPM) development and configuration. Proficiency in GEL scripting, XOG, NSQL, and SQL. Knowledge of Clarity Studio,...Work at office
Astra-North Infoteck Inc.
Winnipeg, MB2 hours ago - Use Excel and reconciliation skills as a Sales Compliance Associate at DoorDash, working remotely from Vancouver, Canada. Support revenue controls across business lines.This Associate role sits within DoorDash’s Sales Strategy & Operations organization. You will operate key...Contract workRemote work
DoorDash Canada
Winnipeg, MB2 hours ago - Clarity PPM technical and functional expertise defines this developer role, including new UI/UX experience with the platform.The position focuses on Clarity PPM across Project and Portfolio Management, Resource Management, Timesheet Management, Capacity Management, and its...
Apptoza Inc.
Winnipeg, MB2 hours ago - ...where our culture is informed by our values and commitment to protecting and saving lives. Job Summary The Specialist I, Quality Compliance is responsible for supporting and representing Emergent during regulatory inspections, customer audits, and internal audits. This...Flexible hours
- ...made by human reviewers. #LI-AD1 Job Description The Opportunity: As a member of the FSQA team, the FSQA Audit and Compliance Supervisor is accountable for leading the plant’s internal audit and claim verification programs, preparing for and leading Maple Leaf...Full time
$18.56 per hour
...policies of the Parking Authority Conducting routine patrols of designated parking areas, streets, and public spaces to monitor compliance with parking regulations Issue parking citations or tickets to vehicles that violate parking regulations, such as parking in restricted...Hourly payFull timeCasual workShift workNight shiftWeekend work- ...Job Summary - This is a term position The Manufacturing Associate role supports the filling of specialty pharmaceutical products... ...activities. Executes and documents procedural steps in compliance with current Good Manufacturing Practices (cGMP) standards and...Work at officeFlexible hoursShift workNight shiftAfternoon shift
- ...contributions, unload donations and place stock in appropriate location. • Maintain the proper sorting and processing of goods, ensure compliance with quality standards; that all products are priced correctly as per store policy. • Perform other duties as required. 2....Permanent employmentPart timeLive outWeekday work
- ...eyewear and eyecare industry. Discover more by following us on LinkedIn! JOB DESCRIPTION GENERAL FUNCTION The Sales Associate sets the standard of quality in eye care and eyewear by ensuring every patient and customer has the best experience in every...Minimum wagePart timeCasual workLocal area
- ...thinking today about the world of tomorrow. Don’t miss the chance to shape your #FutureInSight with us! What You’ll Do: Our Sales Associates are vital to the success of Sunglass Hut. You will bring an authentic, fun and energic experience to all customers while helping...Minimum wageTemporary workSeasonal workLive InLocal areaWorldwide
- ...transformation of the eyewear and eyecare industry. Discover more by following us on LinkedIn! JOB DESCRIPTION GENERAL FUNCTION The Associate Optometrist is responsible for creating exceptional value in the lives of our patients by delivering and leading the execution of...Minimum wagePart timeWork at officeLocal area
$110k - $150k per year
...Associate, Wealth Advisor - Stenner Wealth Partners+ Competitive Total Compensation Range: $110-$150K annually depending on experience... ...complete and accurate client records in accordance with regulatory, compliance, and internal requirements. Business Development and Asset...Long term contractWork at office- ...of the eyewear and eyecare industry. Discover more by following us on LinkedIn! JOB DESCRIPTION What You’ll Do: The Sales Associate creates exceptional value in the lives of patients by delivering outstanding eye care right in your neighborhood. Join our team and...Minimum wagePart timeCasual workLocal area
- ...experienced tax leader in AltaGas' Calgary-based tax function. The role is rsponsible for the global income tax provision and Canadian compliance processes for the AltaGas group. Responsible for staff supervision and development, this leader partners with business and finance...Local area
- ...transformation of the eyewear and eyecare industry. Discover more by following us on LinkedIn! JOB DESCRIPTION GENERAL FUNCTION The Associate Optometrist is a leader in the organization, delivering the brand promise, experience & the organization’s key results through...Minimum wagePart timeWork at officeLocal area
$25 per hour
...codes in the ERP system. Review product data and ensure accurate classification. Support customs, tariff, and import/export compliance requirements. Research and resolve HS coding discrepancies. Collaborate with Supply Chain, Logistics, Finance, and Trade Compliance...Temporary work$43.3k - $56.7k per year
...If so, then get onboard for the position of PIA Client Service Associate. In this role, you will provide dedicated specialized administrative... ...marketing materials Become familiar with and adhere to compliance requirements, including all aspects of new and existing account...Full timeWork from home$68.8k - $114.7k per year
...Temporary Full Time - The Investment Associate plays a key supporting role in delivering a high-quality advisory and investment... ...collaborating with Client Service, Operations, Trading, and Compliance teams. The position provides foundational training and exposure...Permanent employmentFull timeContract workTemporary workPart timeInternshipWork at officeFlexible hours- Our branded retail team is at the heart of our success. We represent the welcoming spirit of our company. Our retail teams are outgoing and approachable individuals who understand how our products and services fit into everyday life, and we’re excited to show customers how ...Hourly payContract workPart timeLocal areaShift workAfternoon shift
- Education: Secondary (high) school graduation certificate. Tasks: Clean and maintain office, supply area or warehouse. Identify, label and catalogue items received. Issue and distribute parts and supplies for internal use. Maintain records on inventory control system. Prepare...Hourly payPermanent employmentWork at officeImmediate startWeekend workDay shiftAfternoon shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Associate At Clarity. Be the first to apply!
Related searches
- regulatory affairs associate Winnipeg, MB
- compliance officer Winnipeg, MB
- trade compliance specialist Winnipeg, MB
- compliance analyst Winnipeg, MB
- analyste conformité Winnipeg, MB
- corporate compliance officer Winnipeg, MB
- regulatory analyst Winnipeg, MB
- regulatory compliance officer Winnipeg, MB
- regulatory specialist Winnipeg, MB
- regulatory affairs Winnipeg, MB